Mutual Fund Company List

Mutual Fund Directory | 2016

MutualFundDirectory.org Ranks Mutual Fund Companies By Assets Under Management (AUM)

Mutual Fund company list

Data Updated: 5/6/16. 

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Ranked by
AUM
on 05/5/2016
Company Name Assets Under
Management
(AUM) In
$ Billions
OldClick to get
Company
Info
Date of
data used
OldFeatured Offer
1Black Rock Funds$4,737.00 $4,645.00 Request info...3/31/201612/31/2015
2BNY Mellon (Dreyfus)$3,300.00 $2,700.00 Request info...3/31/20161/20/2016
3Vanguard$3,240.00 $3,000.00 Request info...4/14/201612/4/2015
4Fidelity Investments$2,040.00 $2,078.00 Request info...3/31/20169/30/2015
5State Street Global Advisors$2,000.00 $2,400.00 Request info...3/31/201612/31/2015
6JP Morgan$1,600.00 $1,700.00 Request info...3/31/20169/30/2015
7PIMCO$1,500.00 $1,500.00 Request info...3/31/201612/31/2015
8American Funds Investments/PIMCO$1,300.00 $1,300.00 Request info...4/21/20165/31/2015
9Prudential Investments$1,000.00 $1,000.00 Request info...4/28/20169/30/2015
10Franklin Templeton$880.60$763.00Request info...3/31/201612/31/2015
11Natixis Global Associates$870.00$870.309/30/20159/30/2015
12Deutsche Asset Management$842.00$812.50Request info...3/31/20169/30/2015
13TIAA-CREF (purchased Nuveen)$834.00$834.00Request info...9/30/20159/30/2015
14Ameriprise Financial$815.00$800.00Request info...4/22/20163/30/2015
15Invesco$771.50$740.90Request info...4/11/20161/26/2016
16T Rowe Price$764.60$736.10Request info...3/31/201612/31/2015
17AXA$740.90$740.90Request info...2/1/20162/1/2016
18Goldman Sachs Asset Management$689.00$689.00Request info...1/5/20161/5/2016
19Legg Mason$670.00$691.40Request info...3/31/201611/30/2015
20TD Ameritrade$667.00$667.00Request info...9/30/20159/30/2015
21UBS$649.00$649.00Request info...12/31/201512/31/2015
22BofA Merrill Lynch$610.00$610.0012/31/201512/31/2015

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23BNP Paribas$604.00$589.005/2/201612/31/2015
24Principal Financial Group$547.70$527.40Request info...3/31/201612/31/2015
25Mainstay Capital/NYLife$537.00$537.00Request info...12/31/201512/31/2015
26RBC Global Wealth (CAN)$526.10$526.10Request info...12/31/201512/31/2015
27Alliance Bernstein$479.00$458.00Request info...3/31/201612/31/2015
28Aberdeen Asset Management (UK)$428.20$428.20Request info...12/31/201512/31/2015
29Dimensional Fund Advisers$414.00$418.00Request info...4/29/20161/5/2016
30Morgan Stanley$406.00$406.00Request info...12/31/201512/31/2015
31Aegon$380.50$380.50Request info...12/30/201512/30/2015
32AVIVA$377.80$377.00Request info...5/2/20166/30/2015
33Wells Fargo Advantage Funds$376.00$376.00Request info...2/3/20162/3/2016
34Federated Investors$370.00$361.10Request info...3/31/201612/31/2015
35Columbia Management$339.00$0.80Request info...3/31/201612/31/2015
36Nomura Asset Management$338.00$319.00Request info...12/31/20156/30/2015
37Credit Sussie$321.20$111.00Request info...12/31/20151/2/2015
38Julius Baer Securities$309.70$284.70Request info...2/1/20166/30/2015
39Lizard Mgmt Group$304.00$304.00Request info...1/5/20161/5/2016
40Eaton Vance Distributors$302.60$312.60Request info...1/31/20169/30/2015
41Charles Schwab$280.00$280.00Request info...12/31/201512/31/2015
42Voya (ING)$274.00$450.00Request info...3/31/201612/31/2015
43Dodge & Cox$259.00$270.00Request info...5/2/201612/31/2015
44Pioneer + (Santander)$248.90$244.10Request info...3/31/201612/31/2015
45Frank Russell Investments (Northwestern Mutual)$247.00$237.30Request info...3/31/20169/30/2015
46Guggenheim Partners$240.00$240.00Request info...3/31/201612/31/2015
47Neuberger Berman$240.00$240.00Request info...12/31/201512/31/2015
48Oppenheimer Funds$232.00$232.00Request info...9/30/20159/30/2015
49Babson Capital Management$231.00$237.00Request info...3/31/201612/31/2015
50Nuveen Investments (now TIAA Cref)$229.70$225.00Request info...3/31/201612/31/2015
51FIS$200.00$200.00Request info...9/30/20159/30/2015
52Carlyle Group$183.00$183.00Request info...12/31/201512/31/2015
53TCW Group$182.50$180.70Request info...3/31/20161/15/2016
54Estancia Capital Mgmt$182.00$182.00Request info...1/5/20161/5/2016
55Janus Capital Group$180.20$192.00Request info...3/31/201612/31/2015
56Putnam Investments$147.00$125.00Request info...4/30/20161/7/2016
57American Century Investments (Normra to buy 41%)$141.00$141.00Request info...9/30/20159/30/2015
58Sun Life Gobal Investments$138.00$846.00Request info...3/31/201612/31/2015
59John Hancock Funds (CAN)$132.00$132.00Request info...12/31/201512/31/2015
60Lord Abbett & Co$125.50$125.5012/31/201512/31/2015
61IGM Financial$124.90$131.00Request info...1/31/20161/31/2016
62LPL Financial (Note: advisory funds only)$112.00$117.00Request info...3/31/20162/3/2016
63Artisan Partners Financial$97.00$99.80Request info...3/31/201612/31/2015
64Waddell & Reed$95.20$106.20Request info...3/31/20169/30/2015
65First Eagle Funds Distributors$94.00$92.00Request info...3/31/201612/31/2015
66Doubleline$84.00$84.00Request info...12/31/201512/31/2015
67MAN Group$78.60$76.80Request info...3/31/20169/30/2015
68William Blair Funds$78.00$62.60Request info...3/31/20169/30/2015
69TransAmerica Funds$74.40$74.40Request info...9/30/20159/30/2015
70TPG Capital$74.10$65.00Request info...12/31/201512/31/2015
71The Hartford$73.60$76.30Request info...3/31/20166/30/2015
72Oakmark Funds$71.00$75.20Request info...3/31/201612/31/2015
73MacKenzie Investments (CAN)$61.30$61.70Request info...3/31/201612/31/2015
74US Bancorp$56.60$56.00Request info...5/2/201612/31/2015
75Brown Brothers Harriman$54.00$62.00Request info...1/1/20161/4/2016
76Thornburg Asset Management$54.00$55.00Request info...3/31/201612/31/2015
77Sterling Capital (BB&T)$54.00$51.00Request info...3/31/201612/31/2015
78Och-Ziff$42.00$44.60Request info...4/1/20161/1/2016
79Ivy Funds$41.00$41.00Request info...3/31/20153/31/2015
80Gabelli Investors$37.50$40.30Request info...5/15/201512/31/2015
81Davis Select Advisers$36.80$36.80Request info...1/4/20161/4/2016
82Scout Investments$27.30$27.00Request info...3/31/201612/31/2015
83Aston Funds$26.60$26.60Request info...12/31/201512/31/2015
84Virtus Investment Partners$26.50$28.80Request info...3/31/201612/31/2015
85Matthews Asia Funds$25.80$25.50Request info...3/31/201612/31/2015
86USAA Investment Management$23.30$22.90Request info...3/31/201612/31/2015
87Reams Asset Mgmt$21.90$21.30Request info...3/31/201612/31/2015
88Royce Funds$18.50$18.50Request info...3/31/201612/31/2015
89Tweedy Browne Co$18.30$18.30Request info...12/31/201612/31/2015
90RS Investments$16.60$20.40Request info...3/31/20161/7/2016
91Touchstone Investments$14.80$14.80Request info...1/7/20161/7/2016
92MetLife$13.60$13.60Request info...3/31/20153/31/2015
93Calvert Funds$12.20$12.20Request info...12/31/201512/31/2015
94Avenue Capital Management$11.80$12.30Request info...3/31/201612/31/2015
95Ariel Investments$10.10$10.00Request info...5/2/20161/7/2016
96Kelso & Company$9.60$7.90Request info...3/31/20161/5/2016
97Saturna Capital$3.80$3.80Request info...5/2/201612/31/2015
98Heartland Advisors$3.00$5.40Request info...3/22/20161/7/2016
99All$0.00Request info...3/31/2016
95

Is a Backup Plan a smart move?

You diversify your portfolio already to reduce risk. So in times of uncertainty like these, why not diversify your holding into another mutual fund company or two? Unless you are 100% satisfied with your mutual fund provider or are related to your broker, it makes sense to have a secondary mutual fund provider. Why?

  • If your favorite broker leaves, the accurate investment advice drops noticeably all of the sudden or the level of custoInvesting in 2013mer
  • service drops, you want to have one or two  secondary companies already  in place to move your money to maximize your return and safety.
  • I think it’s better to pit two or three companies against each other. Let them know you are doing it. Then at the end of the year, let them all know the results. This will make them work harder for you. The ones that don’t work hard will speak volumes. Having a company you are paying that is not working as hard as possible for you is not a company you want to trust with your financial life and future lifestyle.
  • The profit margins in the mutual fund industry are large. Many companies out there are hungry for new business and you can get some deals. After all, it’s about increasing your wealth to protect your lifestyle and the security of your family.
  • Finally, hopefully there will never be a Berny Madoff situation, but are you willing to bet your and your family’s financial life on that? It only takes one or two very smart bad apples behind the scenes to ruin people’s lives forever. Another reason to diversify.

 Why Mutual Funds?

Like in Vegas, you and most people can hit it big every now and then. However, the Fund Managers have such an advantage in information, key contacts and vast resources over individual investors it’s not even close. Also like in Vegas, your best odds are 48.5%. In other words, Since they are not even 50%, you lose over time and the house always wins. Mutual Funds even the playing field for the individual investor in two ways:

1. They spread your micro-economic risk by spreading your investment over many stocks so if one tanks your overall investment is not devastated and

2. You let the Fund Manager work for you instead of against you.

This greatly simplifies your job as an individual investor. Now you only have to pick the segment of the global economy that you think will be improving then your mutual fund company, and the fund to meet your goals. So you need to decide if the growth areas will be:

Small Cap, Mid Cap, Large Cap, Bonds, Far East, Pacific Rim, China, Europe, South America, Hi Tech, High Beta, Utilities, High Grade Investment Bonds, Junk Bonds, …….

And what mix of each? You don’t need to be keeping tabs on the latest law suit of XYZ’s consumer division or another company’s inventory level. Let the Fund Managers do that part. They can do it better than you. That’s the benefit of investing in mutual fund companies.

As An Example

When Morgan Stanley announced they are laying off 1,600 workers.  According to their website, they have not put out a Foreclosure optionspress release as of 1/10/13 which is odd. I’m sure things are a little crazy there right now, which is my point. However, once they send it out I’m sure it will say something like, “We value our customers and our service to them will not be affected.”

  • It’s not just Morgan Stanley, other mutual fund and brokerage companies are reducing expenses including layoffs in 2012/2013 and they will also say something like, “our customer service will not be affected.” Of course, in reality this is virtually impossible.
  • If your company’s level of service drops off at no fault of the people you like, it may affect you and your portfolio you have with your current mutual fund provider.
  • Some companies will figure it out but most will not and cause you to suffer if yours starts to struggle. You need to consider being proactive by starting relationships with the companies who have figured it out from return, risk and customer service point of view.
  • Will your primary brokerage company like the backup plan? Nope but “tuff!”  If they know you have researched other companies per below, they may offer you some extra incentive to stay. Hence, using the easy research tool below is an easy way to make and save money.

About the Author

An entrepreneur at heart, Mike Dunn launched his first computer training and software development business when he was just 21 years old. With Bachelor’s degrees in both Finance and Information Systems with minors in Economics and Psychology, Dunn embarked on a sales career for AT&T/BellSouth. He soared to the top of his field, matching customers’ corporate goals and objectives to bleeding-edge technology. He has leveraged his 20+ years of leadership in the sales field to help others succeed through his training company, GameChangingBusinessSkills.com. As a thought leader in Internet-related finance, Dunn has been at the forefront of recognizing and acting on game-changing strategies. He melds his expertise in sales and finance in order to quantify return on investment for what Nassim Taleb termed Black Swan Events. Dunn’s current project, Mutual Fund Marketing Services.com, focuses on helping Mutual Fund Companies leverage Social Media/Call Center and Mutual Funds sales best practices into a powerful combination to help mutual fund companies achieve and exceed their corporate metrics and goals. Follow him on twitter for the latest updates in the mutual fund industry at “mutualfundmike”.

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* Note: Best efforts were used to provide you with accurate and the most recent information. The sources  were company press releases and other web based information. Conflicting company or unclear information was omitted including entire company information for the sake of accuracy. Hence this list is currently not 100% complete.  Investors please use your due diligence from all sources before making a financial decision including reading any prospectuses. Any Securities Company PR updates, corrections, additions or advertising requests can be sent to mike@mutualfundmarketingservices.com.This site promotes and encourages FINRA compliance. All FINRA requirements are solely the responsibility of the Securities Company and their FINRA officer and not the Webmaster of this site or MFMS.
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