Mutual Fund Company List

Mutual Fund Directory | 2015

Mutual Fund Directory Ranked By Assets Under Management (AUM)

Easy Way to Do Your Investment Research.

Click below on the companies you want to research further.

Top 94 Mutual Fund companies listed below ranked by Assets Under Management.  “You choose” if you want the company to:

1. Email you their information,

2. Send you their information via mail,

3. or request the company “call” you via phone  to answer your questions.

So, “you” can get “your” information quicker. So “YOU” can decide which companies you want to do business with. It’s always a Smart Investing Strategy to diversify your investment vendors as well as your portfolio to reduce risk and make sure you are getting the best deal.

Data last updated: 7/27/2014

Click on the Logo or “Request Info…” to get info from the company.

Ranked by
on 06/14/2014
Company Name Assets Under
(AUM) In
$ Billions
Click to get
Date of
data used
Featured Offer   
1Black Rock Funds$4,594.00Request info...6/30/2014
2Vanguard$2,860.00Request info...3/31/2014
3Allianz Global Investors/PIMCO$2,450.50Request info...3/31/2014
4Charles Schwab$2,400.00Request info...6/30/2014
5State Street Global Advisors$2,381.00Request info...3/31/2014
6American Funds Investments/PIMCO$1,970.00Request info...6/30/2014
7Fidelity Investments$1,945.10Request info...4/30/2014
8JP Morgan$1,650.00Request info...3/31/2014
9BNY Mellon (Dreyfus)$1,640.00Request info...6/30/2014
10Wells Fargo Advantage Funds$1,500.00Request info...3/31/2014
11Deutsche Asset Management$1,280.00Request info...12/31/2013
12Prudential Investments$1,130.00Request info...3/31/2014
13Goldman Sachs Asset Management$1,007.00Request info...6/30/2014
14Franklin Templeton$920.50Request info...6/30/2014
15Natixis Global Associates$899.90Request info...3/31/2014
16BofA Merrill Lynch$841.803/31/2014
17Invesco$802.40Request info...6/30/2014
18Ameriprise Financial$771.00Request info...3/31/2014
19AXA$763.20Request info...3/31/2014
20T Rowe Price$711.40Request info...3/31/2014
21Legg Mason$704.00Request info...6/30/2014
22UBS$674.00Request info...3/31/2014
23BNP Paribas$672.00Request info...3/31/2014
24Sun Life Gobal Investments
+ MFS (CAN)*
$671.00Request info...3/31/2014
25TD Ameritrade$600.00Request info...3/31/2014
26TIAA-CREF$564.00Request info...3/31/2014
27Aberdeen Asset Management (UK)$541.00Request info...3/31/2014
28ING Investment Management$514.00Request info...3/31/2014
29Principal Financial Group$495.50Request info...3/31/2014
30Alliance Bernstein$480.00Request info...6/30/2014
31LPL Financial (Note: advisory funds only)$447.10Request info...3/31/2014
32AVIVA$412.10Request info...12/31/2013
33Morgan Stanley$382.00Request info...3/31/2014
34Federated Investors$366.20Request info...3/31/2014
35Aegon$339.00Request info...3/31/2014
36Dimensional Fund Advisers$332.00Request info...12/31/2013
37Nomura Asset Management$329.00Request info...3/31/2014
38John Hancock Funds (CAN)$326.20Request info...3/31/2014
39RBC Global Wealth (CAN)$305.00Request info...6/30/2014
40Julius Baer Securities$294.00Request info...4/30/2014
41Eaton Vance Distributors$293.60Request info...6/30/2014
42Frank Russell Investments (Northwestern Mutual)$259.70Request info...3/31/2014
43Neuberger Berman$257.00Request info...6/30/2014
44Pioneer Investments$252.60Request info...6/30/2014
45Nuveen Investments$224.60Request info...3/31/2014
46Oppenheimer Funds$211.70Request info...3/31/2014
47Guggenheim Partners$210.00Request info...3/31/2014
48Babson Capital Management$205.00Request info...6/30/2014
49Dodge & Cox$200.00Request info...3/31/2014
50Carlyle Group$199.00Request info...6/30/2014
51Lizard Mgmt Group$196.50Request info...3/31/2014
52Janus Capital Group$167.70Request info...6/30/2014
53Putnam Investments$159.00Request info...6/30/2014
54American Century Investments$150.00Request info...3/31/2014
55IGM Financial$141.40Request info...6/30/2014
56Reliance Trust$141.00Request info...6/30/2014
57Lord Abbett & Co$137.40Request info...3/31/2014
58TCW Group$135.50Request info...3/31/2014
59Waddell & Reed$131.40Request info...3/31/2014
60First Eagle Funds Distributors$103.00Request info...6/30/2014
61The Hartford$96.70Request info...3/31/2014
62Thornburg Asset Management$88.00Request info...6/30/2014
63Oakmark Funds$83.50Request info...6/30/2014
64William Blair Funds$72.00Request info...3/31/2014
65MacKenzie Investments (CAN)$68.40Request info...3/31/2014
66TransAmerica Funds$67.20Request info...3/31/2014
67American Beacon$58.50Request info...3/31/2014
68Virtus Investment Partners$58.00Request info...3/31/2014
69USAA Investment Management$55.00Request info...12/31/2012
70MAN Group$55.00Request info...3/31/2014
71US Bancorp$53.00Request info...6/30/2014
72Gabelli Investors$47.60Request info...3/31/2014
73Och-Ziff$45.50Request info...6/30/2014
74Sterling Capital (BB&T)$45.00Request info...3/31/2014
75Ivy Funds$41.00Request info...3/31/2014
76Royce Funds$38.00Request info...6/30/2014
77Davis Select Advisers$36.32Request info...3/31/2014
78Blue Crest Capital$34.20Request info...12/31/2013
79Scout Investments$32.17Request info...3/31/2014
80Matthews Asia Funds$26.60Request info...6/30/2014
81Brown Brothers Harriman$23.42Request info...3/31/2014
82RS Investments$21.60Request info...6/30/2014
83Reams Asset Mgmt$16.63Request info...3/31/2014
84Avenue Capital Management$14.10Request info...6/30/2014
85Touchstone Investments$13.50Request info...8/31/2012
86Calvert Funds$13.00Request info...2/28/2014
87Tweedy Browne Co$9.30Request info...6/30/2014
88Aston Funds$7.50Request info...3/31/2014
89Ariel Investments$6.40Request info...6/30/2014
90Heartland Advisors$6.10Request info...6/30/2014
91MetLife$5.10Request info...3/31/2014
92Saturna Capital$3.80Request info...12/31/2013
93Mainstay Capital$1.90Request info...6/30/2014
94AllRequest info...

Is a Backup Plan a smart move?

You diversify your portfolio already to reduce risk. So in times of uncertainty like these, why not diversify your holding into another mutual fund company or two? Unless you are 100% satisfied with your mutual fund provider or are related to your broker, it makes sense to have a secondary mutual fund provider. Why?

  • If your favorite broker leaves, the accurate investment advice drops noticeably all of the sudden or the level of custoInvesting in 2013mer
  • service drops, you want to have one or two  secondary companies already  in place to move your money to maximize your return and safety.
  • I think it’s better to pit two or three companies against each other. Let them know you are doing it. Then at the end of the year, let them all know the results. This will make them work harder for you. The ones that don’t work hard will speak volumes. Having a company you are paying that is not working as hard as possible for you is not a company you want to trust with your financial life and future lifestyle.
  • The profit margins in the mutual fund industry are large. Many companies out there are hungry for new business and you can get some deals. After all, it’s about increasing your wealth to protect your lifestyle and the security of your family.
  • Finally, hopefully there will never be a Berny Madoff situation, but are you willing to bet your and your family’s financial life on that? It only takes one or two very smart bad apples behind the scenes to ruin people’s lives forever. Another reason to diversify.

 Why Mutual Funds?

Like in Vegas, you and most people can hit it big every now and then. However, the Fund Managers have such an advantage in information, key contacts and vast resources over individual investors it’s not even close. Also like in Vegas, your best odds are 48.5%. In other words, Since they are not even 50%, you lose over time and the house always wins. Mutual Funds even the playing field for the individual investor in two ways:

1. They spread your micro-economic risk by spreading your investment over many stocks so if one tanks your overall investment is not devastated and

2. You let the Fund Manager work for you instead of against you.

This greatly simplifies your job as an individual investor. Now you only have to pick the segment of the global economy that you think will be improving then your mutual fund company, and the fund to meet your goals. So you need to decide if the growth areas will be:

Small Cap, Mid Cap, Large Cap, Bonds, Far East, Pacific Rim, China, Europe, South America, Hi Tech, High Beta, Utilities, High Grade Investment Bonds, Junk Bonds, …….

And what mix of each? You don’t need to be keeping tabs on the latest law suit of XYZ’s consumer division or another company’s inventory level. Let the Fund Managers do that part. They can do it better than you. That’s the benefit of investing in mutual fund companies.

As An Example

Morgan Stanley just announced they are laying off 1,600 workers.  According to their website, they have not put out a Foreclosure optionspress release as of 1/10/13 which is odd. I’m sure things are a little crazy there right now, which is my point. However, once they send it out I’m sure it will say something like, “We value our customers and our service to them will not be affected.”

  • It’s not just Morgan Stanley, other mutual fund and brokerage companies are reducing expenses including layoffs in 2012/2013 and they will also say something like, “our customer service will not be affected.” Of course, in reality this is virtually impossible.
  • If your company’s level of service drops off at no fault of the people you like, it may affect you and your portfolio you have with your current mutual fund provider.
  • Some companies will figure it out but most will not and cause you to suffer if yours starts to struggle. You need to consider being proactive by starting relationships with the companies who have figured it out from return, risk and customer service point of view.
  • Will your primary brokerage company like the backup plan? Nope but “tuff!”  If they know you have researched other companies per below, they may offer you some extra incentive to stay. Hence, using the easy research tool below is an easy way to make and save money.

About the Author

An entrepreneur at heart, Mike Dunn launched his first computer training and software development business when he was just 21 years old. With Bachelor’s degrees in both Finance and Information Systems with minors in Economics and Psychology, Dunn embarked on a sales career for AT&T/BellSouth. He soared to the top of his field, matching customers’ corporate goals and objectives to bleeding-edge technology. He has leveraged his 20+ years of leadership in the sales field to help others succeed through his training company, As a thought leader in Internet-related finance, Dunn has been at the forefront of recognizing and acting on game-changing strategies. He melds his expertise in sales and finance in order to quantify return on investment for what Nassim Taleb termed Black Swan Events. Dunn’s current project, Mutual Fund Marketing, focuses on helping Mutual Fund Companies leverage Social Media/Call Center and Mutual Funds sales best practices into a powerful combination to help mutual fund companies achieve and exceed their corporate metrics and goals. Follow him on twitter for the latest updates in the mutual fund industry at “mutualfundmike”.

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* Note: Best efforts were used to provide you with accurate and the most recent information. The sources  were company press releases and other web based information. Conflicting company or unclear information was omitted including entire company information for the sake of accuracy. Hence this list is currently not 100% complete.  Investors please use your due diligence from all sources before making a financial decision including reading any prospectuses. Any Securities Company PR updates, corrections, additions or advertising requests can be sent to site promotes and encourages FINRA compliance. All FINRA requirements are solely the responsibility of the Securities Company and their FINRA officer and not the Webmaster of this site or MFMS.

Mike Dunn, Copyright 2011, 2012, 2013, 2014, 2015 – all rights reserved.

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