Mutual Fund Company List

Mutual Fund Directory for 2014

Mutual Fund Directory Ranked By Assets Under Management (AUM) for 2014

Easy Way to Do Your Research to make an Addition, Diversify or Change?

See the 90+ Mutual Fund companies listed below ranked by Assets Under Management.  Click below on the companies you want to research further. “You choose” if you want the company to 1. Email, 2. Send you information or 3. call you via phone  for the company to provide you their information. So, “YOU” can get “your” information quicker to so “YOU” can decide which companies you want to do business with. It’s always a Smart Investing Strategy to diversify your investment vendors as well as your portfolio to reduce risk and make sure you are getting the best deal.

Data last updated: 1/28/14

Click on the Logo or Request Info button to get info from the company.

Ranked by
AUM
on 04/03/2013
Company Name
Assets Under
Management
(AUM) In
$ Billions
Click to get
Company
Info
Date of
data used
Featured Offer
1Black Rock Funds$4,,050.00 Request info...12/31/2013
2Fidelity
Investments
$2,600.00 Request info...9/30/2013
3Allianz Global
Investors/PIMCO
$2,460.00 Request info...12/31/2013
4State Street Global
Investments
$2,200.00 Request info...9/30/2013
5Vanguard$2,200.00 Request info...9/30/2013
6American Funds
Investments | PIMCO
$1,970.00 Request info...9/30/2013
7BYN Mellon
(Dreyfus)
$1,580.00 Request info...12/31/2013
8JP Morgan$1,500.00 Request info...9/13/2013
9Goldman Sachs
Asset Management
$1,040.00Request info...12/31/2013
10Prudential
Investments
$1,000.00 Request info...9/30/2013
11Franklin Templeton$879.10Request info...12/31/2013
12Natixis Global
Associates
$838.20Request info...9/30/2013
13Invesco$778.70Request info...1/13/2014
14Investco$778.70Request info...3/30/2013
15AXA$734.00Request info...9/30/2013
16Ameriprise
Financial
$700.00Request info...12/31/2013
17Legg Mason$680.00Request info...12/31/2013
18BofA Merrill Lynch
(owns 34% of
Black Rock)
$653.001/16/2014
19T Rowe Price$647.20Request info...9/30/2013
20UBS$635.00Request info...12/31/2012UBS rep please contact me with an update.
21TD Ameritrade$596.00Request info...12/31/2013
22Sun Life Gobal
+ MFS (Can)*
$590.00Request info...12/31/2013
23John Hancock
Funds (Can)
$539.00Request info...6/30/2013
24ING$494.00Request info...9/30/2013
25Principal
Financial Group
$466.20Request info...9/30/2013
27TIAA-CREF$451.00Request info...12/31/2013
26Alliance Bernstein$451.00Request info...12/31/2013
29Aegon$415.00Request info...12/31/2013
28LPL Financial (Note: advisory funds only)$415.00Request info...9/30/2013
30Credit Suisse$409.90Request info...9/30/2013
31AVIVA$408.60Request info...9/30/2013
32BNP Paribas$380.50Request info...9/30/2013
33Federated
Investors
$366.20Request info...12/31/2013
34Aberdeen Asset
Management (UK)
$360.20Request info...12/31/2013
35Morgan Stanley$360.00Request info...12/31/2013
36Mellon Capital$354.70Request info...12/31/2013
37RBC Global
Wealth (CAN)
$347.70Request info...12/31/2013
38Dimensional
Fund Advisers
$332.00Request info...11/30/2013
39Nomrua Asset
Management
$293.90Request info...9/30/2013
40Eaton Vance
Distributors
$283.70Request info...12/31/2013
41Julius Baer
Securities
$276.00Request info...10/31/2013
42Harbor Funds
(Robeco Groep)
SUI
$266.00Request info...12/31/2013
43Old Mutual$243.40Request info...12/31/2013
44Neuberger Berman$242.00Request info...12/31/2013
45Wells Fargo$240.30Request info...12/31/2013
46Charles Schwab$239.00Request info...12/31/2013
47Pioneer
Investments
$236.00Request info...12/31/2013
48Frank Russell
Investments
$223.00Request info...6/30/2013
49Deutsche Asset
Management
$212.00 Request info...9/30/2013
50Dodge & Cox$190.00Request info...3/24/2013
51Babson Capital
Management
$188.00Request info...9/30/2013
52Carlisle Group$185.00Request info...9/30/2013
53Janus Capital
Group
$170.30Request info...12/31/2013
54Lizard Mgmt Group$163.00Request info...6/30/2013
55Putnam
Investments
$149.00Request info...12/31/2013
56Calvert Funds$132.70Request info...4/2/2013
57TCW Group$130.00Request info...12/31/2013
58American Century
Investments
$125.00Request info...1/9/2014
59Reliance Trust$122.00Request info...9/30/2013
61Oakmark Funds$118.00Request info...12/31/2013
60Nuveen Investments$118.00Request info...12/31/2013
62Waddell & Reed$114.00Request info...9/30/2013
63Thornburg Asset
Management
$94.00Request info...12/31/2013
64First Eagle Funds
Distributors
$93.00Request info...12/31/2013
65Mainstay Capital$87.00Request info...10/31/2013
66The Hartford$66.80Request info...9/30/2013
67MacKenzie
Investments
(Can)
$65.30Request info...12/31/2013
68William Blair
Funds
$62.00Request info...12/31/2013
69TransAmerica
Funds
$61.50Request info...9/30/2013
70American Beacon$57.60Request info...9/30/2013
71USSA Investment
Management
$57.00Request info...12/31/2013
72Ivy Funds$53.00Request info...4/1/2013
73MAN Group$51.60Request info...6/30/2013
74US Bancorp$51.00Request info...12/31/2013
75Lord Abbett & Co$50.00Request info...12/31/2013
76MetLife$45.20Request info...2/1/2013
77Sterling Capital
(BB&T)
$44.00Request info...9/31/2013
78Och-Ziff$40.60Request info...1/1/2014
79Royce Funds$39.00Request info...12/31/2013
80Gabelli Investors$36.40Request info...9/30/2013
81Blue Crest
Capital
$34.20Request info...1/9/2014
82Matthews Asia
Funds
$25.90Request info...12/31/2013
83Virtus Investment
Partners
$25.80Request info...12/31/2013
84Davis Select
Advisers
$24.10Request info...12/31/2013
85Oppenheimer
Funds
$23.80Request info...9/30/2013
86RS Investments$20.20Request info...12/31/2012
87Tweedy Browne
Co
$15.60Request info...7/24/2013
88Ariel
Investments
$15.50Request info...1/10/2014
89Aston Funds (Purchase by AMG pending)$15.00Request info...9/30/2013
90Scout
Investments
$14.00Request info...9/30/2013
91Avenue Capital
Management
$12.60Request info...12/31/2013
92Brown Brothers
Harriman
$6.00Request info...12/31/2012
93Heartland
Advisors
$5.90Request info...7/30/2013
94Saturna Capital$3.90Request info...1/11/2014
95FAM Funds$1.70Request info...9/30/2012

Is a Backup Plan a smart move?

You diversify your portfolio already to reduce risk. So in times of uncertainty like these, why not diversify your holding into another mutual fund company or two? Unless you are 100% satisfied with your mutual fund provider or are related to your broker, it makes sense to have a secondary mutual fund provider. Why?

  • If your favorite broker leaves, the accurate investment advice drops noticeably all of the sudden or the level of custoInvesting in 2013mer
  • service drops, you want to have one or two  secondary companies already  in place to move your money to maximize your return and safety.
  • I think it’s better to pit two or three companies against each other. Let them know you are doing it. Then at the end of the year, let them all know the results. This will make them work harder for you. The ones that don’t work hard will speak volumes. Having a company you are paying that is not working as hard as possible for you is not a company you want to trust with your financial life and future lifestyle.
  • The profit margins in the mutual fund industry are large. Many companies out there are hungry for new business and you can get some deals. After all, it’s about increasing your wealth to protect your lifestyle and the security of your family.
  • Finally, hopefully there will never be a Berny Madoff situation, but are you willing to bet your and your family’s financial life on that? It only takes one or two very smart bad apples behind the scenes to ruin people’s lives forever. Another reason to diversify.

 Why Mutual Funds?

Like in Vegas, you and most people can hit it big every now and then. However, the Fund Managers have such an advantage in information, key contacts and vast resources over individual investors it’s not even close. Also like in Vegas, your best odds are 48.5%. In other words, Since they are not even 50%, you lose over time and the house always wins. Mutual Funds even the playing field for the individual investor in two ways:

1. They spread your micro-economic risk by spreading your investment over many stocks so if one tanks your overall investment is not devastated and

2. You let the Fund Manager work for you instead of against you.

This greatly simplifies your job as an individual investor. Now you only have to pick the segment of the global economy that you think will be improving then your mutual fund company, and the fund to meet your goals. So you need to decide if the growth areas will be:

Small Cap, Mid Cap, Large Cap, Bonds, Far East, Pacific Rim, China, Europe, South America, Hi Tech, High Beta, Utilities, High Grade Investment Bonds, Junk Bonds, …….

And what mix of each? You don’t need to be keeping tabs on the latest law suit of XYZ’s consumer division or another company’s inventory level. Let the Fund Managers do that part. They can do it better than you. That’s the benefit of investing in mutual fund companies.

As An Example

Morgan Stanley just announced they are laying off 1,600 workers.  According to their website, they have not put out a Foreclosure optionspress release as of 1/10/13 which is odd. I’m sure things are a little crazy there right now, which is my point. However, once they send it out I’m sure it will say something like, “We value our customers and our service to them will not be affected.”

  • It’s not just Morgan Stanley, other mutual fund and brokerage companies are reducing expenses including layoffs in 2012/2013 and they will also say something like, “our customer service will not be affected.” Of course, in reality this is virtually impossible.
  • If your company’s level of service drops off at no fault of the people you like, it may affect you and your portfolio you have with your current mutual fund provider.
  • Some companies will figure it out but most will not and cause you to suffer if yours starts to struggle. You need to consider being proactive by starting relationships with the companies who have figured it out from return, risk and customer service point of view.
  • Will your primary brokerage company like the backup plan? Nope but “tuff!”  If they know you have researched other companies per below, they may offer you some extra incentive to stay. Hence, using the easy research tool below is an easy way to make and save money.

About the Author

An entrepreneur at heart, Mike Dunn launched his first computer training and software development business when he was just 21 years old. With Bachelor’s degrees in both Finance and Information Systems with minors in Economics and Psychology, Dunn embarked on a sales career for AT&T/BellSouth. He soared to the top of his field, matching customers’ corporate goals and objectives to bleeding-edge technology. He has leveraged his 20+ years of leadership in the sales field to help others succeed through his training company, GameChangingBusinessSkills.com. As a thought leader in Internet-related finance, Dunn has been at the forefront of recognizing and acting on game-changing strategies. He melds his expertise in sales and finance in order to quantify return on investment for what Nassim Taleb termed Black Swan Events. Dunn’s current project, Mutual Fund Marketing Services.com, focuses on helping Mutual Fund Companies leverage Social Media/Call Center and Mutual Funds sales best practices into a powerful combination to help mutual fund companies achieve and exceed their corporate metrics and goals. Follow him on twitter for the latest updates in the mutual fund industry at “mutualfundmike”.

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* Note: Best efforts were used to provide you with accurate and the most recent information. The sources  were company press releases and other web based information. Conflicting company or unclear information was omitted including entire company information for the sake of accuracy. Hence this list is currently not 100% complete.  Investors please use your due diligence from all sources before making a financial decision including reading any prospectuses. Any Securities Company PR updates, corrections, additions or advertising requests can be sent to mike@mutualfundmarketingservices.com.This site promotes and encourages FINRA compliance. All FINRA requirements are solely the responsibility of the Securities Company and their FINRA officer and not the Webmaster of this site or MFMS.

Mike Dunn, Copyright 2011, 2012, 2013 – all rights reserved.

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