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Mutual Fund Directory | 2020

Top 100 Mutual Fund Companies Ranked by AUM

We help you find an additional mutual fund company. Then they help you find your funds.

 

Current information on investment companies and economic analysis to help investors – Updated 6/1/20
(News updated on 7/27/20)
#1 ranked Mutual Fund Industry Directory for the past five years in Google & mobile

 

“Scroll Down” for the full 100+ ranked directory list below with info request buttons

COVID-19. Note to investors – Investors should control what you can control. One thing you can contorl is which investment companies you use. (More than one may be best.) This website helps you research investment companies. Remember – you have investments and some people don’t. 

Note: COVID-19 Public Relations press releases were not used below. Every company has a public relations post. Though nice and required, those have no benefit to your analysis of the companies.

 

 

Ranked by
AUM
on 5/31/20
Company NameNew AUM In BillionsNew DateCurrent NewsClick to get
Company
Info
1Black Rock Funds$6,470.00 3/31/2020AUM falls 10% or 1 Trillion $Request info...
2Vanguard$6,200.00 1/31/2020Vanguard and HarborVest announce private equity partnershipRequest info...
3Charles Schwab$3,200.00 12/31/2019Schwab to buy TD AmeritradeRequest info...
4Fidelity Investments$2,915.00 3/31/2020AUM is up.Request info...
5BofA Merrill Lynch$2,750.00 3/31/2020FINRA fine of $150,000 for Merrill Lynch on 5/13/20
6State Street Global Advisors$2,450.00 3/31/2020AUM down 22%Request info...
7JP Morgan$1,900.00 3/31/2020Reopens Shanghai office on limited basis on 3/20/20.Request info...
8Capital Group$1,900.00 3/19/2020Wins 13 Lipper awards. 3/6/20Request info...
9PIMCO$1,800.00 3/31/2020Owned by AllianzRequest info...
10BNY Mellon (Dreyfus)$1,750.00 3/31/2020Todd Gibbons is new CEO.Request info...
11Amundi Asset Mgmt$1,700.00 3/31/2020Amundi to acquire Banco Sabadell Asset Management divisionRequest info...
12Prudential Investments$1,481.00 5/5/2020AUM is up.Request info...
13Legal & General Investments$1,476.53 3/31/2020Invests into Australian mortgage businessRequest info...
14TD Ameritrade$1,300.00 12/31/2019To be purchased by Charles Schwab. Fined $250,000 by FINRA on 12/30/19. Selling for $26 Billion.Request info...
15Invesco$1,053.40 3/31/2020 Invesco to "cut 1,300 jobs," Per Financial TimesRequest info...
16Sun Life Global Investments$1,020.00 3/31/2020Wins bond award 3/30/20.Request info...
17T Rowe Price$1,010.00 3/31/2020"T. Rowe Price led a new funding $1.3 B round for the start-up, a potential competitor to Tesla that was already backed by Amazon and Ford." per NY Times.Request info...
18Wellington Management$1,000.00 3/31/2020Focuses on climate change issues for giving and PRRequest info...
19TIAA / Nuveen$1,000.00 3/31/2020TIAA closes life insurance divisionRequest info...
20Northern Trust$914.003/31/2020$250 Million cost cutting program has startedRequest info...
21Edward Jones$914.003/31/2019Voted a top place to workRequest info...
22Natixis Global Associates$908.903/31/2020H2O Management bringing down Natixis results in addition to pandemic.Request info...

23AXA$897.7012/31/2019FINRA fines AXA $772,000Request info...
24Goldman Sachs Asset Management$874.504/30/2019Fined $130,000 by FINRA on 12/19/2019.Request info...
25Insight Investors$840.843/31/2020Expands Phoenix Headquarters. Insight Acquires French Digital Consulting Company vNextRequest info...
26UBS$832.003/31/2020UBS CEO tells staff, "your job is safe during pandemic."Request info...
27Ameriprise Financial$800.003/31/202011% AUM lossRequest info...
28Legg Mason$789.402/29/2020To be purchased by Franklin TempletonRequest info...
29DWS | Deutsche Asset Management$777.003/31/2020Rebranding to "DWS"Request info...
30Affiliated Managers Group (AMG)$723.003/31/2020AMG Announces Investment in Comvest PartnersRequest info...
31Manulife Asset Mgmt$693.003/31/202011% AUM lossRequest info...
32Standard Life Aberdeen (UK)$671.103/31/2020AUM drops againRequest info...
33LPL Financial$670.003/31/2020AUM increased by 14%Request info...
34Franklin Templeton$656.503/31/2020To acquire Legg MasonRequest info...
35Principal Financial Group$631.103/31/2020Principal Announces New $900 Million Share Repurchase Authorization
36Dimensional Fund Advisors$609.0012/31/2019Dimensional will open its new East Coast headquarters in Charlotte.Request info...
37Federated Hermes (was Federated Investors)$605.805/1/2020Purchased Hermes and rebranded to Federated HermesRequest info...
38MetLife$601.403/31/2020SEC fine for $10 millionRequest info...
39AllianceBernstein$576.003/31/2020Layoffs starting.Request info...
40MFS Investment Management$528.001/31/2020Owned by Sun Life FinancialRequest info...
41Morgan Stanley$522.0012/31/2019FINRA fine of $120,000 on 5/1/20Request info...
42Wells Fargo Advisors$518.003/31/2020SEC fines Wells Fargo $3 Billion.Request info...
43Brookfield Asset Management$515.003/31/2020Brookfield acquires India telecom towersRequest info...
44Nomura Asset Management$469.003/31/2020FINRA fines Nomura $300,000 on 12/9/19. Tries to rebound from 2018 losses and 2019 layoffs.Request info...
45Geode Capital Management$465.003/31/2020As a third party, Geode Capital Management will manages Fidelity's "free" ETF index funds as the funds' sub-advisorRequest info...
46Columbia Threadneedle$464.003/31/2020Commits to sponsor Boston Marathon through 2023Request info...
47Eaton Vance Distributors$436.003/31/2020Jessica Kung Joins Eaton Vance as Chief Human Resources OfficerRequest info...
48AVIVA Investors$430.0012/31/2019Aviva Investors expands real estate development teamRequest info...
49Credit Sussie$425.003/31/2020Paying 6.5 Million in fines from FINRARequest info...
50Julius Baer Securities$403.003/31/2020Karos will drag earnings downRequest info...
51Robeco/ORIX$400.003/31/2020Robeco rebranded to ORIX. Owned by AXARequest info...
52BNP Paribas$399.203/31/2020FINRA fine of $15 million over money laundering controls - Dec 2019Request info...
53The Blackstone Group$336.003/31/2020Blackstone acquires battery energy storage pioneerRequest info...
54RBC Global Wealth (CAN)$331.403/31/2020FINRA fine of $2.9 million in Oct '19.Request info...
55Neuberger Berman$330.005/2/2020Buying Dyal Capital PartnersRequest info...
56Barings$327.003/31/2020Barings makes a bet as it enters the risky 5G market with Majority Stake Acquisition in Gigasphere Holdings LLCRequest info...
57Apollo Management$316.003/31/2020Apollo Global Management Announces New $500 Million Share Repurchase Authorization March 12, 2020Request info...
58Dodge & Cox$313.209/30/2019AUM is upRequest info...
59Frank Russell Investments$307.003/31/2020TA Associates and Reverence Capital Partners Complete Acquisition of Russell Investments from London Stock Exchange GroupRequest info...
60Mercer Advisors$304.0010/30/2019Mercer boosts female leadership with new hireRequest info...
61Janus Henderson Group$294.403/31/2020Fined $2.35 million for overchargingRequest info...
62SEI Investments$283.003/31/2020SEI Again Recognized for Award-Winning Fund Performance in 2019
February 6, 2020
Request info...
63Guggenheim Partners$270.003/31/2020AUM is up.Request info...
64Loomis Sayles & Co$269.003/31/2020Owned by NatixisRequest info...
65New York Life/Mainstay$263.003/31/2020Senior leadership changes in progressRequest info...
66BMO Global Asset Group$259.003/31/2020Kristi Mitchem is new CEORequest info...
67Oppenheimer Funds$234.006/30/2019Purchased by Invesco. Fined $85,000 and to pay 3.8 million in restitution by FINRA on 12/20/19.Request info...
68Carlyle Group$223.003/31/2020The Carlyle Group Completes Conversion to a CorporationRequest info...
69BrightSphere$221.003/31/2020CEO buys 50,000 shares on 12/31/19Request info...
70Voya (ING)$217.003/31/2020FINRA fined Voya $125,982Request info...
71TCW Group$212.003/31/2020Nippon Life buys 25% stake in TCWRequest info...
72Pictet$183.003/31/2020Pictet raises EUR700 million for first real estate fund and completes two transactionsRequest info...
73Lord Abbett & Co$179.503/31/2020Lord Abbett Portfolio Manager Yoana Koleva Wins 2019 Women in Asset Management AwardRequest info...
74American Century Investments$178.003/31/2020Nomura buys 40%Request info...
75Lazard Mgmt. Group$171.903/31/2020Downsizing in progressRequest info...
76Conning$168.403/31/2020Conning Completes Strategic Investment in Global EvolutionRequest info...
77Bridgewater Associates$160.0012/31/2019The worlds largest hedge fund takes a huge hit from pandemic.Request info...
78IGM Financial$159.004/30/2020Purchased Mackenzie. AUM up.Request info...
79Putnam Investments$158.005/1/2020Fund Ranked #1 out of Nearly 300 Funds in the Core Bond CategoryRequest info...
80Ares Management$149.003/31/2020Ares Management Corporation and Sumitomo Mitsui Banking Corporation Announce Strategic Agreement and Equity Transaction
Company Release - 3/30/2020
Request info...
81Doubleline$148.0012/31/2019Consistent AUM increases. Well done.Request info...
82Victory Capital$142.002/29/2020Increased AUM by, not 12.8% but 128% in one quarter. $64.1 Billion to $149.5 Billion! Victory Capital purchased USAA's Investment management business.Request info...
83Raymond James$128.203/31/2020To expand into CanadaRequest info...
84GAM Investors$116.603/31/2020Changed brand from Gabelli Investors to "GAM"Request info...
85US Bancorp$116.003/31/2020U.S. Bancorp may close 450 branchesRequest info...
86OakTree$113.003/31/2020Brookfield to acquire 62% of OaktreeRequest info...
87Artisan Partners Financial$106.804/30/2020Steady AUM growthRequest info...
88MAN Group$104.203/31/2020Man Group appoints John Cryan as ChairmanRequest info...
89The Hartford$102.203/31/2020Named "2019 Military Friendly Employer" Request info...
90Aegon$100.8012/31/2019Aegon will repurchase common shares for an amount of EUR 168 million to neutralize the dilutive effect of the 2019 interim stock dividend. Request info...
91Virtus Investment Partners$89.503/31/2020Buys Sustainable Growth AdvisorsRequest info...
92Harris Associates$76.303/31/2020Owned by NatixisRequest info...
93TPG Capital$72.003/31/2020Owned by Tarrant Capital GroupRequest info...
94Robert W Baird & Co$65.0012/31/2019FINRA fined Robert W Baird $150,000Request info...
95Waddell & Reed$56.003/31/2020Is looking to move the HQ somewhere in Missouri to save costsRequest info...
96Causeway Capital Management$53.2012/31/2019Request info...
97Sterling Capital$53.003/31/2020FINRA fine for BB&T Securities for $47.500 on 5/7/20. Plus, 5/18/20 Suntrust (Truist) had a $50,000 FINRA fine and paid$584,466 in restitution.Request info...
98Quilter (was Old Mutual)$47.823/31/2020Quilter to sell the life insurance division for $555.7 million.Request info...
99William Blair Funds$46.603/31/2020William Blair passed on 11/21/19Request info...
100Oakmark Funds$44.003/31/2020Owned by Natixis via Harris AssociatesRequest info...
101Fortress Investment Group$43.503/31/2020Fortress Investment Group Sells Long Beach Airport Plaza Office PropertiesRequest info...
102Glenmede Investment Management$41.0012/31/2019Request info...
103Thornburg Asset Management$40.5212/31/2019Thornburg Appoints Ben Kirby and Jeff Klingelhofer as Co-Heads of InvestmentsRequest info...
104Stifel Financial Corp$37.001/31/2020"FINRA Press Release" (on the June 2020 FINRA page) FINRA fine of $3.6 million for Stifel.Request info...
105AGF Management Limited$34.303/31/2020Kevin McCreadie Announces Changes to AGF’s Senior Leadership TeamRequest info...
106Sculptor | Och-Ziff$34.005/1/2020Rebranding from Och-Zill to "Sculptor"Request info...
107Pzena$30.104/30/2020Pzena internally re-organizing with restructuring and buyouts Q1 2020.Request info...
108Davis Select Advisers$23.703/31/2020Request info...
109Dyal Capital Partners$21.7012/31/2019Purchased by Neuberger BermanRequest info...
110Robinhood Financial$20.0012/31/2019Joins the free EFT commission charge. FINRA fines Robinhood $1.25 million on 12/9/19Request info...
111Impax Asset Group$19.904/30/2020Buying PAX with 9.4 Billion in AUMRequest info...
112Matthews Asia Funds$19.803/31/2020Matthews Asia Hires Lindsay Wright as Head of Asia and Global Chief Operating OfficerRequest info...
113Reams Asset Mgmt.$19.103/31/2020Purchased by Raymond JamesRequest info...
114Manning & Napier$18.004/30/2020"Manning & Napier loses two PMs, liquidate three funds", per CitywireRequest info...
115Touchstone Investments$18.005/1/2019Touchstone Investments Names Rockefeller Asset Management Sub-Advisor to Touchstone International ESG Equity Fund. Owned by Western & SouthernRequest info...
116Southeastern Asset Management$17.0012/31/2019Southeastern Asset Management has a new CEORequest info...
117Pacific Global Asset Management$16.603/31/2020Part of Pacific LifeRequest info...
118Brown Brothers Harriman$14.203/31/2019BBH Capital Partners Completes Investment In Bradford Airport LogisticsRequest info...
119Axiom Capitial Management$13.403/27/2020FINRA fine of $37,000 on 5/26/20Request info...
120Royce Funds$12.903/31/2020Part of Legg MasonRequest info...
1211251 Capital Group$12.509/6/2019Buying Emerald & Ziegler CapitalRequest info...
122Tweedy Browne Co$10.803/31/2020Warren Buffet's former investment firmRequest info...
123Ariel Investments$10.203/31/2020Melody Hudson is new Co-CEORequest info...
124Xponance (was FIS Group)$9.502/29/2020Rebranded to Xponance from FIS GroupRequest info...
125Park Avenue Securities$4.003/31/2020FINRA fines Park Avenue Securities $640,522Request info...
126Z Capital Group$3.003/31/2020Affinity Gaming Completes Sale of Three Colorado Casinos to Twin River Worldwide HoldingsRequest info...
127Great Point Partners$2.803/31/2020Great Point Capital teaming with Lionsgate to start a Film Studio in New YorkRequest info...
128Westchester Capital$2.603/31/2020Boasts zero broker turnoverRequest info...
129Emerald$2.403/31/2020Request info...
130Saturna Capital$2.109/30/2019Saturna Capital’s President Appointed to Newly Formed SEC Asset Management Advisory CommitteeRequest info...
131SA Stone (was Sterne Agee)$1.4012/31/2019Rebranding from Sterne Agee to "SA Stone"Request info...
132Heartland Advisors$0.903/31/2020Moving to BMO towerRequest info...
133Ross Sinclair & Associates$0.7012/31/2019AUM is up but has to pay a $200,000 FINRA fine.Request info...
134Fort Washington Advisors$54.603/31/2020Owned by Western SouthernRequest info...
- - Click for All Companies >>>Request info...

Select from the Mutual Fund Company List Above

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Still –  the #1 ranked Mutual Fund Directory for the past five years in Google, Bing, Yahoo, and now #1 in mobile. Thanks!
If I missed your Investment Company, contact me so I can include your firm in the next ranking.

 How it works

  1. Click on as many of the “logos” or “request info…” buttons  as you wish. (free)
  2.  You choose how you want to be contacted. Literature by mail | email | phone contact.
  3. Then repeat to select the additional companies you want on your short list. That’s it.

 

Why Is This Investing Site Important?

  • We help Mutual Fund Investors
  • Smart Investors diversify their portfolios
  • Savvy Investors diversify their mutual fund companies
  • Wise & Efficient Investors use two or three investment companies at one time and upgrade one every year or so. Just like an NFL roster, you keep upgrading your investment teams. Research the top 100 mutual fund companies with just a few clicks and  (scroll down for the full directory) See the 9-minute video for the details.
  • Our Investor Tip/Recommendation:  Consider using two or three investment companies all the time. We show you how and make it easier for you.
  • This data is from press releases and web news. It is incumbent on investors to look at many sources of information before making any decisions.
  • Investment Company Data Updated: 8/2/19

Other Reasons to Diversify to Multiple Companies

You diversify your portfolio already to reduce risk. So in times of uncertainty like these, why not diversify your holding into another mutual fund company or two? Unless you are 100% satisfied with your mutual fund provider or are related to your broker, it makes sense to have a secondary mutual fund provider. Why?

  • If your favorite broker leaves, the trusted and accurate investment advice drops noticeably all of the sudden or the level of custoInvesting in 2013mer service drops, you want to have one or two secondary companies already in place to move your money to maximize your return and safety.
  • Make your companies compete so you win. I think it’s better to pit two or three companies against each other. Let them know you are doing it. Then at the end of the year, let them all know the results. The competition will make them work harder for you. The ones that don’t work hard will speak volumes. Having a company you are paying that is not working as hard as possible for you is not a company you want to trust with your financial life and future lifestyle.
  • The profit margins in the mutual fund industry are large. Many companies out there are hungry for new business, and you can get some deals. After all, it’s about increasing your wealth to protect your lifestyle and the security of your family.
  • Finally, hopefully, there will never be a Berny Madoff situation, but are you willing to bet your and your family’s financial life on that? It only takes one or two very smart bad apples behind the scenes to ruin people’s lives forever. Another reason to diversify.
  • See the 10-minute video above for more details

Golden Rule Investor Tactic Video

  • Actionable Tips on How to Manage Your Investmentt Companies
  • 10-minutes
  • Perfect for New Investors or reminders for seasoned traders

 

The Private Investor Issue

  • Why? | Currently, how do you know you have the most productive investment company for your situation?
  • The Answer | The truth is you don’t know | It is impossible | You don’t know what you don’t know | The only way you will know is adding an investment company or two to compare or benchmark
  • That is the reason for this free website | Still ranked #1 in the world by Google as of 4/2/2020
“I have been there | Don’t make the same retirement affecting expensive mistake” – Mike Dunn

 

(10-minute video but worth it)

Our Investor Value Proposition

  • Investing Strategy Tip – Recommend using 2 or 3 mutual fund companies at any one time to create competition for your investing business  – Could be a smart investing business move for many
  • Lead, follow or get out of the way. Drop the underperforming company and keep upgrading your investment partners over time – That is just good business.
  • Use this site to help you gather “investing company information” with just a few clicks (This is NOT for an individual stock or investing information – that is your new professional investment advisor’s team’s job.)
  • See the 10-minutes tips video above for more details. Full of helpful success tips.

 

Why Mutual Funds?

Like in Vegas, you and most people can hit it big now and then. However, the Fund Managers have such an advantage in information, key contacts and vast resources over individual investors it’s not even close. 2016 Mutual Fund CompaniesAlso, like in Vegas, your best odds are 48.5%. In other words, Since they are not even 50%, you lose over time and the house always wins. Mutual Funds even the playing field for the individual investor in two ways:

1. They spread your micro-economic risk by spreading your investment over many stocks so if one tanks your overall investment is not devastated and

2. You let the Fund Manager work for you instead of against you.

This greatly simplifies your job as an individual investor. Now you only have to pick the segment of the global economy that you think will be improving then your mutual fund company, and the fund to meet your goals. So you need to decide if the growth areas will be:

Small Cap, Mid Cap, Large Cap, Bonds, Far East, Pacific Rim, China, Europe, South America, Hi-Tech, High Beta, Utilities, High-Grade Investment Bonds, Junk Bonds, …….

And what mix of each? You don’t need to be keeping tabs on the latest lawsuit of XYZ’s consumer division or another company’s inventory level. Let the Fund Managers do that part. They can do it better than you. That’s the benefit of investing in mutual fund companies.

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