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Mutual Fund Directory | 2020

Top 100 Mutual Fund Companies Ranked by AUM

We help you find an additional mutual fund company. Then they help you find your funds.

 

Current information on investment companies and economic analysis to help investors – Updated 3/31/20 
#1 ranked Mutual Fund Industry Directory for the past five years in Google & mobile

 

“Scroll Down” for the full 100+ ranked directory list below with info request buttons

COVID-19. Note to investors – Investors should control what you can control. One thing you can contorl is which investment companies you use. (More than one may be best.) This website helps you research investment companies. Remember – you have investments and some people don’t. 

Note: COVID-19 Public Relations press releases were not used below. Every company has a public relations post. Though nice and required, those have no benefit to your analysis of the companies.

 

 

Ranked by
AUM
on 3/31/20
Company NameNew AUM In BillionsNew DateCurrent NewsClick to get
Company
Info
1Black Rock Funds$7,430.00 1/17/2020Increases stake in iCapitial.Request info...
2Vanguard$6,200.00 1/31/2020Vanguard and HarborVest announce private equity partnershipRequest info...
3State Street Global Advisors$3,120.00 12/31/2019Layoffs to start in January of 2020Request info...
4Fidelity Investments$2,459.00 3/31/2019Working on Free ETF transactions in looming price war.Request info...
5JP Morgan$2,000.00 2/26/2020Reopens Shanghai office on limited basis on 3/20/20.Request info...
6PIMCO$1,910.00 12/31/2019Now one of the largest real estate investment managersRequest info...
7Capital Group$1,900.00 3/19/2020Wins 13 Lipper awards. 3/6/20Request info...
8BNY Mellon (Dreyfus)$1,900.00 12/31/2019Todd Gibbons is new CEO.Request info...
9Amundi Asset Mgmt$1,820.00 12/31/2019Amundi to acquire Banco Sabadell Asset Management divisionRequest info...
10Prudential Investments$1,551.00 2/26/2020Fined $1,000,000 by FINRA on 1/15/2020.Request info...
11Legal & General Investments$1,480.00 12/31/2019Invests into Australian mortgage businessRequest info...
12TD Ameritrade$1,400.00 12/31/2019To be purchased by Charles Schwab. Fined $250,000 by FINRA on 12/30/19.Request info...
13BofA Merrill Lynch$1,400.00 3/31/2019Merrill is trying flat salary with bonus compensation strategy. Hopefully, this and other actions will remedy legal issues.
14Invesco$1,226.20 1/31/2020 Invesco to "cut 1,300 jobs," Per Financial TimesRequest info...
15T Rowe Price$1,210.00 1/31/2020"T. Rowe Price led a new funding $1.3 B round for the start-up, a potential competitor to Tesla that was already backed by Amazon and Ford." per NY Times.Request info...
16Wellington Management$1,100.00 12/31/2019Focuses on climate change issues for giving and PRRequest info...
17Sun Life Global Investments$1,099.00 12/31/2019Wins bond award 3/30/20.Request info...
18TIAA$1,098.00 12/31/2019TIAA closes life insurance divisionRequest info...
19Natixis Global Associates$1,048.40 12/31/2019H2O Management bringing down Natixis results in addition to pandemic.Request info...

20Northern Trust$1,000.00 12/31/2019$250 Million cost cutting program has startedRequest info...
21Ameriprise Financial$972.0012/31/2019Added teams from Well Fargo and Stifel.Request info...
22Edward Jones$914.003/31/2019Voted a top place to workRequest info...
23AXA$897.7012/31/2019FINRA fines AXA $772,000Request info...
24Goldman Sachs Asset Management$874.504/30/2019Fined $130,000 by FINRA on 12/19/2019.Request info...
25Manulife Asset Mgmt$844.003/31/2020Stock down amid pandemic.Request info...
26DWS | Deutsche Asset Management$843.6512/31/2019Rebranding to "DWS"Request info...
27UBS$842.003/31/2019UBS CEO tells staff, "your job is safe during pandemic."Request info...
28Insight Investors$819.3012/31/2019Expands Phoenix Headquarters. Insight Acquires French Digital Consulting Company vNextRequest info...
29RBC Global Wealth (CAN)$793.001/31/2020FINRA fine of $2.9 million in Oct '19.Request info...
30Legg Mason$789.402/29/2020To be purchased by Franklin TempletonRequest info...
31LPL Financial$764.0012/31/2019LPL paid $26 million in fines in 2019Request info...
32Principal Financial Group$735.3012/31/2019Principal Announces New $900 Million Share Repurchase Authorization
33Affiliated Managers Group (AMG)$723.0012/31/2019AMG Announces Investment in Comvest PartnersRequest info...
34Franklin Templeton$655.002/29/2020To acquire Legg MasonRequest info...
35AllianceBernstein$623.0012/31/2019Layoffs starting.Request info...
36Dimensional Fund Advisors$609.0012/31/2019Dimensional will open its new East Coast headquarters in Charlotte.Request info...
37MetLife$600.0012/31/2019SEC fine for $10 millionRequest info...
38Pictet$595.0012/31/2019Pictet raises EUR700 million for first real estate fund and completes two transactionsRequest info...
39Geode Capital Management$584.0012/31/2019As a third party, Geode Capital Management will manages Fidelity's "free" ETF index funds as the funds' sub-advisorRequest info...
40Federated Hermes (was Federated Investors)$576.0012/31/2019Purchased Hermes and rebranded to Federated HermesRequest info...
41The Blackstone Group$571.0012/31/2019Blackstone acquires battery energy storage pioneerRequest info...
42BNP Paribas$554.003/30/2020FINRA fine of $15 million over money laundering controls - Dec 2019Request info...
43Morgan Stanley$552.0012/31/2019Morgan Stanley Receives Approval for Majority Ownership of its China Securities Joint Venture
Mar 27, 2020
Request info...
44Brookfield Asset Management$540.0012/31/2019Brookfield acquires India telecom towersRequest info...
45MFS Investment Management$528.001/31/2020Owned by Sun Life FinancialRequest info...
46Nomura Asset Management$527.0012/31/2019FINRA fines Nomura $300,000 on 12/9/19. Tries to rebound from 2018 losses and 2019 layoffs.Request info...
47Eaton Vance Distributors$518.001/31/2020Jessica Kung Joins Eaton Vance as Chief Human Resources OfficerRequest info...
48Wells Fargo Advisors$509.0012/31/2019SEC fines Wells Fargo $3 Billion.Request info...
49Columbia Threadneedle$494.0012/31/2019Commits to sponsor Boston Marathon through 2023Request info...
50Charles Schwab$485.0012/31/2019Schwab to buy TD AmeritradeRequest info...
51Credit Sussie$452.0012/31/2019Paying 6.5 Million in fines from FINRARequest info...
52Standard Life Aberdeen (UK)$438.0012/31/2019AUM drops againRequest info...
53AVIVA Investors$430.0012/31/2019Aviva Investors expands real estate development teamRequest info...
54Julius Baer Securities$426.0012/31/2019Karos will drag earnings downRequest info...
55Janus Henderson Group$374.8012/31/2019Fined $2.35 million for overchargingRequest info...
56Neuberger Berman$365.0012/31/2019Buying Dyal Capital PartnersRequest info...
57SEI Investments$352.0012/31/2019SEI Again Recognized for Award-Winning Fund Performance in 2019
February 6, 2020
Request info...
58Barings$338.0012/31/2019Barings makes a bet as it enters the risky 5G market with Majority Stake Acquisition in Gigasphere Holdings LLCRequest info...
59Robeco/ORIX$325.001/12/2020Robeco rebranded to ORIX. Owned by AXARequest info...
60Dodge & Cox$313.209/30/2019AUM is upRequest info...
61Frank Russell Investments$307.4012/31/2019TA Associates and Reverence Capital Partners Complete Acquisition of Russell Investments from London Stock Exchange GroupRequest info...
62Mercer Advisors$304.0010/30/2019Mercer boosts female leadership with new hireRequest info...
63Loomis Sayles & Co$297.2012/31/2019Owned by NatixisRequest info...
64BMO Global Asset Group$273.0012/31/2019Kristi Mitchem is new CEORequest info...
65New York Life/Mainstay$259.0012/31/2019Senior leadership changes in progressRequest info...
66Citi Group$256.003/26/2019FINRA fines Citigroup $1.25 million and an additional $55,000Request info...
67Apollo Management$246.4012/31/2019Apollo Global Management Announces New $500 Million Share Repurchase Authorization March 12, 2020Request info...
68Oppenheimer Funds$234.006/30/2019Purchased by Invesco. Fined $85,000 and to pay 3.8 million in restitution by FINRA on 12/20/19.Request info...
69Voya (ING)$230.0012/31/2019FINRA fined Voya $125,982Request info...
70Carlyle Group$224.0012/31/2019The Carlyle Group Completes Conversion to a CorporationRequest info...
71Lazard Mgmt. Group$222.9012/31/2019Downsizing in progressRequest info...
72TCW Group$217.0012/31/2019Nippon Life buys 25% stake in TCWRequest info...
73Guggenheim Partners$215.0012/31/2019Guggenheim Partners Combines its Commercial Real Estate Finance and Structured Real Estate Divisions Under Guggenheim InvestmentsRequest info...
74Lord Abbett & Co$205.2012/31/2019Lord Abbett Portfolio Manager Yoana Koleva Wins 2019 Women in Asset Management AwardRequest info...
75BrightSphere$200.0012/31/2019CEO buys 50,000 shares on 12/31/19Request info...
76Conning$179.3012/31/2019Conning Completes Strategic Investment in Global EvolutionRequest info...
77Putnam Investments$173.002/29/2020Fund Ranked #1 out of Nearly 300 Funds in the Core Bond CategoryRequest info...
78American Century Investments$170.003/31/2019Nomura buys 40%Request info...
79IGM Financial$163.801/31/2020Purchased Mackenzie. AUM up.Request info...
80Bridgewater Associates$160.0012/31/2019The worlds largest hedge fund takes a huge hit from pandemic.Request info...
81Raymond James$151.7012/31/2019To expand into CanadaRequest info...
82Ares Management$149.0012/31/2019Ares Management Corporation and Sumitomo Mitsui Banking Corporation Announce Strategic Agreement and Equity Transaction
Company Release - 3/30/2020
Request info...
83Doubleline$148.0012/31/2019Consistent AUM increases. Well done.Request info...
84Victory Capital$142.402/29/2020Increased AUM by, not 12.8% but 128% in one quarter. $64.1 Billion to $149.5 Billion! Victory Capital purchased USAA's Investment management business.Request info...
85GAM Investors$137.0012/31/2019Changed brand from Gabelli Investors to "GAM"Request info...
86The Hartford$127.0012/31/2019Named "2019 Military Friendly Employer" Request info...
87OakTree$125.0012/31/2019Brookfield to acquire 62% of OaktreeRequest info...
88Harris Associates$119.6012/31/2019Owned by NatixisRequest info...
89MAN Group$117.1012/31/2019Man Group appoints John Cryan as ChairmanRequest info...
90Artisan Partners Financial$111.701/29/2020Steady AUM growthRequest info...
91Virtus Investment Partners$107.7012/31/2019Buys Sustainable Growth AdvisorsRequest info...
92Aegon$100.8012/31/2019Aegon will repurchase common shares for an amount of EUR 168 million to neutralize the dilutive effect of the 2019 interim stock dividend. Request info...
93US Bancorp$91.0012/31/2019U.S. Bancorp may close 450 branchesRequest info...
94TPG Capital$72.0012/31/2019Owned by Tarrant Capital GroupRequest info...
95Waddell & Reed$65.002/29/2020Is looking to move the HQ somewhere in Missouri to save costsRequest info...
96Robert W Baird & Co$62.009/30/2019FINRA fined Robert W Baird $150,000Request info...
97William Blair Funds$58.4012/31/2019William Blair passed on 11/21/19Request info...
98Sterling Capital$58.0012/31/2019Sterling Capital Equity Income Fund (BEGIX) Ranked in the First Percentile of its Morningstar(1) Category for 15 YearsRequest info...
99Quilter (was Old Mutual)$57.0012/31/2019Quilter to sell the life insurance division for $555.7 million.Request info...
100Causeway Capital Management$53.2012/31/2019Request info...
101iCapital$46.6012/31/2019Blackrock to purchase a minority share for $250 millionRequest info...
102Fortress Investment Group$41.5012/31/2019Fortress Investment Group Sells Long Beach Airport Plaza Office PropertiesRequest info...
103Glenmede Investment Management$41.0012/31/2019Request info...
104Thornburg Asset Management$40.5212/31/2019Thornburg Appoints Ben Kirby and Jeff Klingelhofer as Co-Heads of InvestmentsRequest info...
105AGF Management Limited$37.402/29/2020Kevin McCreadie Announces Changes to AGF’s Senior Leadership TeamRequest info...
106Stifel Financial Corp$37.001/31/2020Selling Ziglar Capital to 1251 Capital GroupRequest info...
107Pzena$34.802/29/2020Pzena internally re-organizing with restructuring and buyouts Q1 2020.Request info...
108Sculptor | Och-Ziff$34.0012/31/2019Rebranding from Och-Zill to "Sculptor"Request info...
109Matthews Asia Funds$24.202/29/2020Matthews Asia Hires Lindsay Wright as Head of Asia and Global Chief Operating OfficerRequest info...
110Dyal Capital Partners$21.7012/31/2019Purchased by Neuberger BermanRequest info...
111Impax Asset Group$20.002/29/2020Buying PAX with 9.4 Billion in AUMRequest info...
112Robinhood Financial$20.0012/31/2019Joins the free EFT commission charge. FINRA fines Robinhood $1.25 million on 12/9/19Request info...
113Insight Partners$20.0012/31/2019Focused on venture capitalRequest info...
114Davis Select Advisers$19.809/30/2019Request info...
115Manning & Napier$19.401/31/2020"Manning & Napier loses two PMs, liquidate three funds", per CitywireRequest info...
116Reams Asset Mgmt.$19.2012/31/2019Purchased by Raymond JamesRequest info...
117Pacific Global Asset Management$18.0012/31/2019Part of Pacific LifeRequest info...
118Touchstone Investments$18.005/1/2019Touchstone Investments Names Rockefeller Asset Management Sub-Advisor to Touchstone International ESG Equity Fund. Owned by Western & SouthernRequest info...
119Southeastern Asset Management$17.0012/31/2019Southeastern Asset Management has a new CEORequest info...
120Oakmark Funds$16.8012/31/2019Owned by Natixis via Harris AssociatesRequest info...
121Tweedy Browne Co$15.103/30/2019Warren Buffet's former investment firmRequest info...
122Royce Funds$13.7012/31/2019Part of Legg MasonRequest info...
123Ariel Investments$13.2012/31/2019Melody Hudson is new Co-CEORequest info...
1241251 Capital Group$12.509/6/2019Buying Emerald & Ziegler CapitalRequest info...
125Brown Brothers Harriman$12.503/31/2019BBH Capital Partners Completes Investment In Bradford Airport LogisticsRequest info...
126Xponance (was FIS Group)$9.502/29/2020Rebranded to Xponance from FIS GroupRequest info...
127Park Avenue Securities$5.7012/31/2019FINRA fines Park Avenue Securities $640,522Request info...
128Emerald$5.0012/31/2019Request info...
129Westchester Capital$3.7012/31/2019Boasts zero broker turnoverRequest info...
130Grayscale Investments$3.301/31/2020Grayscale Gets Regulatory Nod From FINRA for Ethereum Trust to Trade on OTC Markets for using Block-Chain transactionsRequest info...
131Z Capital Group$2.802/3/2020Affinity Gaming Completes Sale of Three Colorado Casinos to Twin River Worldwide HoldingsRequest info...
132Saturna Capital$2.109/30/2019Saturna Capital’s President Appointed to Newly Formed SEC Asset Management Advisory CommitteeRequest info...
133SA Stone (was Sterne Agee)$1.4012/31/2019Rebranding from Sterne Agee to "SA Stone"Request info...
134Heartland Advisors$1.3012/31/2019Moving to BMO towerRequest info...
135Great Point Partners$1.2012/31/2019Great Point Capital teaming with Lionsgate to start a Film Studio in New YorkRequest info...
136Ross Sinclair & Associates$0.7012/31/2019AUM is up but has to pay a $200,000 FINRA fine.Request info...
- - Click for All Companies >>>Request info...

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If I missed your Investment Company, contact me so I can include your firm in the next ranking.

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  1. Click on as many of the “logos” or “request info…” buttons  as you wish. (free)
  2.  You choose how you want to be contacted. Literature by mail | email | phone contact.
  3. Then repeat to select the additional companies you want on your short list. That’s it.

 

Why Is This Investing Site Important?

  • We help Mutual Fund Investors
  • Smart Investors diversify their portfolios
  • Savvy Investors diversify their mutual fund companies
  • Wise & Efficient Investors use two or three investment companies at one time and upgrade one every year or so. Just like an NFL roster, you keep upgrading your investment teams. Research the top 100 mutual fund companies with just a few clicks and  (scroll down for the full directory) See the 9-minute video for the details.
  • Our Investor Tip/Recommendation:  Consider using two or three investment companies all the time. We show you how and make it easier for you.
  • This data is from press releases and web news. It is incumbent on investors to look at many sources of information before making any decisions.
  • Investment Company Data Updated: 8/2/19

Other Reasons to Diversify to Multiple Companies

You diversify your portfolio already to reduce risk. So in times of uncertainty like these, why not diversify your holding into another mutual fund company or two? Unless you are 100% satisfied with your mutual fund provider or are related to your broker, it makes sense to have a secondary mutual fund provider. Why?

  • If your favorite broker leaves, the trusted and accurate investment advice drops noticeably all of the sudden or the level of custoInvesting in 2013mer service drops, you want to have one or two secondary companies already in place to move your money to maximize your return and safety.
  • Make your companies compete so you win. I think it’s better to pit two or three companies against each other. Let them know you are doing it. Then at the end of the year, let them all know the results. The competition will make them work harder for you. The ones that don’t work hard will speak volumes. Having a company you are paying that is not working as hard as possible for you is not a company you want to trust with your financial life and future lifestyle.
  • The profit margins in the mutual fund industry are large. Many companies out there are hungry for new business, and you can get some deals. After all, it’s about increasing your wealth to protect your lifestyle and the security of your family.
  • Finally, hopefully, there will never be a Berny Madoff situation, but are you willing to bet your and your family’s financial life on that? It only takes one or two very smart bad apples behind the scenes to ruin people’s lives forever. Another reason to diversify.
  • See the 10-minute video above for more details

Golden Rule Investor Tactic Video

  • Actionable Tips on How to Manage Your Investmentt Companies
  • 10-minutes
  • Perfect for New Investors or reminders for seasoned traders

 

The Private Investor Issue

  • Why? | Currently, how do you know you have the most productive investment company for your situation?
  • The Answer | The truth is you don’t know | It is impossible | You don’t know what you don’t know | The only way you will know is adding an investment company or two to compare or benchmark
  • That is the reason for this free website | Still ranked #1 in the world by Google as of 4/2/2020
“I have been there | Don’t make the same retirement affecting expensive mistake” – Mike Dunn

 

(10-minute video but worth it)

Our Investor Value Proposition

  • Investing Strategy Tip – Recommend using 2 or 3 mutual fund companies at any one time to create competition for your investing business  – Could be a smart investing business move for many
  • Lead, follow or get out of the way. Drop the underperforming company and keep upgrading your investment partners over time – That is just good business.
  • Use this site to help you gather “investing company information” with just a few clicks (This is NOT for an individual stock or investing information – that is your new professional investment advisor’s team’s job.)
  • See the 10-minutes tips video above for more details. Full of helpful success tips.

 

Why Mutual Funds?

Like in Vegas, you and most people can hit it big now and then. However, the Fund Managers have such an advantage in information, key contacts and vast resources over individual investors it’s not even close. 2016 Mutual Fund CompaniesAlso, like in Vegas, your best odds are 48.5%. In other words, Since they are not even 50%, you lose over time and the house always wins. Mutual Funds even the playing field for the individual investor in two ways:

1. They spread your micro-economic risk by spreading your investment over many stocks so if one tanks your overall investment is not devastated and

2. You let the Fund Manager work for you instead of against you.

This greatly simplifies your job as an individual investor. Now you only have to pick the segment of the global economy that you think will be improving then your mutual fund company, and the fund to meet your goals. So you need to decide if the growth areas will be:

Small Cap, Mid Cap, Large Cap, Bonds, Far East, Pacific Rim, China, Europe, South America, Hi-Tech, High Beta, Utilities, High-Grade Investment Bonds, Junk Bonds, …….

And what mix of each? You don’t need to be keeping tabs on the latest lawsuit of XYZ’s consumer division or another company’s inventory level. Let the Fund Managers do that part. They can do it better than you. That’s the benefit of investing in mutual fund companies.

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