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Mutual Fund Directory | 2019

Top 100 Mutual Fund Companies Ranked by AUM

We help you find an additional mutual fund company. Then they help you find your funds.

 

Current information on investment companies and economic analysis to help investors – Updated 1/3/20
#1 ranked Mutual Fund Industry Directory for the past five years in Google & mobile

 

“Scroll Down” for the full 100+ ranked directory list below with info request buttons

 

 

Ranked by
AUM
on 1/3/20
Company NameNew AUM In BillionsNew DateCurrent NewsClick to get
Company
Info
1Black Rock Funds$6,963.909/30/2019Bad Fossil fuel investment loss of $90 Billion, but still #1Request info...
2Vanguard$4,530.109/30/2019New no commission ETF platformRequest info...
3Charles Schwab$3,940.009/30/2019Schwab to buy TD AmeritradeRequest info...
4State Street Global Advisors$2,810.003/31/2019Layoffs to start in January of 2020Request info...
5Fidelity Investments$2,459.003/31/2019To add billions in IT for workplace enhancements. To offer crypto currency in five years. No response for updated numbers.Request info...
6JP Morgan$2,200.009/30/2019Please record 3rd quarter earnings. FINRA fines JP Morgan $1.1 million. No media inquiry response for updated AUM number nor published web data.Request info...
7BNY Mellon (Dreyfus)$1,900.009/30/2019KPMG fined for Mellon reports in UK.Request info...
8PIMCO$1,880.009/30/2019College scandal hits PIMCO executiveRequest info...
9Capital Group$1,860.003/31/2019"Capital Group fund manager quits after BBC expos?," per Financial Times articleRequest info...
10Amundi Asset Mgmt$1,750.009/30/2019Hired Myerberg from Janus Henderson for fixed income group.Request info...
11Prudential Investments$1,400.005/01/2019Earnings per share is down year-over-year in Q3Request info...
12BofA Merrill Lynch$1,400.003/31/2019Merrill is trying flat salary with bonus compensation strategy.
13Legal & General Investments$1,313.006/30/2019Buys Cardiff for 400 M poundsRequest info...
14TD Ameritrade$1,297.010/17/2018To be purchased by Charles SchwabRequest info...
15Invesco$1,182.209/30/2019 Invesco to "cut 1,300 jobs," Per Financial TimesRequest info...
16T Rowe Price$1,180.011/30/2019"T. Rowe Price led a new funding $1.3 B round for the start-up, a potential competitor to Tesla that was already backed by Amazon and Ford." per NY Times.Request info...
17Sun Life Global Investments$1,063.009/30/2019Sun Life to buy majority in InfraRed Capital PartnersRequest info...
18TIAA$1,059.009/30/2019TIAA closes life insurance divisionRequest info...
19Natixis Global Associates$1,020.009/30/2019Rise of 12% in AUMRequest info...

20Northern Trust$983.009/30/2019Ricky Fowler and Bubba Watson committed to Northern TrustRequest info...
21Loomis Sayles & Co$917.109/30/2019Purchased McDonnell Investments. Affiliated with Natixis GlobalRequest info...
22Wellington Management$915.007/01/2019Focuses on climate change issues for giving and PRRequest info...
23Edward Jones$914.003/31/2019Voted on of the 2019 best places to work for parentsRequest info...
24Ameriprise Financial$900.009/30/2019Larson Payne Larson Group, a team of experienced financial advisors managing approximately $222 million in assets, has joined its employee channel in Edina, Minn.Request info...
25Goldman Sachs Asset Management$874.504/30/2019Missed Q3 projectionsRequest info...
26AXA$866.006/30/2019FINRA fines AXA $772,000Request info...
27UBS$842.003/31/2019Request info...
28DWS | Deutsche Asset Management$840.009/30/2019Rebranding to "DWS"Request info...
29Credit Sussie$811.006/30/2019Paying 5.3 Billion in FINRA fines. Profit declines in Q3.Request info...
30Legg Mason$791.010/31/2019Layoffs may be avoided since AUM is upRequest info...
31Affiliated Managers Group (AMG)$732.009/30/2019Jay Horgan is the new CEO at AMGRequest info...
32Insight Investors$714.009/30/2019Expands Phoenix HeadquartersRequest info...
33Principal Financial Group$703.409/30/2019Principal announces 2020 outlook and long term guidance
34Franklin Templeton$693.009/30/2019Jennifer Johnson is the new CEORequest info...
35SEI Investments$662.009/30/2019Q3 earnings beat estimates after stock buy backRequest info...
36Standard Life Aberdeen (UK)$644.506/30/2019AUM drops againRequest info...
37BNP Paribas$632.006/30/2019FINRA fine of $15 million over money laundering controls - Dec 2019Request info...
38AllianceBernstein$601.010/31/2019AUM is up. To move HQ from Boston to Nashville for cost cutting reasonsRequest info...
39Dimensional Fund Advisers$579.009/30/2019Dimensional Reduces US Mutual Fund Management FeesRequest info...
40The Blackstone Group$554.009/30/2019Blackstone Group sues RCS ownerRequest info...
41Federated Investors$527.209/30/2019Buys PNC Capital AdvisorsRequest info...
42Geode Capital Management$519.009/30/2019As a third party, Geode Capital Management will manages Fidelity's "free" ETF index funds as the funds' sub-advisorRequest info...
43Morgan Stanley$507.009/30/2019Reducing the number of advisorsRequest info...
44Nomura Asset Management$501.009/30/2019FINRA fines Nomura $225,000. Tries to rebound from 2018 losses and 2019 layoffs.Request info...
45New York Life/Mainstay$500.009/30/2019Senior leadership changes in progressRequest info...
46Brookfield Asset Management$500.009/30/2019Brookfield acquires India telecom towersRequest info...
47MFS Investment Management$488.006/30/2019Owned by Sun Life FinancialRequest info...
48Eaton Vance Distributors$482.809/30/2019"To try ETFs - again"Request info...
49Wells Fargo Advisors$476.003/31/2019Well Fargo is now recruiting more advisors than it is losing.Request info...
50Columbia Threadneedle$469.009/30/2019Commits to sponsor Boston Marathon through 2023Request info...
51AVIVA Investors$444.209/30/2019Buys office building in AmsterdamRequest info...
52Julius Baer Securities$426.506/30/2019Karos will drag earnings downRequest info...
53Frank Russell Investments$400.003/31/2019TA Associates and Reverence Capital Partners Complete Acquisition of Russell Investments from London Stock Exchange GroupRequest info...
54Manulife Asset Mgmt$394.009/30/2019Manulife's Asian business units help 2019 resultsRequest info...
55Aegon$386.006/30/2019Aegon will repurchase common shares for an amount of EUR 168 million to neutralize the dilutive effect of the 2019 interim stock dividend.?Request info...
56RBC Global Wealth (CAN)$359.409/30/2019FINRA fine of $2.9 million in Oct '19.Request info...
57MetLife$356.409/30/2019SEC fine for $10 millionRequest info...
58Janus Henderson Group$356.109/30/2019Fined $2.35 million for overchargingRequest info...
59Neuberger Berman$339.009/30/2019Buying Dyal Capital PartnersRequest info...
60LPL Financial$338.009/30/2019LPL paid $26 million in fines in 2019Request info...
61Sculptor | Och-Ziff$333.309/12/2019Rebranding from Och-Zill to "Sculptor"Request info...
62Dodge & Cox$313.209/30/2019AUM is up Request info...
63Stifel Financial Corp$312.009/30/2019AUM up 8%Request info...
64Apollo Management$303.003/31/2019Apollo and Athene Close the Acquisition of GE Capital’s PK AirFinance Debt BusinessRequest info...
65Barings$300.009/30/2019Barings makes a bet as it enters the risky 5G market with Majority Stake Acquisition in Gigasphere Holdings LLCRequest info...
66Guggenheim Partners$275.009/30/2019Ex-SEC Enforcement Chief Takes Leadership Role at Guggenheim PartnersRequest info...
67BMO Global Asset Group$263.006/30/2019Kristi Mitchem is new CEORequest info...
68Citi Group$256.003/26/2019FINRA fines Citigroup $1.25 million and an additional $55,000Request info...
69Oppenheimer Funds$234.006/30/2019Purchased by InvescoRequest info...
70Robeco/ORIX$222.309/30/2019Part of AXARequest info...
71Carlyle Group$222.009/30/2019The Carlyle Group Completes Conversion to a CorporationRequest info...
72BrightSphere$217.009/30/2019CEO buys 50,000 shares on 12/31/19Request info...
73Voya (ING)$217.009/30/2019FINRA fined Voya $125,982Request info...
74TCW Group$211.009/30/2019Nippon Life buys 25% stake in TCWRequest info...
75Lazard Mgmt. Group$207.709/30/2019Lazard CEO to speak at Goldman Sachs conferenceRequest info...
76Pictet$192.009/30/2019Pictet changes its Asia market managementRequest info...
77Lord Abbett & Co$185.309/30/2019Lord Abbett Portfolio Manager Yoana Koleva Wins 2019 Women in Asset Management AwardRequest info...
78Putnam Investments$180.011/30/2019Fund Ranked #1 out of Nearly 300 Funds in the Core Bond CategoryRequest info...
79American Century Investments$170.003/31/2019Nomura buys 40%Request info...
80IGM Financial $166.411/30/2019Purchased Mackenzie. AUM up.Request info...
81Bridgewater Associates$160.009/08/2019The worlds largest hedge fundRequest info...
82Victory Capital$149.511/30/2019Increased AUM by, not 12.8% but 128% in one quarter. $64.1 Billion to $149.5 Billion! Victory Capital purchased USAA's Investment management business.Request info...
83Doubleline$147.009/30/2019Conssitant AUM increases. Well done.Request info...
84Ares Management$144.009/30/2019Ares Management announces acquisition Of three Texas wind farmsRequest info...
85Raymond James$143.109/30/2019To expand into CanadaRequest info...
86GAM Investors $139.009/30/2019Changed brand from Gabelli Investors to "GAM"Request info...
87OakTree$122.009/30/2019Brookfield to acquire 62% of OaktreeRequest info...
88The Hartford$120.009/30/2019Named "2019 Military Friendly Employer" Request info...
89TPG Capital$119.009/30/2019Owned by Tarrant Capital GroupRequest info...
90Artisan Partners Financial$117.109/30/2019Steady AUM growthRequest info...
91Conning$113.009/30/2019Conning Completes Strategic Investment in Global EvolutionRequest info...
92MAN Group$112.709/30/2019Man Group appoints John Cryan as ChairmanRequest info...
93Harris Associates$111.009/30/2019Harris' Kat Chairez Named to Crain’s “40 Under 40”Request info...
94Virtus Investment Partners$105.006/30/2019Buys Sustainable Growth AdvisorsRequest info...
95Mercer Advisors$100.012/19/2019Three Mercer advisors awarded best wealth advisors over $5 billion dollarsRequest info...
96US Bancorp$97.009/30/2019U.S. Bancorp may close 450 branchesRequest info...
97Waddell & Reed$68.809/30/2019Is looking to move the HQ somewhere in Missouri to save costsRequest info...
98Oakmark Funds$68.009/30/2019AUM is trending down after Q1 increaseRequest info...
99Robert W Baird & Co$62.009/30/2019FINRA fined Robert W Baird $150,000Request info...
100Quilter (was Old Mutual)$59.609/30/2019Quilter to sell the life insurance division for $555.7 million.Request info...
101Sterling Capital$58.009/30/2019Sterling Capital Equity Income Fund (BEGIX) Ranked in the First Percentile of its Morningstar(1) Category for 15 YearsRequest info...
102William Blair Funds$54.209/30/2019William Blair passed on 11/21/19Request info...
103Thornburg Asset Management$49.403/31/2019Thornburg Appoints Ben Kirby and Jeff Klingelhofer as Co-Heads of InvestmentsRequest info...
104Causeway Capital Management$48.609/30/2019Request info...
105Fortress Investment Group$41.509/30/2019Fortress Investment Group Sells Long Beach Airport Plaza Office?PropertiesRequest info...
106AGF Management Limited$37.408/31/2019AGF Management Limited Declares Fourth Quarter 2019 DividendRequest info...
107Pzena$36.708/31/2019Pzena internally re-organizing with restructuring and buyouts Q1 2020.Request info...
108Matthews Asia Funds$27.111/30/2019Matthews Asia Hires Lindsay Wright as Head of Asia and Global Chief Operating OfficerRequest info...
109Dyal Capital Partners$21.709/30/2019Purchased by Neuberger BermanRequest info...
110Robinhood Financial$20.009/30/2019Joins the free EFT commission charge. FINRA fines Robinhood $1.25 million on 12/9/19Request info...
111Davis Select Advisers$19.809/30/2019Request info...
112Manning & Napier$19.309/30/2019"Manning & Napier loses two PMs, liquidate three funds", per CitywireRequest info...
113Reams Asset Mgmt$18.509/30/2019Purchased by Raymond JamesRequest info...
114Touchstone Investments$18.005/01/2019Touchstone Investments Names Rockefeller Asset Management Sub-Advisor to Touchstone International ESG Equity FundRequest info...
115Glenmede Investment Management$17.609/30/2019Request info...
116Tweedy Browne Co$15.103/30/2019Warren Buffet's former investment firmRequest info...
117Impax Asset Group$15.010/31/2019Buying PAX with 9.4 Billion in AUMRequest info...
118Southeastern Asset Management$14.009/30/2019Southeastern Asset Management has a new CEORequest info...
119Ariel Investments$13.006/30/2019Melody Hudson is new Co-CEORequest info...
120Royce Funds$12.906/30/2019Part of Legg MasonRequest info...
1211251 Capital Group$12.509/06/2019Buying Emerald & Ziegler CapitalRequest info...
122Brown Brothers Harriman$12.503/31/2019BBH Capital Partners Completes Investment In Bradford Airport LogisticsRequest info...
123Pacific Global Asset Management$12.109/30/2019Part of Pacific LifeRequest info...
124Sterne Agee (SA Stone)$12.009/30/2019Rebranding from Sterne Agee to "SA Stone"Request info...
125FIS Group$4.703/31/2019FINRA fine of $25,000. Lost half of AUM.Request info...
126Westchester Capital$3.709/30/2019Boasts zero broker turnoverRequest info...
127Z Capital Group$2.812/05/2019Buys company fo4 580 million dollarsRequest info...
128Emerald$2.809/30/2019Request info...
129Park Avenue Securities$2.109/30/2019FINRA fines Park Avenue Securities $640,522Request info...
130Saturna Capital$2.109/30/2019Saturna Capital’s President Appointed to Newly Formed SEC Asset Management Advisory CommitteeRequest info...
131Grayscale Investments$2.109/30/2019Grayscale Gets Regulatory Nod From FINRA for Ethereum Trust to Trade on OTC Markets for using Block-Chain transactionsRequest info...
132Great Point Capital$1.509/30/2019Great Point Capital teaming with Lionsgate to start a Film Studio in New YorkRequest info...
133Heartland Advisors$1.309/30/2019Moving to BMO towerRequest info...
134Ross Sinclair & Associates$0.812/04/2019AUM is up but has to pay a $200,000 FINRA fine.Request info...
135Lafayette Investments$0.309/30/2019Buys Ryanair HoldingsRequest info...
- - Click for All Companies >>>Request info...

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If I missed your Investment Company, contact me so I can include your firm in the next ranking.

 How it works

  1. Click on as many of the “logos” or “request info…” buttons  as you wish. (free)
  2.  You choose how you want to be contacted. Literature by mail | email | phone contact.
  3. Then repeat to select the additional companies you want on your short list. That’s it.

 

Why Is This Investing Site Important?

  • We help Mutual Fund Investors
  • Smart Investors diversify their portfolios
  • Savvy Investors diversify their mutual fund companies
  • Wise & Efficient Investors use two or three investment companies at one time and upgrade one every year or so. Just like an NFL roster, you keep upgrading your investment teams. Research the top 100 mutual fund companies with just a few clicks and  (scroll down for the full directory) See the 9-minute video for the details.
  • Our Investor Tip/Recommendation:  Consider using two or three investment companies all the time. We show you how and make it easier for you.
  • This data is from press releases and web news. It is incumbent on investors to look at many sources of information before making any decisions.
  • Investment Company Data Updated: 8/2/19

Other Reasons to Diversify to Multiple Companies

You diversify your portfolio already to reduce risk. So in times of uncertainty like these, why not diversify your holding into another mutual fund company or two? Unless you are 100% satisfied with your mutual fund provider or are related to your broker, it makes sense to have a secondary mutual fund provider. Why?

  • If your favorite broker leaves, the trusted and accurate investment advice drops noticeably all of the sudden or the level of custoInvesting in 2013mer service drops, you want to have one or two secondary companies already in place to move your money to maximize your return and safety.
  • Make your companies compete so you win. I think it’s better to pit two or three companies against each other. Let them know you are doing it. Then at the end of the year, let them all know the results. The competition will make them work harder for you. The ones that don’t work hard will speak volumes. Having a company you are paying that is not working as hard as possible for you is not a company you want to trust with your financial life and future lifestyle.
  • The profit margins in the mutual fund industry are large. Many companies out there are hungry for new business, and you can get some deals. After all, it’s about increasing your wealth to protect your lifestyle and the security of your family.
  • Finally, hopefully, there will never be a Berny Madoff situation, but are you willing to bet your and your family’s financial life on that? It only takes one or two very smart bad apples behind the scenes to ruin people’s lives forever. Another reason to diversify.
  • See the 10-minute video above for more details

Golden Rule Investor Tactic Video

  • Actionable Tips on How to Manage Your Investmentt Companies
  • 10-minutes
  • Perfect for New Investors or reminders for seasoned traders

 

The Private Investor Issue

  • Why? | Currently, how do you know you have the most productive investment company for your situation?
  • The Answer | The truth is you don’t know | It is impossible | You don’t know what you don’t know | The only way you will know is adding an investment company or two to compare or benchmark
  • That is the reason for this free website | Still ranked #1 in the world by Google as of 1/6/2020
“I have been there | Don’t make the same retirement affecting expensive mistake” – Mike Dunn

 

(10-minute video but worth it)

Our Investor Value Proposition

  • Investing Strategy Tip – Recommend using 2 or 3 mutual fund companies at any one time to create competition for your investing business  – Could be a smart investing business move for many
  • Lead, follow or get out of the way. Drop the underperforming company and keep upgrading your investment partners over time – That is just good business.
  • Use this site to help you gather “investing company information” with just a few clicks (This is NOT for an individual stock or investing information – that is your new professional investment advisor’s team’s job.)
  • See the 10-minutes tips video above for more details. Full of helpful success tips.

 

Why Mutual Funds?

Like in Vegas, you and most people can hit it big now and then. However, the Fund Managers have such an advantage in information, key contacts and vast resources over individual investors it’s not even close. 2016 Mutual Fund CompaniesAlso, like in Vegas, your best odds are 48.5%. In other words, Since they are not even 50%, you lose over time and the house always wins. Mutual Funds even the playing field for the individual investor in two ways:

1. They spread your micro-economic risk by spreading your investment over many stocks so if one tanks your overall investment is not devastated and

2. You let the Fund Manager work for you instead of against you.

This greatly simplifies your job as an individual investor. Now you only have to pick the segment of the global economy that you think will be improving then your mutual fund company, and the fund to meet your goals. So you need to decide if the growth areas will be:

Small Cap, Mid Cap, Large Cap, Bonds, Far East, Pacific Rim, China, Europe, South America, Hi-Tech, High Beta, Utilities, High-Grade Investment Bonds, Junk Bonds, …….

And what mix of each? You don’t need to be keeping tabs on the latest lawsuit of XYZ’s consumer division or another company’s inventory level. Let the Fund Managers do that part. They can do it better than you. That’s the benefit of investing in mutual fund companies.

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