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Top 100 Investment Companies Ranked by Market Share Percentages 

Investment company ranking data for 2020 Mid-Year (data on 08/11/20)

  • Ranked by Assets Under Management
  • See the current news per each investment company
  • Where does your company rank?

See MutualFundDirectory.org for more free information


Ranked by
on 8/11/20
Company NameAUMMarket Share %DateCurrent News
1Black Rock Funds$6,840.00 8.83%6/30/2020Plans $1.1 Billion Stock Repurchase. AUM up $400 B.
2Vanguard$6,200.00 8.00%6/30/2020Vanguard Announces Senior Leadership Rotations.
3Charles Schwab$3,700.00 4.78%6/30/2020Charles Schwab Announces Plan to Adopt thinkorswim Trading Platforms as Part of TD Ameritrade Integration. AUM up $500 B.
4JP Morgan$3,210.00 4.14%6/30/2020JP Morgan fined $1.5 Million for overcharges by SEC
5State Street Global Advisors$3,050.00 3.94%6/30/2020SEC fined State Street $40 million and possible $380 million in repayments. AUM up $550 B.
6Fidelity Investments$2,915.00 3.76%3/31/2020Fidelity settles 401k class-action lawsuit for $28.5 million.
7BofA Merrill Lynch$2,450.00 3.16%6/30/2020FINRA fine of $150,000 for Merrill Lynch on 5/13/20
8BNY Mellon (Dreyfus)$2,000.00 2.58%6/30/2020Mellon whistleblower gets $50 million.
9PIMCO$1,920.00 2.48%6/30/2020Owned by Allianz. AUM up 10%.
10Capital Group$1,900.00 2.45%3/19/2020Wins 13 Lipper awards. 3/6/20
11Prudential Investments$1,605.00 2.07%8/4/2020FINRA fine of $1 Million for lax records
12Amundi Asset Mgmt$1,592.00 2.05%6/30/2020Amundi to acquire Banco Sabadell Asset Management division
13Legal & General Investments$1,570.00 2.03%6/30/2020Invests into Australian mortgage business
14TD Ameritrade$1,300.00 1.68%12/31/2019To be purchased by Charles Schwab. Selling for $26 Billion. Fined $250,000 by FINRA on 12/30/19.
15T Rowe Price$1,220.00 1.57%6/30/2020"T. Rowe Price led a new funding $1.3 B round for the start-up, a potential competitor to Tesla that was already backed by Amazon and Ford." per NY Times. AUM up 10%.
16Sun Life Global Investments$1,023.00 1.32%3/31/2020Sun Life Global Investments reduces select mutual funds' management fees. AUM level.
17Natixis Global Associates$1,017.20 1.31%6/30/2020Natixis fights 2019 French regulator $3M fine. AUM up.
18Northern Trust$1,000.00 1.29%6/30/2020$250 Million cost cutting program has started. AUM up 5%.
19TIAA / Nuveen$1,000.00 1.29%6/30/2020TIAA closes life insurance division
20Wellington Management$1,000.00 1.29%3/31/2020Focuses on climate change issues for giving and PR
21Insight Investors$959.351.24%6/30/2020Expands Phoenix Headquarters. Insight Acquires French Digital Consulting Company vNext. AUM up 10%
22UBS$928.001.20%6/30/2020UBS fined $10 Million by SEC. AUM up.
23Ameriprise Financial$900.001.16%6/30/2020FINRA fines Ameriprise $850K. AUM up 12%.
24Goldman Sachs Asset Management$874.501.13%4/30/2019!!Fined $130,000 by FINRA on 12/19/2019.
25AXA$866.001.12%6/30/2020FINRA fines AXA $772,000
26Invesco$863.501.11%6/30/2020Invesco to pay $105 million in fines
27DWS | Deutsche Asset Management$838.001.08%6/30/2020Rebranding to "DWS". AUM up 8% after a bad year.
28Manulife Asset Mgmt$800.001.03%3/31/2020AUM up 12%.
29Legg Mason$787.401.02%6/30/2020To be purchased by Franklin Templeton
30Affiliated Managers Group (AMG)$778.001.00%6/30/2020AMG Elects Dwight D. Churchill as Chairman of its Board of Directors
31Raymond James$774.001.00%6/30/2020To expand into Canada
32Principal Financial Group$701.800.91%6/30/2020Principal Announces New $900 Million Share Repurchase Authorization. AUM up 10%.
33Standard Life Aberdeen (UK)$667.520.86%6/30/2020AUM drops again
34Morgan Stanley$665.000.86%6/30/2020FINRA fine of $120,000 on 5/1/20. AUM is up.
35Federated Hermes (was Federated Investors)$628.800.81%6/30/2020Purchased Hermes and rebranded to Federated Hermes
36BNP Paribas$627.000.81%6/30/2020FINRA fine of $15 million over money laundering controls - Dec 2019
37Franklin Templeton$622.800.80%6/30/2020To acquire Legg Mason. SEC fines Franklin Templeton $250K.
38MetLife$601.400.78%3/31/2020SEC fine for $10 million
39AllianceBernstein$600.000.77%6/30/2020Paid a $51k self-reported fine.
40The Blackstone Group$568.000.73%7/31/2020Blackstone acquires battery energy storage pioneer
41Geode Capital Management$564.000.73%6/30/2020As a third party, Geode Capital Management will manages Fidelity's "free" ETF index funds as the funds' sub-advisor
42MFS Investment Management$528.000.68%6/30/2020Owned by Sun Life Financial
43Nomura Asset Management$518.000.67%6/30/2020FINRA fines Nomura $300,000 on 12/9/19. Tries to rebound from 2018 losses and 2019 layoffs. AUM is up.
44Wells Fargo Advisors$518.000.67%6/30/2020SEC fines Wells Fargo $3 Billion.
45Brookfield Asset Management$515.000.66%7/15/2020Brookfield acquires India telecom towers
46Dimensional Fund Advisors$514.000.66%6/30/2020Dimensional will open its new East Coast headquarters in Charlotte.
47AVIVA Investors$495.260.64%6/30/2020Aviva Investors expands real estate development team
48RBC Global Wealth (CAN)$490.000.63%7/7/2020RBC to pay $3.9 million fine by SEC.
49Columbia Threadneedle$476.000.61%6/30/2020Commits to sponsor Boston Marathon through 2023
50Eaton Vance Distributors$465.300.60%7/31/2020Jessica Kung Joins Eaton Vance as Chief Human Resources Officer. AUM is up.
51Credit Sussie$446.000.58%6/30/2020Paying 6.5 Million in fines from FINRA
52Julius Baer Securities$440.520.57%6/30/2020Swiss regulators activly investigating on lax money laundering safeguards.
53Aegon$414.900.54%6/30/2020Aegon mourns the loss of Jesús Quintanal
54Apollo Management$414.000.53%6/30/2020Apollo Global Management Announces New $500 Million Share Repurchase Authorization March 12, 2020
55Robeco/ORIX$400.000.52%3/31/2020Robeco rebranded to ORIX. Owned by AXA
56LPL Financial$388.620.50%6/30/2020Former LPL broker suspended and fined $10k by FINRA for overstating cllents net worth.
57Neuberger Berman$357.000.46%6/30/2020Buying Dyal Capital Partners
58Barings$346.000.45%6/30/2020Barings makes a bet as it enters the risky 5G market with Majority Stake Acquisition in Gigasphere Holdings LLC
59Janus Henderson Group$336.700.43%6/30/2020Fined $2.35 million for overcharging
60Edward Jones$320.000.41%3/31/2020Edward Jones Financial Advisors Rate Firm Highest in Overall Employee Advisor Satisfaction, According to J.D. Power
61SEI Investments$318.000.41%6/30/2020SEI Again Recognized for Award-Winning Fund Performance in 2019
February 6, 2020
62Dodge & Cox$313.200.40%9/30/2019!!
63Stifel Financial Corp$290.000.37%12/31/2019"FINRA Press Release" (on the June 2020 FINRA page) FINRA fine of $3.6 million for Stifel.
64Frank Russell Investments$284.800.37%6/30/2020TA Associates and Reverence Capital Partners Complete Acquisition of Russell Investments from London Stock Exchange Group
65Guggenheim Partners$280.000.36%6/30/2020Walsh Named Among the 100 Most Influential Women in U.S. Finance
66New York Life/Mainstay$267.000.34%6/30/2020Senior leadership changes in progress
67BMO Global Asset Group$259.000.33%6/30/2020Kristi Mitchem is new CEO
68Loomis Sayles & Co$251.300.32%6/30/2020Owned by Natixis
69Voya (ING)$230.000.30%6/30/2020FINRA fined Voya $125,982
70BrightSphere$225.000.29%6/30/2020CEO buys 50,000 shares on 12/31/19
71TCW Group$225.000.29%6/30/2020Nippon Life buys 25% stake in TCW
72Carlyle Group$221.000.29%6/30/2020Glenn Youngkin to retire as co-CEO of the Carlyle Group, Kewsong Lee will remain as CEO
73Lord Abbett & Co$198.500.26%6/30/2020Lord Abbett Continues to Light the Way for LGBTQ+ Inclusion
74Lazard Mgmt. Group$190.600.25%6/30/2020Downsizing in progress. AUM is up.
75Pictet$183.000.24%3/31/2020Pictet raises EUR700 million for first real estate fund and completes two transactions
76Conning$180.300.23%6/30/2020Conning Completes Strategic Investment in Global Evolution
77American Century Investments$178.000.23%3/31/2020Nomura buys 40%
78IGM Financial$171.000.22%7/31/2020Purchased Mackenzie. AUM up.
79Putnam Investments$169.000.22%6/30/2020Fund Ranked #1 out of Nearly 300 Funds in the Core Bond Category
80Bridgewater Associates$138.000.18%3/31/2020The worlds largest hedge fund takes a huge hit from pandemic.
81Doubleline$135.000.17%3/31/2020Jeffrey Gundlach has become the face of Doubleline.
82Victory Capital$129.100.17%6/30/2020Still incorporating USAA's investment business.
83Artisan Partners Financial$126.600.16%6/30/2020Steady AUM growth
84GAM Investors$126.000.16%6/30/2020Changed brand from Gabelli Investors to "GAM". Fined $500k by Swiss regulator.
85OakTree$122.100.16%6/30/2020Brookfield to acquire 62% of Oaktree
86Fisher Investments$121.000.16%6/30/2020Potential $2.5 million in regulary fines for Berthel Fisher
87US Bancorp$112.000.14%6/30/2020SEC fines US Bancorp $15 Million.
88Virtus Investment Partners$108.400.14%6/30/2020Virtus Investment Partners and AllianzGI announce US strategic partnership
89MAN Group$104.200.13%3/31/2020Man Group appoints John Cryan as Chairman
90The Hartford$102.000.13%6/30/2020The Hartford Donates $1M To U.S. Small Businesses To Aid In COVID-19 Recovery
91Harris Associates$86.400.11%6/30/2020Owned by Natixis
92TPG Capital$79.000.10%6/30/2020Owned by Tarrant Capital Group
93Robert W Baird & Co$73.000.09%6/30/2020FINRA fined Robert W Baird $150,000
94Waddell & Reed$65.000.08%6/30/2020Is looking to move the HQ somewhere in Missouri to save costs
95Fort Washington Advisors$60.900.08%6/30/2020Owned by Western Southern
96Sterling Capital$59.000.08%6/30/2020FINRA fine for BB&T Securities for $47.500 on 5/7/20. Plus, 5/18/20 Suntrust (Truist) had a $50,000 FINRA fine and paid$584,466 in restitution.
97William Blair Funds$56.800.07%6/30/2020William Blair passed on 11/21/19. AUM up 10%.
98Oakmark Funds$49.000.06%6/30/2020Owned by Natixis via Harris Associates
99Quilter (was Old Mutual)$47.820.06%3/31/2020Quilter to sell the life insurance division for $555.7 million.
100Fortress Investment Group$41.700.05%3/31/2020Fortress Investment Group Sells Long Beach Airport Plaza Office Properties
101Glenmede Investment Management$41.000.05%12/31/2019!!
102Thornburg Asset Management$40.520.05%12/31/2019!!Thornburg Appoints Ben Kirby and Jeff Klingelhofer as Co-Heads of Investments
103Causeway Capital Management$38.100.05%6/30/2020AUM is down.
104AGF Management Limited$37.000.05%6/30/2020Kevin McCreadie Announces Changes to AGF’s Senior Leadership Team
105Sculptor | Och-Ziff$35.500.05%8/1/2020Rebranding from Och-Zill to "Sculptor"
106Oppenheimer Funds$32.100.04%6/30/2020Purchased by Invesco. Fined $85,000 and to pay 3.8 million in restitution by FINRA on 12/20/19.
107Pzena$32.000.04%6/30/2020Pzena internally re-organizing with restructuring and buyouts Q1 2020.
108Impax Asset Group$24.200.03%7/31/2020Buying PAX with 9.4 Billion in AUM
109Davis Select Advisers$23.700.03%3/24/2020
110Matthews Asia Funds$22.000.03%6/30/2020Matthews Asia Hires Lindsay Wright as Head of Asia and Global Chief Operating Officer
111Dyal Capital Partners$21.700.03%6/30/2020Purchased by Neuberger Berman
112Reams Asset Mgmt.$20.100.03%6/30/2020Purchased by Raymond James
113Robinhood Financial$20.000.03%6/30/2020Joins the free EFT commission charge. FINRA fines Robinhood $1.25 million on 12/9/19
114Mercer Advisors$18.500.02%6/30/2020Mercer buys Argosy Wealth Mgmt RIA for $330 million.
115Manning & Napier$18.100.02%6/30/2020"Manning & Napier loses two PMs, liquidate three funds", per Citywire
116Touchstone Investments$18.000.02%5/1/2019!!Touchstone Investments Names Rockefeller Asset Management Sub-Advisor to Touchstone International ESG Equity Fund. Owned by Western & Southern
117Southeastern Asset Management$17.000.02%12/31/2019Southeastern Asset Management has a new CEO
118Pacific Global Asset Management$16.600.02%3/31/2020Part of Pacific Life
119Ares Management$14.400.02%6/30/2020SEC fines Ares $1 Million
120Brown Brothers Harriman$14.200.02%3/31/2020BBH Capital Partners Completes Investment In Bradford Airport Logistics
121Axiom Capitial Management$13.400.02%3/27/2020FINRA fine of $37,000 on 5/26/20
1221251 Capital Group$12.500.02%9/30/2019!!Buying Emerald & Ziegler Capital
123Tweedy Browne Co$11.200.01%6/30/2020Warren Buffet's former investment firm
124Royce Funds$11.100.01%6/30/2020Part of Legg Mason
125Ariel Investments$10.200.01%3/31/2020Melody Hudson is new Co-CEO
126Xponance (was FIS Group)$9.700.01%2/29/2020Rebranded to Xponance from FIS Group
127Park Avenue Securities$4.000.01%3/31/2020FINRA fines Park Avenue Securities $640,522
128Saturna Capital$4.000.01%12/31/2019Saturna Capital’s President Appointed to Newly Formed SEC Asset Management Advisory Committee
129Westchester Capital$3.900.01%6/30/2020Boasts zero broker turnover
130Great Point Partners$2.800.00%3/31/2020Great Point Capital teaming with Lionsgate to start a Film Studio in New York
131Emerald Mutual Funds$2.400.00%3/31/2020New company based in Boston.
132SA Stone (was Sterne Agee)$1.400.00%12/31/2019Rebranding from Sterne Agee to "SA Stone"
133Heartland Advisors$1.200.00%6/30/2020Moving to BMO tower
134Ross Sinclair & Associates$0.700.00%12/31/2019AUM is up but has to pay a $200,000 FINRA fine.
$77,481.51 100.00%