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Mutual Fund Company List | Latest Directory Ranking Here

Mutual Fund Companies ranked by Assets Under Management (AUM).

Mutual Fund Company Data updated on 6/1/2020

(Investment Company News updated on 7/26/2020)

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Note: Covid-19 Public Relations press releases were not used below. Every company has a public relations post. Though nice and required, those have no benefit to your analysis of the companies.

Ranked by
AUM
on 5/31/20
Company NameNew AUM In BillionsNew DateCurrent NewsClick to get
Company
Info
1Black Rock Funds$6,470.00 3/31/2020AUM falls 10% or 1 Trillion $Request info...
2Vanguard$6,200.00 1/31/2020Vanguard and HarborVest announce private equity partnershipRequest info...
3Charles Schwab$3,200.00 12/31/2019Schwab to buy TD AmeritradeRequest info...
4Fidelity Investments$2,915.00 3/31/2020AUM is up.Request info...
5BofA Merrill Lynch$2,750.00 3/31/2020FINRA fine of $150,000 for Merrill Lynch on 5/13/20
6State Street Global Advisors$2,450.00 3/31/2020AUM down 22%Request info...
7JP Morgan$1,900.00 3/31/2020Reopens Shanghai office on limited basis on 3/20/20.Request info...
8Capital Group$1,900.00 3/19/2020Wins 13 Lipper awards. 3/6/20Request info...
9PIMCO$1,800.00 3/31/2020Owned by AllianzRequest info...
10BNY Mellon (Dreyfus)$1,750.00 3/31/2020Todd Gibbons is new CEO.Request info...
11Amundi Asset Mgmt$1,700.00 3/31/2020Amundi to acquire Banco Sabadell Asset Management divisionRequest info...
12Prudential Investments$1,481.00 5/5/2020AUM is up.Request info...
13Legal & General Investments$1,476.53 3/31/2020Invests into Australian mortgage businessRequest info...
14TD Ameritrade$1,300.00 12/31/2019To be purchased by Charles Schwab. Fined $250,000 by FINRA on 12/30/19. Selling for $26 Billion.Request info...
15Invesco$1,053.40 3/31/2020 Invesco to "cut 1,300 jobs," Per Financial TimesRequest info...
16Sun Life Global Investments$1,020.00 3/31/2020Wins bond award 3/30/20.Request info...
17T Rowe Price$1,010.00 3/31/2020"T. Rowe Price led a new funding $1.3 B round for the start-up, a potential competitor to Tesla that was already backed by Amazon and Ford." per NY Times.Request info...
18Wellington Management$1,000.00 3/31/2020Focuses on climate change issues for giving and PRRequest info...
19TIAA / Nuveen$1,000.00 3/31/2020TIAA closes life insurance divisionRequest info...
20Northern Trust$914.003/31/2020$250 Million cost cutting program has startedRequest info...
21Edward Jones$914.003/31/2019Voted a top place to workRequest info...
22Natixis Global Associates$908.903/31/2020H2O Management bringing down Natixis results in addition to pandemic.Request info...

23AXA$897.7012/31/2019FINRA fines AXA $772,000Request info...
24Goldman Sachs Asset Management$874.504/30/2019Fined $130,000 by FINRA on 12/19/2019.Request info...
25Insight Investors$840.843/31/2020Expands Phoenix Headquarters. Insight Acquires French Digital Consulting Company vNextRequest info...
26UBS$832.003/31/2020UBS CEO tells staff, "your job is safe during pandemic."Request info...
27Ameriprise Financial$800.003/31/202011% AUM lossRequest info...
28Legg Mason$789.402/29/2020To be purchased by Franklin TempletonRequest info...
29DWS | Deutsche Asset Management$777.003/31/2020Rebranding to "DWS"Request info...
30Affiliated Managers Group (AMG)$723.003/31/2020AMG Announces Investment in Comvest PartnersRequest info...
31Manulife Asset Mgmt$693.003/31/202011% AUM lossRequest info...
32Standard Life Aberdeen (UK)$671.103/31/2020AUM drops againRequest info...
33LPL Financial$670.003/31/2020AUM increased by 14%Request info...
34Franklin Templeton$656.503/31/2020To acquire Legg MasonRequest info...
35Principal Financial Group$631.103/31/2020Principal Announces New $900 Million Share Repurchase Authorization
36Dimensional Fund Advisors$609.0012/31/2019Dimensional will open its new East Coast headquarters in Charlotte.Request info...
37Federated Hermes (was Federated Investors)$605.805/1/2020Purchased Hermes and rebranded to Federated HermesRequest info...
38MetLife$601.403/31/2020SEC fine for $10 millionRequest info...
39AllianceBernstein$576.003/31/2020Layoffs starting.Request info...
40MFS Investment Management$528.001/31/2020Owned by Sun Life FinancialRequest info...
41Morgan Stanley$522.0012/31/2019FINRA fine of $120,000 on 5/1/20Request info...
42Wells Fargo Advisors$518.003/31/2020SEC fines Wells Fargo $3 Billion.Request info...
43Brookfield Asset Management$515.003/31/2020Brookfield acquires India telecom towersRequest info...
44Nomura Asset Management$469.003/31/2020FINRA fines Nomura $300,000 on 12/9/19. Tries to rebound from 2018 losses and 2019 layoffs.Request info...
45Geode Capital Management$465.003/31/2020As a third party, Geode Capital Management will manages Fidelity's "free" ETF index funds as the funds' sub-advisorRequest info...
46Columbia Threadneedle$464.003/31/2020Commits to sponsor Boston Marathon through 2023Request info...
47Eaton Vance Distributors$436.003/31/2020Jessica Kung Joins Eaton Vance as Chief Human Resources OfficerRequest info...
48AVIVA Investors$430.0012/31/2019Aviva Investors expands real estate development teamRequest info...
49Credit Sussie$425.003/31/2020Paying 6.5 Million in fines from FINRARequest info...
50Julius Baer Securities$403.003/31/2020Karos will drag earnings downRequest info...
51Robeco/ORIX$400.003/31/2020Robeco rebranded to ORIX. Owned by AXARequest info...
52BNP Paribas$399.203/31/2020FINRA fine of $15 million over money laundering controls - Dec 2019Request info...
53The Blackstone Group$336.003/31/2020Blackstone acquires battery energy storage pioneerRequest info...
54RBC Global Wealth (CAN)$331.403/31/2020FINRA fine of $2.9 million in Oct '19.Request info...
55Neuberger Berman$330.005/2/2020Buying Dyal Capital PartnersRequest info...
56Barings$327.003/31/2020Barings makes a bet as it enters the risky 5G market with Majority Stake Acquisition in Gigasphere Holdings LLCRequest info...
57Apollo Management$316.003/31/2020Apollo Global Management Announces New $500 Million Share Repurchase Authorization March 12, 2020Request info...
58Dodge & Cox$313.209/30/2019AUM is upRequest info...
59Frank Russell Investments$307.003/31/2020TA Associates and Reverence Capital Partners Complete Acquisition of Russell Investments from London Stock Exchange GroupRequest info...
60Mercer Advisors$304.0010/30/2019Mercer boosts female leadership with new hireRequest info...
61Janus Henderson Group$294.403/31/2020Fined $2.35 million for overchargingRequest info...
62SEI Investments$283.003/31/2020SEI Again Recognized for Award-Winning Fund Performance in 2019
February 6, 2020
Request info...
63Guggenheim Partners$270.003/31/2020AUM is up.Request info...
64Loomis Sayles & Co$269.003/31/2020Owned by NatixisRequest info...
65New York Life/Mainstay$263.003/31/2020Senior leadership changes in progressRequest info...
66BMO Global Asset Group$259.003/31/2020Kristi Mitchem is new CEORequest info...
67Oppenheimer Funds$234.006/30/2019Purchased by Invesco. Fined $85,000 and to pay 3.8 million in restitution by FINRA on 12/20/19.Request info...
68Carlyle Group$223.003/31/2020The Carlyle Group Completes Conversion to a CorporationRequest info...
69BrightSphere$221.003/31/2020CEO buys 50,000 shares on 12/31/19Request info...
70Voya (ING)$217.003/31/2020FINRA fined Voya $125,982Request info...
71TCW Group$212.003/31/2020Nippon Life buys 25% stake in TCWRequest info...
72Pictet$183.003/31/2020Pictet raises EUR700 million for first real estate fund and completes two transactionsRequest info...
73Lord Abbett & Co$179.503/31/2020Lord Abbett Portfolio Manager Yoana Koleva Wins 2019 Women in Asset Management AwardRequest info...
74American Century Investments$178.003/31/2020Nomura buys 40%Request info...
75Lazard Mgmt. Group$171.903/31/2020Downsizing in progressRequest info...
76Conning$168.403/31/2020Conning Completes Strategic Investment in Global EvolutionRequest info...
77Bridgewater Associates$160.0012/31/2019The worlds largest hedge fund takes a huge hit from pandemic.Request info...
78IGM Financial$159.004/30/2020Purchased Mackenzie. AUM up.Request info...
79Putnam Investments$158.005/1/2020Fund Ranked #1 out of Nearly 300 Funds in the Core Bond CategoryRequest info...
80Ares Management$149.003/31/2020Ares Management Corporation and Sumitomo Mitsui Banking Corporation Announce Strategic Agreement and Equity Transaction
Company Release - 3/30/2020
Request info...
81Doubleline$148.0012/31/2019Consistent AUM increases. Well done.Request info...
82Victory Capital$142.002/29/2020Increased AUM by, not 12.8% but 128% in one quarter. $64.1 Billion to $149.5 Billion! Victory Capital purchased USAA's Investment management business.Request info...
83Raymond James$128.203/31/2020To expand into CanadaRequest info...
84GAM Investors$116.603/31/2020Changed brand from Gabelli Investors to "GAM"Request info...
85US Bancorp$116.003/31/2020U.S. Bancorp may close 450 branchesRequest info...
86OakTree$113.003/31/2020Brookfield to acquire 62% of OaktreeRequest info...
87Artisan Partners Financial$106.804/30/2020Steady AUM growthRequest info...
88MAN Group$104.203/31/2020Man Group appoints John Cryan as ChairmanRequest info...
89The Hartford$102.203/31/2020Named "2019 Military Friendly Employer" Request info...
90Aegon$100.8012/31/2019Aegon will repurchase common shares for an amount of EUR 168 million to neutralize the dilutive effect of the 2019 interim stock dividend. Request info...
91Virtus Investment Partners$89.503/31/2020Buys Sustainable Growth AdvisorsRequest info...
92Harris Associates$76.303/31/2020Owned by NatixisRequest info...
93TPG Capital$72.003/31/2020Owned by Tarrant Capital GroupRequest info...
94Robert W Baird & Co$65.0012/31/2019FINRA fined Robert W Baird $150,000Request info...
95Waddell & Reed$56.003/31/2020Is looking to move the HQ somewhere in Missouri to save costsRequest info...
96Causeway Capital Management$53.2012/31/2019Request info...
97Sterling Capital$53.003/31/2020FINRA fine for BB&T Securities for $47.500 on 5/7/20. Plus, 5/18/20 Suntrust (Truist) had a $50,000 FINRA fine and paid$584,466 in restitution.Request info...
98Quilter (was Old Mutual)$47.823/31/2020Quilter to sell the life insurance division for $555.7 million.Request info...
99William Blair Funds$46.603/31/2020William Blair passed on 11/21/19Request info...
100Oakmark Funds$44.003/31/2020Owned by Natixis via Harris AssociatesRequest info...
101Fortress Investment Group$43.503/31/2020Fortress Investment Group Sells Long Beach Airport Plaza Office PropertiesRequest info...
102Glenmede Investment Management$41.0012/31/2019Request info...
103Thornburg Asset Management$40.5212/31/2019Thornburg Appoints Ben Kirby and Jeff Klingelhofer as Co-Heads of InvestmentsRequest info...
104Stifel Financial Corp$37.001/31/2020"FINRA Press Release" (on the June 2020 FINRA page) FINRA fine of $3.6 million for Stifel.Request info...
105AGF Management Limited$34.303/31/2020Kevin McCreadie Announces Changes to AGF’s Senior Leadership TeamRequest info...
106Sculptor | Och-Ziff$34.005/1/2020Rebranding from Och-Zill to "Sculptor"Request info...
107Pzena$30.104/30/2020Pzena internally re-organizing with restructuring and buyouts Q1 2020.Request info...
108Davis Select Advisers$23.703/31/2020Request info...
109Dyal Capital Partners$21.7012/31/2019Purchased by Neuberger BermanRequest info...
110Robinhood Financial$20.0012/31/2019Joins the free EFT commission charge. FINRA fines Robinhood $1.25 million on 12/9/19Request info...
111Impax Asset Group$19.904/30/2020Buying PAX with 9.4 Billion in AUMRequest info...
112Matthews Asia Funds$19.803/31/2020Matthews Asia Hires Lindsay Wright as Head of Asia and Global Chief Operating OfficerRequest info...
113Reams Asset Mgmt.$19.103/31/2020Purchased by Raymond JamesRequest info...
114Manning & Napier$18.004/30/2020"Manning & Napier loses two PMs, liquidate three funds", per CitywireRequest info...
115Touchstone Investments$18.005/1/2019Touchstone Investments Names Rockefeller Asset Management Sub-Advisor to Touchstone International ESG Equity Fund. Owned by Western & SouthernRequest info...
116Southeastern Asset Management$17.0012/31/2019Southeastern Asset Management has a new CEORequest info...
117Pacific Global Asset Management$16.603/31/2020Part of Pacific LifeRequest info...
118Brown Brothers Harriman$14.203/31/2019BBH Capital Partners Completes Investment In Bradford Airport LogisticsRequest info...
119Axiom Capitial Management$13.403/27/2020FINRA fine of $37,000 on 5/26/20Request info...
120Royce Funds$12.903/31/2020Part of Legg MasonRequest info...
1211251 Capital Group$12.509/6/2019Buying Emerald & Ziegler CapitalRequest info...
122Tweedy Browne Co$10.803/31/2020Warren Buffet's former investment firmRequest info...
123Ariel Investments$10.203/31/2020Melody Hudson is new Co-CEORequest info...
124Xponance (was FIS Group)$9.502/29/2020Rebranded to Xponance from FIS GroupRequest info...
125Park Avenue Securities$4.003/31/2020FINRA fines Park Avenue Securities $640,522Request info...
126Z Capital Group$3.003/31/2020Affinity Gaming Completes Sale of Three Colorado Casinos to Twin River Worldwide HoldingsRequest info...
127Great Point Partners$2.803/31/2020Great Point Capital teaming with Lionsgate to start a Film Studio in New YorkRequest info...
128Westchester Capital$2.603/31/2020Boasts zero broker turnoverRequest info...
129Emerald$2.403/31/2020Request info...
130Saturna Capital$2.109/30/2019Saturna Capital’s President Appointed to Newly Formed SEC Asset Management Advisory CommitteeRequest info...
131SA Stone (was Sterne Agee)$1.4012/31/2019Rebranding from Sterne Agee to "SA Stone"Request info...
132Heartland Advisors$0.903/31/2020Moving to BMO towerRequest info...
133Ross Sinclair & Associates$0.7012/31/2019AUM is up but has to pay a $200,000 FINRA fine.Request info...
134Fort Washington Advisors$54.603/31/2020Owned by Western SouthernRequest info...
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