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Mutual Fund Company List | Latest Directory Ranking Here

Mutual Fund Companies ranked by Assets Under Management (AUM).

Mutual Fund Company Data updated on 3/8/2022
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Note: Covid-19 Public Relations press releases were not used below. Every company has a public relations post. Though nice and required, those have no benefit to your analysis of the companies.

Ranked by
AUM
on 3/7/22
Company NameAUM (in Billions)DateNewsClick to get
Company
Info
1BlackRock Funds$10,010.00 12/31/2021First investment company to break the 10 trillion AUM ceiling. Takes an Evergrand loss.Request info...
2Vanguard$8,100.00 10/1/2021Working managing future lower commission business model.Request info...
3Charles Schwab$7,980.00 10/3/2021Schwab Charitable Donors Gave $4.4 Billion to Charity Through 945,000 Grants In 2021 - 1/20/22Request info...
4JP Morgan$7,110.00 12/31/2021AUM up 15%. SEC fine of $125 million for widespread record keeping violations. 12/17/21.Request info...
5BarclayHedge$4,534.00 9/30/202112/23/21 - FINRA fine of $125 million. "CEO resigns amid Epstein scandal inquiry," per NYT - 11/1/21.Request info...
6Fidelity Investments$4,200.00 12/31/2021Starts a bitcon ETF in Germany as a test. SEC has new reguations on bitcon ETFs.Request info...
7State Street Global Advisors$4,140.00 9/30/2021State Street Partners with Black-Owned Businesses to Underwrite $1.5 Billion of Senior Unsecured DebtRequest info...
8Capital Group$2,700.00 12/31/2021Capital Group Launches Its First Active ETFs on New York Stock ExchangeRequest info...
9BNY Mellon (Dreyfus)$2,400.00 12/31/2021Mellon uses Chainalysis' blockchain technology to monitor suspicous crypto transactionsRequest info...
10Amundi Asset Mgmt$2,260.00 12/31/2021Amundi, just complted the Lyxor purchse for $894 million USD. Lyxor is one of the key players in the ETF market in Europe Request info...
11PIMCO/Allianz$2,200.00 12/31/2021PIMCO to give $1 million annually for Future Leaders ScholarshipRequest info...
12Legal & General Investments$1,835.00 6/30/2021Legal & General agrees c.£11m buyout with Cornish Mutual Assurance Company Limited Staff Pension SchemeRequest info...
13Northern Trust$1,620.00 12/31/2021Northern Trust Asset Management Quant Head Michael Hunstad to Lead Newly Combined Equity TeamRequest info...
14Invesco$1,610.90 12/31/2021Starts a bitcon ETF. SEC has new reguations on bitcon ETFs.Request info...
15Morgan Stanley$1,600.00 12/31/2021Morgan Stanley's subidiary, Eaton Vance, to purchase Water Oak.Request info...
16Franklin Templeton$1,578.10 12/31/2021Franklin Templeton’s Voice of the American Worker Study Indicates Employees are Re-evaluating What They Want from Their EmployersRequest info...
17T Rowe Price$1,578.00 12/31/20216.6% drop in AUM in January 2022. Is this a T. Rowe Price issue or a global issue?Request info...
18Prudential Investments$1,500.00 12/31/2021AUM down $200 Billion or 12%.Request info...
19Nuveen (TIAA)$1,375.00 12/31/2021Nuveen Real Estate’s Asia Pacific Cities strategy acquires a 50% interest in One George Street, Singapore in joint venture for US $472 millionRequest info...
20Natixis Global Associates$1,360.20 12/31/2021Natixis Investment Managers to Sell its Block of Fiera Capital Shares - 1/12/22Request info...

21LPL Financial$1,206.00 12/31/202112/20/21 - $982,354 FINRA fine.Request info...
22UBS$1,200.00 9/30/202112/20/21 - FINRA fine of $4,059,652.Request info...
23Insight Investors$1,147.00 12/31/2021Request info...
24DWS | Deutsche Asset Management$1,014.00 12/31/20219/10/21 - Censored and fined $800,000 by FINRA. However, no fines after this one which is news worthy based on the history of the past few years.Request info...
25Wellington Management$1,000.00 12/31/2021Wellington Management enters Singapore retail segment with launch of four new investment fundsRequest info...
26BofA Merrill Lynch$1,000.00 12/31/202112/20/21 - FINRA fine of $950k. Plus another $1.2 million on the same day but a different violation. 10/4/21 - $1.5 million fine from FINRA
27AXA$969.5012/31/2021AXA has completed the sale of its insurance operations* in SingaporeRequest info...
28The Blackstone Group$881.0012/31/2021Bluerock Residential Growth REIT To Be Acquired By Affiliates of Blackstone Real Estate In $3.6 Billion TransactionRequest info...
29Manulife Asset Mgmt$826.009/30/2021To buy minority interest in Arch Capital.Request info...
30Affiliated Managers Group (AMG)$814.0012/31/2021AMG and Leda Braga Increase Investment in SystematicaRequest info...
31AllianceBernstein$779.009/30/2021Compiled a list of nonprofit organizations on our employee giving platform that are focused on providing aid and relief to the people of UkraineRequest info...
32Pictet$767.0012/31/2021Collardi out after money laundering scandal.Request info...
33Columbia Threadneedle$745.0012/31/2021Columbia Threadneedle Investments Confirms Completion of the Acquisition of BMO's EMEA Asset Management BusinessRequest info...
34"ABDN" |Standard Life Aberdeen $716.9012/31/2021Rebranding to "ABDN."Request info...
35Principal Financial Group$714.002/17/2022Kintsugi Raises $20M Series A from Insight Partners, Works Towards New Standard for Mental Healthcare
36Geode Capital Management$682.1012/31/2021Huge losses on derivative trades forced Geode to close down its hedge-fund business.Request info...
37Dimensional Fund Advisors$679.0012/31/2021Dimensional's David Booth is working on plan to cut fees on 50 funds. Moving East Coast HQ to Charlotte.Request info...
38MetLife$669.0012/31/2021METLIFE INVESTMENT MANAGEMENT PROVIDES FINANCING FOR $625 MILLION TIMBERLAND TRANSACTIONRequest info...
39Federated Hermes (was Federated Investors)$668.9012/31/2021Purchased Hermes and rebranded to Federated HermesRequest info...
40MFS Investment Management$657.101/31/2022Owned by Sun Life FinancialRequest info...
41New York Life/Mainstay$650.0012/31/202110/25/21 - 63,347 in restitution and a $200,000 FINRA fine.Request info...
42Brookfield Asset Management$650.009/3/2021May divest its asset management business.Request info...
43AllSpring Global Investments (Wells)$575.0012/31/2021Well Fargo Advisors is rebranding/sell to become AllSpring. Gillard purchased Wells Advisors for $1.2 Billion. 12/6/21 - Wells FINRA fine of $2,250,000 for lax AML record keeping compliance. Other fines were waived due to "extraordinary cooperation by Wells." Someone at Wells Advisors deserves a bonus for avoiding a bigger fine.Request info...
44Nomura Asset Management$570.0012/31/20213/1/22 - Annoucnes management changes and new board of directorsRequest info...
45Julius Baer Securities$525.7012/31/2021Profits are up.Request info...
46Edward Jones$510.8012/31/2021Edward Jones Surpasses $30 Million Goal to Advance Alzheimer's ResearchRequest info...
47Apollo Management$498.0012/31/2021Apollo Funds Complete the Acquisition of The Venetian Resort Las Vegas and Venetian Expo Operating CompaniesRequest info...
48Credit Sussie$487.003/31/202110/19/21 SEC fine of $475 millionRequest info...
49RBC Global Wealth (CAN)$486.0012/31/202112/15/21 - FINRA fine and restitution of $1,006,155. 12/29/21 - another FINRA fine of $2.6 million.Request info...
50BNP Paribas$483.0012/31/2021BNP Paribas and Deutsche Bank complete the transfer of Global Prime Finance & Electronic Equities to BNP ParibasRequest info...
51KKR$471.002/8/2022KKR COMPLETES ACQUISITION OF LEADING SOFTWARE PROVIDER YAYOI - 3/1/22Request info...
52Aegon$465.9012/31/2021Aegon has completed the share buyback programRequest info...
53Ameriprise Financial$460.9012/31/2021Ameriprise employee charged for alleged crypto scheme by SECRequest info...
54Neuberger Berman$460.0012/31/2021AUM up 5% in 2021 Q4Request info...
55AVIVA Investors$441.8012/31/2021Aviva Investors acquires Hoxton office for Climate Transition Real Assets FundRequest info...
56Janus Henderson Group$432.002/3/20223% AUM increase in 2021 Q4Request info...
57Barings$387.0012/31/2021Barings Real Estate Debt Closes More Than €1 Billion of Deals in 2021Request info...
58Loomis Sayles & Co$363.0012/31/2021LOOMIS SAYLES JOINS CLIMATE ACTION 100+Request info...
59Mercer Advisors$362.005/31/2021On an aquisition buying spree. I've lost track.Request info...
60Frank Russell Investments$340.8012/31/2021Nonprofits Tackle Climate Change, Focusing on “E” in ESG. Announces many green and climate ETFs.Request info...
61NISA Investment Advisors$334.0012/31/2021Stephen Davis joins as Sr. Economic Strategist.Request info...
62Carlyle Group$301.0012/31/2021Carlyle invests in large battery project in New YorkRequest info...
63SEI Investments$300.003/30/2021SEI Partners with Maybank Group to Expand Investment Access for Malaysian InvestorsRequest info...
64Swiss Life Asset Mgmt$291.7012/31/2021Profits were up 2021.Request info...
65Southeastern Asset Management$276.2012/31/2021AUM is the total of Southestern and its subsideraries.Request info...
66Lazard Mgmt. Group$273.7012/31/2021EMILIO MAHUAD JOINS LAZARD AS CEO, FINANCIAL ADVISORY, MEXICORequest info...
67BMO Global Asset Group$273.009/30/2021Ameriprise Financial to Acquire BMO’s EMEA Asset Management BusinessRequest info...
68Voya (ING)$268.0012/31/2021Voya may sell it 1,000 person independent broker network to Cetera Financial.Request info...
69TCW Group$264.0012/31/2021TCW’s Investment Chief and CEO Set Departures After Employees Threaten to Quit per WSJ.Request info...
70Edelman Financial Engines$260.008/16/2021Ric Edelman sold minority stock investment to Warburg Pines.Request info...
71Raymond James$242.006/30/2021Purchased Freedom Street Partners in Monroe, NC. (A high growth Charlotte suburb)Request info...
72Goldman Sachs Asset Management$232.009/30/2021Goldman Sachs Asset Management Forms Healthcare Advisory CouncilRequest info...
73Collage (Robert W Baird & Co)$231.009/30/2021Baird Capital Rebrands as Collage. FINRA fined Robert W Baird $150,000Request info...
74American Century Investments$218.003/11/2021Escalating Conflict Has Market and Portfolio ImpactsRequest info...
75Conning$215.0012/31/2021New Conning Survey Shows a Significant Jump in ESG Investing Engagement Among U.S. InsurersRequest info...
76Lord Abbett & Co$210.109/30/2021Climate Report Is a Call to ActionRequest info...
77IGM Financial$210.0012/31/2021IGM FINANCIAL ANNOUNCES UPCOMING LEADERSHIP CHANGES THAT DELIVER STRATEGIC CONTINUITY AND SUCCESSION (five listed)Request info...
78Clearbridge Inestments$208.3012/31/2021Owned by Franklin TempeltonRequest info...
79Fisher Investments$208.0012/31/2021This Is a Classic Correction, Not a Bear Market, Russia AsideRequest info...
80Putnam Investments$196.0012/31/2021Oil prices may correct after sanctions-related spikeRequest info...
81US Bancorp$192.0012/31/2021U.S. Bancorp to Acquire MUFG Union Bank.Request info...
82Virtus Investment Partners$187.2012/31/2021Virtus Investment Partners and AllianzGI announce US strategic partnershipRequest info...
83Victory Capital$183.0012/31/2021Victory Capital Closes Acquisition of WestEnd AdvisorsRequest info...
84Artisan Partners Financial$174.8012/31/2021Jay Warner Named Portfolio Manager on Artisan Partners Growth TeamRequest info...
85OakTree$166.0012/31/2021Oaktree Closes Real Estate Debt Fund III at $3 BillionRequest info...
86AQR Capital$165.0012/1/2021Best LBGTQ place to work
87CVC Partners$165.009/30/2021CVC Asia V agrees acquisition of Affin Hwang AMRequest info...
88The Hartford$157.9012/31/2021The Hartford Ranks No. 1 In Customer Satisfaction In J.D. Power 2022 U.S. Property Claims Satisfaction StudyRequest info...
89Quilter (was Old Mutual)$151.0012/31/2021Quilter to sell the life insurance division for $555.7 million.Request info...
90PineBridge Investments$148.7012/31/2021PineBridge Investments Hires William Corson as Global Chief Compliance OfficerRequest info...
91MAN Group$146.8012/31/2021Man AHL receives approval for QFII license in ChinaRequest info...
92Doubleline Capital$134.0012/31/2021Jeffrey Gundlach has become the face of Doubleline.Request info...
93Harris Associates$123.8012/31/2021Owned by Natixis. AUM is slightly down.Request info...
94Cetera Financial Group$120.0012/31/2021Voya may sell it 1,000 person independent broker network to Cetera Financial.Request info...
95Stifel Financial Corp$117.8011/9/2021STIFEL ANNOUNCES ALLIANCE WITH LFE CAPITALRequest info...
96BrightSphere$117.0012/31/2021BrightSphere completes sale of Affiliate Campbell GlobalRequest info...
97First Eagle$110.0012/31/2021First Eagle completes the THL Credit purchaseRequest info...
98LSV Asset Management$109.0012/31/2021Behavioral Finance & bottoms up approachRequest info...
99TPG Capital$109.0012/6/2021SEC filing on 12/16/21 to go public.Request info...
100Empower$106.0012/31/2021Empower rebrands to Bolster - 2/1/22Request info...
101Fortress Investment Group$102.0012/31/2021Japan based, Softbank my divest in Fortress Invesment Group.Request info...
102Bridgewater Associates$100.0012/31/2021Ray Dalio is starting a new China fund.Request info...
103Robinhood Financial$98.0012/31/2021Even after all the FINRA and SEC fines, AUM is up 33% in 2021.Request info...
104Blue Owl$94.5012/31/2021Stunning 25% increase in 2021 Q4. Dyal and Owl Rock formed Blue Owl.Request info...
105Rathbone Brothers$90.2012/31/2021Rathbones completes acquisition of Saunderson HouseRequest info...
106Transamerica$89.004/1/2021Transamerica Bolsters Pooled Retirement Plan Offerings with the Acquisition of TAG Resources, LLC - 3/1/22Request info...
107Dodge & Cox$88.006/30/2021Dodge & Cox Investment Leadership & Committee ChangesRequest info...
108Sterling Capital$86.0012/31/2021Truist CFO is to present at the RBC Capitial market conference. Owned by BB&T/Sun Trust now rebranded as Turist. Based in Charlotte.Request info...
109Hines$83.606/30/2021Laura Hines-Pierce Promoted to Co-CEO of HinesRequest info...
110William Blair Funds$79.0012/31/2021Brent Gledhill was elected as William Blair’s chief executive officerRequest info...
111Fort Washington Advisors$78.3012/31/2021Owned by Western SouthernRequest info...
112GAM Investors$74.2012/31/2021AUM drop in Q4.Request info...
113Eaton Vance Distributors$71.0012/31/2021To purchase Water Oak. EV is now owned by Morgan Stanley.Request info...
114Brown Brothers Harriman$68.006/30/20219/7/21 - State Street to acquire BBH for $3.5 Billion in cash.Request info...
115Oakmark Funds$64.0012/31/2021Harris Associates' and Oakmark Funds' Leadership TransitionRequest info...
116Impax Asset Group$54.8012/31/2021AUM is up 7% in 2021 Q4Request info...
117Pzena$52.5012/31/2021Steady two years of AUM increases.Request info...
118Causeway Capital Management$45.0012/31/20215% AUM increase in 2021 Q4Request info...
119Oppenheimer Funds$43.609/30/2021Nashville Tennessee Office OpeningRequest info...
120AGF Management Limited$43.4012/31/2021AGF finalized an agreement with VestmarkRequest info...
121Thornburg Asset Management$43.409/30/2021Nicholas Anderson, CFA, and Emily Leveille, CFA, join Sean Sun, CFA, as co-portfolio managersRequest info...
122Sculptor | Och-Ziff$41.2012/31/2021AUM up a billion in Q4 and good financials in Q3. Stock still fell from looming hangover from 2014 $30 million legal judgement in Africa. Rebranded from Och-Zill to "Sculptor"Request info...
123Ares Management$41.2012/31/2021AUM up 54% in 2021.Request info...
124Securities America$39.3012/31/2021No information availableRequest info...
125Tikhau Capital$37.5012/31/2021Tikehau Capital to acquire Pall Mall building in London in partnership with Best Star Real Estate FedaiaRequest info...
126New Mountain Capital$35.001/31/2022Purchased a major interest in the manufacturing company Covaris - 1/13/22.Request info...
127Citi Group$32.9012/31/202112/2/21 - FINRA fine of $375,000. Citi to exit 13 markets in Q4.Request info...
128Mission Square Investments$31.009/30/2021Rebranding from Vantagepoint Funds to Mission Square Investments. 9/10/21.Request info...
129ORIX$26.5012/31/2021Robeco rebranded to ORIX. Owned by AXARequest info...
130Matthews Asia Funds$23.701/31/2022Need to watch Matthews Asia's exposure to small Chinese companies. High risk and high return.Request info...
131Reams Asset Mgmt.$23.5012/31/2021Purchased by Raymond JamesRequest info...
132Manning & Napier$22.5012/31/2021Owned by William ManningRequest info...
133Davis Select Advisers$21.6012/31/2021Davis Advisors”) provides discretionary portfolio management services, serving as investment adviser or sub-adviser for Morgan Stanley.Request info...
134Guggenheim Partners$20.7012/31/2021Guggenheim Investments Announces Completion of the Mergers of GPM, GGM and GOFRequest info...
135Ariel Investments$17.4012/31/2021Manchester United see Ariel Investments increase stake to 13.8%Request info...
136Royce Funds$16.0012/31/2021Now part of Franklin Templeton via Legg Mason merger.Request info...
137Touchstone Investments$16.009/30/2021To purchase a $7.5 Billion of AIG's portfolio. Owned by Western & Southern.Request info...
138Glenmede Investment Management$13.7012/31/2021Linda Manfredonia takes over as the Delaware Regional DirectorRequest info...
139Xponance (was FIS Group)$12.004/1/2021Rebranded to Xponance from FIS GroupRequest info...
140HSBC$10.8012/31/2021Deborah P. Bailey, Melvin L. Flowers, George W. Madison and Alice D. Schroeder are the newest Board Members of HSBC North America Holdings Inc.Request info...
141Diffractive Managers Group$10.109/30/20211251 Capital rebrands to Diffractive Managers Group - 11/16/21Request info...
142Park Avenue Securities$7.6012/31/2021Steady AUMRequest info...
143Saturna Capital$6.0012/31/2021Saturna Capital wins three national awards for investor communicationsRequest info...
144Emerald Mutual Funds$5.8012/31/2021Merdged with 1251 Capital.Request info...
145Thrivent Financial$5.3012/31/2021Thrivent names Carolyn Sakstrup as Chief Growth and Generosity OfficerRequest info...
146Westchester Capital$4.5012/31/2021Vitrus to acquire Westchester Capital.Request info...
147Tweedy Browne Co$3.9012/31/2021Warren Buffet's former investment firmRequest info...
148SA Stone (was Sterne Agee)$2.1012/31/2021Rebranding from Sterne Agee to "SA Stone" Request info...
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Directory In Billions $ =>$106,418.90

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