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Mutual Fund Company List | Latest Directory Ranking Here

Mutual Fund Companies ranked by Assets Under Management (AUM).

Mutual Fund Firm Data updated on 3/31/2020 

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Note: Covid-19 Public Relations press releases were not used below. Every company has a public relations post. Though nice and required, those have no benefit to your analysis of the companies.

Ranked by
AUM
on 3/31/20
Company NameNew AUM In BillionsNew DateCurrent NewsClick to get
Company
Info
1Black Rock Funds$7,430.00 1/17/2020Increases stake in iCapitial.Request info...
2Vanguard$6,200.00 1/31/2020Vanguard and HarborVest announce private equity partnershipRequest info...
3State Street Global Advisors$3,120.00 12/31/2019Layoffs to start in January of 2020Request info...
4Fidelity Investments$2,459.00 3/31/2019Working on Free ETF transactions in looming price war.Request info...
5JP Morgan$2,000.00 2/26/2020Reopens Shanghai office on limited basis on 3/20/20.Request info...
6PIMCO$1,910.00 12/31/2019Now one of the largest real estate investment managersRequest info...
7Capital Group$1,900.00 3/19/2020Wins 13 Lipper awards. 3/6/20Request info...
8BNY Mellon (Dreyfus)$1,900.00 12/31/2019Todd Gibbons is new CEO.Request info...
9Amundi Asset Mgmt$1,820.00 12/31/2019Amundi to acquire Banco Sabadell Asset Management divisionRequest info...
10Prudential Investments$1,551.00 2/26/2020Fined $1,000,000 by FINRA on 1/15/2020.Request info...
11Legal & General Investments$1,480.00 12/31/2019Invests into Australian mortgage businessRequest info...
12TD Ameritrade$1,400.00 12/31/2019To be purchased by Charles Schwab. Fined $250,000 by FINRA on 12/30/19.Request info...
13BofA Merrill Lynch$1,400.00 3/31/2019Merrill is trying flat salary with bonus compensation strategy. Hopefully, this and other actions will remedy legal issues.
14Invesco$1,226.20 1/31/2020 Invesco to "cut 1,300 jobs," Per Financial TimesRequest info...
15T Rowe Price$1,210.00 1/31/2020"T. Rowe Price led a new funding $1.3 B round for the start-up, a potential competitor to Tesla that was already backed by Amazon and Ford." per NY Times.Request info...
16Wellington Management$1,100.00 12/31/2019Focuses on climate change issues for giving and PRRequest info...
17Sun Life Global Investments$1,099.00 12/31/2019Wins bond award 3/30/20.Request info...
18TIAA$1,098.00 12/31/2019TIAA closes life insurance divisionRequest info...
19Natixis Global Associates$1,048.40 12/31/2019H2O Management bringing down Natixis results in addition to pandemic.Request info...

20Northern Trust$1,000.00 12/31/2019$250 Million cost cutting program has startedRequest info...
21Ameriprise Financial$972.0012/31/2019Added teams from Well Fargo and Stifel.Request info...
22Edward Jones$914.003/31/2019Voted a top place to workRequest info...
23AXA$897.7012/31/2019FINRA fines AXA $772,000Request info...
24Goldman Sachs Asset Management$874.504/30/2019Fined $130,000 by FINRA on 12/19/2019.Request info...
25Manulife Asset Mgmt$844.003/31/2020Stock down amid pandemic.Request info...
26DWS | Deutsche Asset Management$843.6512/31/2019Rebranding to "DWS"Request info...
27UBS$842.003/31/2019UBS CEO tells staff, "your job is safe during pandemic."Request info...
28Insight Investors$819.3012/31/2019Expands Phoenix Headquarters. Insight Acquires French Digital Consulting Company vNextRequest info...
29RBC Global Wealth (CAN)$793.001/31/2020FINRA fine of $2.9 million in Oct '19.Request info...
30Legg Mason$789.402/29/2020To be purchased by Franklin TempletonRequest info...
31LPL Financial$764.0012/31/2019LPL paid $26 million in fines in 2019Request info...
32Principal Financial Group$735.3012/31/2019Principal Announces New $900 Million Share Repurchase Authorization
33Affiliated Managers Group (AMG)$723.0012/31/2019AMG Announces Investment in Comvest PartnersRequest info...
34Franklin Templeton$655.002/29/2020To acquire Legg MasonRequest info...
35AllianceBernstein$623.0012/31/2019Layoffs starting.Request info...
36Dimensional Fund Advisors$609.0012/31/2019Dimensional will open its new East Coast headquarters in Charlotte.Request info...
37MetLife$600.0012/31/2019SEC fine for $10 millionRequest info...
38Pictet$595.0012/31/2019Pictet raises EUR700 million for first real estate fund and completes two transactionsRequest info...
39Geode Capital Management$584.0012/31/2019As a third party, Geode Capital Management will manages Fidelity's "free" ETF index funds as the funds' sub-advisorRequest info...
40Federated Hermes (was Federated Investors)$576.0012/31/2019Purchased Hermes and rebranded to Federated HermesRequest info...
41The Blackstone Group$571.0012/31/2019Blackstone acquires battery energy storage pioneerRequest info...
42BNP Paribas$554.003/30/2020FINRA fine of $15 million over money laundering controls - Dec 2019Request info...
43Morgan Stanley$552.0012/31/2019Morgan Stanley Receives Approval for Majority Ownership of its China Securities Joint Venture
Mar 27, 2020
Request info...
44Brookfield Asset Management$540.0012/31/2019Brookfield acquires India telecom towersRequest info...
45MFS Investment Management$528.001/31/2020Owned by Sun Life FinancialRequest info...
46Nomura Asset Management$527.0012/31/2019FINRA fines Nomura $300,000 on 12/9/19. Tries to rebound from 2018 losses and 2019 layoffs.Request info...
47Eaton Vance Distributors$518.001/31/2020Jessica Kung Joins Eaton Vance as Chief Human Resources OfficerRequest info...
48Wells Fargo Advisors$509.0012/31/2019SEC fines Wells Fargo $3 Billion.Request info...
49Columbia Threadneedle$494.0012/31/2019Commits to sponsor Boston Marathon through 2023Request info...
50Charles Schwab$485.0012/31/2019Schwab to buy TD AmeritradeRequest info...
51Credit Sussie$452.0012/31/2019Paying 6.5 Million in fines from FINRARequest info...
52Standard Life Aberdeen (UK)$438.0012/31/2019AUM drops againRequest info...
53AVIVA Investors$430.0012/31/2019Aviva Investors expands real estate development teamRequest info...
54Julius Baer Securities$426.0012/31/2019Karos will drag earnings downRequest info...
55Janus Henderson Group$374.8012/31/2019Fined $2.35 million for overchargingRequest info...
56Neuberger Berman$365.0012/31/2019Buying Dyal Capital PartnersRequest info...
57SEI Investments$352.0012/31/2019SEI Again Recognized for Award-Winning Fund Performance in 2019
February 6, 2020
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58Barings$338.0012/31/2019Barings makes a bet as it enters the risky 5G market with Majority Stake Acquisition in Gigasphere Holdings LLCRequest info...
59Robeco/ORIX$325.001/12/2020Robeco rebranded to ORIX. Owned by AXARequest info...
60Dodge & Cox$313.209/30/2019AUM is upRequest info...
61Frank Russell Investments$307.4012/31/2019TA Associates and Reverence Capital Partners Complete Acquisition of Russell Investments from London Stock Exchange GroupRequest info...
62Mercer Advisors$304.0010/30/2019Mercer boosts female leadership with new hireRequest info...
63Loomis Sayles & Co$297.2012/31/2019Owned by NatixisRequest info...
64BMO Global Asset Group$273.0012/31/2019Kristi Mitchem is new CEORequest info...
65New York Life/Mainstay$259.0012/31/2019Senior leadership changes in progressRequest info...
66Citi Group$256.003/26/2019FINRA fines Citigroup $1.25 million and an additional $55,000Request info...
67Apollo Management$246.4012/31/2019Apollo Global Management Announces New $500 Million Share Repurchase Authorization March 12, 2020Request info...
68Oppenheimer Funds$234.006/30/2019Purchased by Invesco. Fined $85,000 and to pay 3.8 million in restitution by FINRA on 12/20/19.Request info...
69Voya (ING)$230.0012/31/2019FINRA fined Voya $125,982Request info...
70Carlyle Group$224.0012/31/2019The Carlyle Group Completes Conversion to a CorporationRequest info...
71Lazard Mgmt. Group$222.9012/31/2019Downsizing in progressRequest info...
72TCW Group$217.0012/31/2019Nippon Life buys 25% stake in TCWRequest info...
73Guggenheim Partners$215.0012/31/2019Guggenheim Partners Combines its Commercial Real Estate Finance and Structured Real Estate Divisions Under Guggenheim InvestmentsRequest info...
74Lord Abbett & Co$205.2012/31/2019Lord Abbett Portfolio Manager Yoana Koleva Wins 2019 Women in Asset Management AwardRequest info...
75BrightSphere$200.0012/31/2019CEO buys 50,000 shares on 12/31/19Request info...
76Conning$179.3012/31/2019Conning Completes Strategic Investment in Global EvolutionRequest info...
77Putnam Investments$173.002/29/2020Fund Ranked #1 out of Nearly 300 Funds in the Core Bond CategoryRequest info...
78American Century Investments$170.003/31/2019Nomura buys 40%Request info...
79IGM Financial$163.801/31/2020Purchased Mackenzie. AUM up.Request info...
80Bridgewater Associates$160.0012/31/2019The worlds largest hedge fund takes a huge hit from pandemic.Request info...
81Raymond James$151.7012/31/2019To expand into CanadaRequest info...
82Ares Management$149.0012/31/2019Ares Management Corporation and Sumitomo Mitsui Banking Corporation Announce Strategic Agreement and Equity Transaction
Company Release - 3/30/2020
Request info...
83Doubleline$148.0012/31/2019Consistent AUM increases. Well done.Request info...
84Victory Capital$142.402/29/2020Increased AUM by, not 12.8% but 128% in one quarter. $64.1 Billion to $149.5 Billion! Victory Capital purchased USAA's Investment management business.Request info...
85GAM Investors$137.0012/31/2019Changed brand from Gabelli Investors to "GAM"Request info...
86The Hartford$127.0012/31/2019Named "2019 Military Friendly Employer" Request info...
87OakTree$125.0012/31/2019Brookfield to acquire 62% of OaktreeRequest info...
88Harris Associates$119.6012/31/2019Owned by NatixisRequest info...
89MAN Group$117.1012/31/2019Man Group appoints John Cryan as ChairmanRequest info...
90Artisan Partners Financial$111.701/29/2020Steady AUM growthRequest info...
91Virtus Investment Partners$107.7012/31/2019Buys Sustainable Growth AdvisorsRequest info...
92Aegon$100.8012/31/2019Aegon will repurchase common shares for an amount of EUR 168 million to neutralize the dilutive effect of the 2019 interim stock dividend. Request info...
93US Bancorp$91.0012/31/2019U.S. Bancorp may close 450 branchesRequest info...
94TPG Capital$72.0012/31/2019Owned by Tarrant Capital GroupRequest info...
95Waddell & Reed$65.002/29/2020Is looking to move the HQ somewhere in Missouri to save costsRequest info...
96Robert W Baird & Co$62.009/30/2019FINRA fined Robert W Baird $150,000Request info...
97William Blair Funds$58.4012/31/2019William Blair passed on 11/21/19Request info...
98Sterling Capital$58.0012/31/2019Sterling Capital Equity Income Fund (BEGIX) Ranked in the First Percentile of its Morningstar(1) Category for 15 YearsRequest info...
99Quilter (was Old Mutual)$57.0012/31/2019Quilter to sell the life insurance division for $555.7 million.Request info...
100Causeway Capital Management$53.2012/31/2019Request info...
101iCapital$46.6012/31/2019Blackrock to purchase a minority share for $250 millionRequest info...
102Fortress Investment Group$41.5012/31/2019Fortress Investment Group Sells Long Beach Airport Plaza Office PropertiesRequest info...
103Glenmede Investment Management$41.0012/31/2019Request info...
104Thornburg Asset Management$40.5212/31/2019Thornburg Appoints Ben Kirby and Jeff Klingelhofer as Co-Heads of InvestmentsRequest info...
105AGF Management Limited$37.402/29/2020Kevin McCreadie Announces Changes to AGF’s Senior Leadership TeamRequest info...
106Stifel Financial Corp$37.001/31/2020Selling Ziglar Capital to 1251 Capital GroupRequest info...
107Pzena$34.802/29/2020Pzena internally re-organizing with restructuring and buyouts Q1 2020.Request info...
108Sculptor | Och-Ziff$34.0012/31/2019Rebranding from Och-Zill to "Sculptor"Request info...
109Matthews Asia Funds$24.202/29/2020Matthews Asia Hires Lindsay Wright as Head of Asia and Global Chief Operating OfficerRequest info...
110Dyal Capital Partners$21.7012/31/2019Purchased by Neuberger BermanRequest info...
111Impax Asset Group$20.002/29/2020Buying PAX with 9.4 Billion in AUMRequest info...
112Robinhood Financial$20.0012/31/2019Joins the free EFT commission charge. FINRA fines Robinhood $1.25 million on 12/9/19Request info...
113Insight Partners$20.0012/31/2019Focused on venture capitalRequest info...
114Davis Select Advisers$19.809/30/2019Request info...
115Manning & Napier$19.401/31/2020"Manning & Napier loses two PMs, liquidate three funds", per CitywireRequest info...
116Reams Asset Mgmt.$19.2012/31/2019Purchased by Raymond JamesRequest info...
117Pacific Global Asset Management$18.0012/31/2019Part of Pacific LifeRequest info...
118Touchstone Investments$18.005/1/2019Touchstone Investments Names Rockefeller Asset Management Sub-Advisor to Touchstone International ESG Equity Fund. Owned by Western & SouthernRequest info...
119Southeastern Asset Management$17.0012/31/2019Southeastern Asset Management has a new CEORequest info...
120Oakmark Funds$16.8012/31/2019Owned by Natixis via Harris AssociatesRequest info...
121Tweedy Browne Co$15.103/30/2019Warren Buffet's former investment firmRequest info...
122Royce Funds$13.7012/31/2019Part of Legg MasonRequest info...
123Ariel Investments$13.2012/31/2019Melody Hudson is new Co-CEORequest info...
1241251 Capital Group$12.509/6/2019Buying Emerald & Ziegler CapitalRequest info...
125Brown Brothers Harriman$12.503/31/2019BBH Capital Partners Completes Investment In Bradford Airport LogisticsRequest info...
126Xponance (was FIS Group)$9.502/29/2020Rebranded to Xponance from FIS GroupRequest info...
127Park Avenue Securities$5.7012/31/2019FINRA fines Park Avenue Securities $640,522Request info...
128Emerald$5.0012/31/2019Request info...
129Westchester Capital$3.7012/31/2019Boasts zero broker turnoverRequest info...
130Grayscale Investments$3.301/31/2020Grayscale Gets Regulatory Nod From FINRA for Ethereum Trust to Trade on OTC Markets for using Block-Chain transactionsRequest info...
131Z Capital Group$2.802/3/2020Affinity Gaming Completes Sale of Three Colorado Casinos to Twin River Worldwide HoldingsRequest info...
132Saturna Capital$2.109/30/2019Saturna Capital’s President Appointed to Newly Formed SEC Asset Management Advisory CommitteeRequest info...
133SA Stone (was Sterne Agee)$1.4012/31/2019Rebranding from Sterne Agee to "SA Stone"Request info...
134Heartland Advisors$1.3012/31/2019Moving to BMO towerRequest info...
135Great Point Partners$1.2012/31/2019Great Point Capital teaming with Lionsgate to start a Film Studio in New YorkRequest info...
136Ross Sinclair & Associates$0.7012/31/2019AUM is up but has to pay a $200,000 FINRA fine.Request info...
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