Mutual Fund Industry Market Share by Company
Date 11/1/18
Investment Companies market share percentage ranked by AUM
| Ranked by AUM on 10/29/2018 | Company Name | AUM $ (in Billions) | Date | News | Click to get Company Info |
|---|---|---|---|---|---|
| 1 | Black Rock Funds | $6,444.0 | 09/30/2018 | Purchasing Cartesian | Request info... |
| 2 | Vanguard | $4,829.0 | 05/10/2018 | Expanding EFG funds | Request info... |
| 3 | Charles Schwab | $3,520.0 | 09/16/2018 | Moody's upgrade to "positive" | Request info... |
| 4 | State Street Global Advisors | $2,810.0 | 09/30/2018 | Buys Charles River Dev. | Request info... |
| 5 | Fidelity Investments | $2,560.0 | 03/31/2018 | Won 14 Lipper Awards | Request info... |
| 6 | JP Morgan | $2,077.0 | 09/30/2018 | Upgrades Apple to a buy | Request info... |
| 7 | PIMCO | $1,970.0 | 06/30/2018 | Sees 55% of global slowdown in 2 yrs | Request info... |
| 8 | BNY Mellon (Dreyfus) | $1,800.0 | 06/30/2018 | Increases Prime rate to 5.25% | Request info... |
| 9 | Amundi Asset Mgmt | $1,685.0 | 10/25/2018 | Purchased Pioneer on 6/22/17 | Request info... |
| 10 | Capital Group | $1,600.0 | 06/30/2018 | Am Funds Morningstar award | Request info... |
| 11 | Prudential Investments | $1,400.0 | 09/30/2018 | AUM is growing at a high rate | Request info... |
| 12 | Legal & General Investments | $1,280.0 | 08/09/2018 | Wins AREF award | Request info... |
| 13 | Northern Trust | $1,149.0 | 07/18/2018 | Prime rate up to 5.25% on 9/27/18 | Request info... |
| 14 | BofA Merrill Lynch | $1,080.0 | 09/30/2018 | Moving 125k Jobs to Ireland because of Brexit |  |
| 15 | T Rowe Price | $1,080.0 | 09/30/2018 | Targeting Schwab customers | Request info... |
| 16 | Wellington Management | $1,000.0 | 09/30/2018 | Request info... | |
| 17 | Edward Jones | $1,000.0 | 06/30/2018 | JD Power Satisfaction award | Request info... |
| 18 | TD Ameritrade | $1,000.0 | 10/17/2017 | Buying Scott Trade | Request info... |
| 19 | Sun Life Global Investments | $986.0 | 06/30/2018 | Acquires Maxwell Health | Request info... |
| 20 | Natixis Global Associates | $985.4 | 08/03/2018 | Request info... |
|
| 21 | Invesco | $980.9 | 10/18/2018 | Acquiring Source (ETFs) | Request info... |
| 22 | TIAA | $973.0 | 09/30/2018 | purchased Nuveen | Request info... |
| 23 | Ameriprise Financial | $913.4 | 09/30/2018 | 5M meals to families in need | Request info... |
| 24 | Affiliated Managers Group (AMG) | $829.6 | 09/30/2018 | Purchased Ashton Funds | Request info... |
| 25 | UBS | $817.4 | 09/30/2018 | Racks major cities of RE bubble risk | Request info... |
| 26 | AXA | $807.1 | 06/30/2018 | New Chief Risk Officer | Request info... |
| 27 | Goldman Sachs Asset Management | $794.0 | 03/31/2018 | Changes due to Fed's Stress Test results, per NYT | Request info... |
| 28 | Deutsche Asset Management | $784.8 | 06/30/2018 | NEW ESG US fund | Request info... |
| 29 | Legg Mason | $755.4 | 09/30/2018 | Steady rise in AUM in 2018 | Request info... |
| 30 | Morgan Stanley | $747.0 | 06/30/2018 | Changes due to Fed's Stress Test results, per NYT | Request info... |
| 31 | Standard Life Aberdeen (UK) | $732.7 | 06/30/2018 | 2018 Better Society Awards | Request info... |
| 32 | Nomura Asset Management | $732.0 | 06/30/2018 | Buys stake in Julius Baer to serve Japan | Request info... |
| 33 | Franklin Templeton | $717.1 | 09/30/2018 | Expands emerging markets equity team | Request info... |
| 34 | Insight Investors | $701.0 | 03/31/2018 | Part of BYN Mellon | Request info... |
| 35 | Principal Financial Group | $668.0 | 09/30/2018 | Buys PnB Asset Mgmt in India |  |
| 36 | Dimensional Fund Advisers | $636.6 | 04/04/2018 | Request info... | |
| 37 | MetLife | $587.3 | 06/30/2018 | Working mothers - top 100 places to work | Request info... |
| 38 | Alliance Bernstein | $551.0 | 08/30/2018 | Moving 1,000 jobs to Nashville | Request info... |
| 39 | Wells Fargo Advisors | $540.0 | 03/30/2018 | Successful Fed "stress test" | Request info... |
| 40 | Pictet | $509.0 | 02/07/2018 | Expands services to Singapore | Request info... |
| 41 | MFS Investment Management | $485.0 | 09/30/2018 | AUM is increasing in Q3 | Request info... |
| 42 | Columbia Management | $469.0 | 06/30/2018 | Three Lipper Fund awards | Request info... |
| 43 | Eaton Vance Distributors | $454.0 | 09/30/2018 | Earnings surge by 10% - beat expectations | Request info... |
| 44 | AVIVA | $451.0 | 09/30/2018 | Completes share buyback program | Request info... |
| 45 | Julius Baer Securities | $445.3 | 06/30/2018 | Nomura buys 40% in JB to help with Japan market | Request info... |
| 46 | The BlackStone Group | $438.0 | 09/30/2018 | Bidding on Japanese Real Estate | Request info... |
| 47 | BNP Paribas | $435.0 | 07/17/2018 | Buys ABN AMRO Bank | Request info... |
| 48 | Credit Susie | $410.0 | 03/31/2018 | Lyft's underwriting: Credit Sussie vs. JP Morgan | Request info... |
| 49 | Federated Investors | $392.2 | 07/27/2018 | Met Q2 estimates | Request info... |
| 50 | Manulife | $392.0 | 06/30/2018 | New Chief Investment Officer | Request info... |
| 51 | Janus Henderson Group | $370.1 | 06/30/2018 | Purchased Janus Capital (Denver) | Request info... |
| 52 | Janus Capital Group | $370.0 | 06/30/2018 | Purchased by Janus Henderson Group (UK) | Request info... |
| 53 | SEI Investments | $339.2 | 09/30/2018 | SEI to buy Archway Technologies 7/5/17 | Request info... |
| 54 | RBC Global Wealth (CAN) | $329.0 | 06/30/2018 | Canadian Fund provider of the year | Request info... |
| 55 | Dodge & Cox | $314.0 | 03/31/2018 | Request info... | |
| 56 | Aegon | $311.9 | 03/31/2018 | Chief Digital Officer resigns | Request info... |
| 57 | Baring Capital Management | $300.0 | 09/30/2018 | Purchased Babson Capital | Request info... |
| 58 | Apollo Management | $270.2 | 09/30/2018 | To acquire part of OneMain Holdings | Request info... |
| 59 | BMO Global Asset Group | $260.0 | 03/31/2018 | Request info... | |
| 60 | Oppenheimer Funds | $246.0 | 09/30/2018 | Named a best places to work with disabilities | Request info... |
| 61 | Neuberger Berman | $245.2 | 06/30/2018 | Deeper commitment to China 4/1/17 | Request info... |
| 62 | New York Life Investments | $242.0 | 06/30/2018 | Donates $300k to Florence Relief | Request info... |
| 63 | Frank Russell Investments | $237.3 | 09/30/2018 | Owned by Northwestern Mutual | Request info... |
| 64 | BrightSphere | $234.3 | 06/30/2018 | OMAM rebrands as BrightSphere | Request info... |
| 65 | Lizard Mgmt Group | $226.1 | 03/31/2018 | Request info... | |
| 66 | Carlyle Group | $212.0 | 09/30/2018 | Buys Abacus in East Africa | Request info... |
| 67 | Voya (ING) | $210.0 | 09/30/2018 | Re-certified as a "Great Place to Work" | Request info... |
| 68 | Guggenheim Partners | $207.0 | 09/30/2018 | Completes purchase of Millstein & Co | Request info... |
| 69 | Merrill Lynch (part of BofA) | $200.0 | 09/11/2018 | 54% increase in 3 years | Request info... |
| 70 | TCW Group | $198.0 | 09/30/2018 | Nippon Life buys 25% stake in TCW | Request info... |
| 71 | Robeco/ORIX | $189.0 | 06/30/2018 | Request info... | |
| 72 | American Century Investments | $179.0 | 03/06/2018 | Nomura buys 40% | Request info... |
| 73 | Putnam Investments | $175.0 | 07/31/2018 | Moves HQ to Boston | Request info... |
| 74 | Lord Abbett & Co | $169.3 | 09/30/2018 | New managing partner | Request info... |
| 75 | IGM Financial | $160.0 | 09/30/2018 | Purchased Mackenzie | Request info... |
| 76 | IGM Financial | $159.1 | 06/30/2018 | Request info... | |
| 77 | USAA Investment Management | $151.3 | 07/23/2018 | Bank voted most reputable in US | Request info... |
| 78 | Conning | $138.8 | 06/30/2018 | Purchased Global Evolution | Request info... |
| 79 | Raymond James | $135.5 | 09/30/2018 | Request info... | |
| 80 | Mainstay Capital/NY Life | $131.0 | 03/31/2018 | Owned by New York Life | Request info... |
| 81 | OakTree | $123.5 | 09/30/2018 | Slight increase in AUM | Request info... |
| 82 | Doubleline | $123.0 | 09/30/2018 | Request info... | |
| 83 | Ares Management | $121.0 | 09/30/2018 | Announces purchase of Paradigm Energy Partners Assets | Request info... |
| 84 | Artisan Partners Financial | $117.4 | 08/31/2018 | Morningstar - 2 Gold Rated Funds | Request info... |
| 85 | LPL Financial | $117.0 | 03/31/2018 | Has become a major employer in the Charlotte area | Request info... |
| 86 | The Hartford | $115.4 | 03/31/2018 | Named "2019 Military Friendly Employer" | Request info... |
| 87 | MAN Group | $114.1 | 09/30/2018 | Request info... | |
| 88 | First Eagle Investment Management Completes acquisition of NewStar Financial | $111.0 | 09/30/2018 | Completes acquisition of NewStar Financial | Request info... |
| 89 | Virtus Investment Partners | $105.6 | 09/30/2018 | Buys Sustainable Growth Advisors | Request info... |
| 90 | TPG Capital | $98.0 | 08/16/2018 | Highest bidder in Sonatype acquisition | Request info... |
| 91 | Oakmark Funds | $93.7 | 09/30/2018 | Wins two Lipper Awards | Request info... |
| 92 | Ivy Funds | $80.0 | 03/31/2018 | Purchased by Waddel Reed | Request info... |
| 93 | Waddell & Reed | $79.5 | 09/30/2018 | More Top Mgmt changes | Request info... |
| 94 | US Bancorp | $79.0 | 09/30/2018 | Fiserv to buy ATM/debt services | Request info... |
| 95 | Victory Capital | $63.6 | 09/30/2018 | To acquire Harvest Volatility Mgmt | Request info... |
| 96 | William Blair Funds | $61.6 | 06/30/2018 | Wins 2017 mid-market investment bank of the year | Request info... |
| 97 | Sterling Capital | $58.0 | 09/30/2018 | Steady growth over several years - Owned by BB&T | Request info... |
| 98 | Quilter (was Old Mutual) | $56.9 | 09/30/2018 | Name change | Request info... |
| 99 | Cerberus Capital Management | $50.0 | 06/30/2018 | To acquire Subsea Communications | Request info... |
| 100 | Thornburg Asset Management | $49.4 | 04/03/2018 | Request info... | |
| 101 | Robert W Baird & Co | $46.0 | 09/30/2018 | I recommend the Cornelius, NC office team | Request info... |
| 102 | Fortress | $41.4 | 06/30/2018 | Purchased by Softbank | Request info... |
| 103 | Gabelli Investors | $39.6 | 09/30/2018 | Reports record Q2 earnings | Request info... |
| 104 | Och-Ziff | $38.0 | 09/01/2018 | Request info... | |
| 105 | Pacific Global Asset Management | $36.2 | 07/17/2018 | Part of Pacific Life | Request info... |
| 106 | Matthews Asia Funds | $33.8 | 07/31/2018 | Request info... | |
| 107 | Brown Brothers Harriman | $31.4 | 09/30/2018 | To acquire part of Strategic Logistics | Request info... |
| 108 | AGF Management Limited | $29.2 | 06/30/2018 | McCredie to CEO | Request info... |
| 109 | Davis Select Advisers | $26.8 | 03/31/2018 | Request info... | |
| 110 | Manning & Napier | $23.1 | 09/30/2018 | Request info... | |
| 111 | Reams Asset Mgmt | $20.6 | 09/30/2018 | Purchased by Raymond James | Request info... |
| 112 | Sterne Agee (SA Stone) | $20.0 | 03/31/2018 | Outstanding Kannapolis/Cornelius Team | Request info... |
| 113 | Glenmede Investment Management | $18.1 | 06/30/2018 | Request info... | |
| 114 | Touchstone Investments | $18.0 | 03/31/2018 | Buying Sentinel's assets | Request info... |
| 115 | Royce Funds | $17.4 | 12/31/2017 | Request info... | |
| 116 | Impax Asset Group | $15.2 | 06/30/2018 | Request info... | |
| 117 | Dyal Capital Partners | $14.0 | 09/30/2018 | Owned by Neuberger Berman | Request info... |
| 118 | Mercer Advisors | $12.0 | 03/31/2018 | Expands in Southeast with acquisitions | Request info... |
| 119 | Avenue Capital Management | $10.1 | 09/30/2018 | Considering purchase of Arcil | Request info... |
| 120 | Kelso & Company | $9.3 | 04/26/2018 | To buy majority interest in Newport Group | Request info... |
| 121 | Ariel Investments | $8.9 | 08/10/2018 | Request info... | |
| 122 | FIS Group | $5.6 | 04/30/2018 | To purchase "equal sized" Piedmont Investment Advisors | Request info... |
| 123 | Emerald | $5.6 | 09/30/2018 | Request info... | |
| 124 | Tricon | $5.6 | 09/30/2018 | Request info... | |
| 125 | New Star Financial | $4.7 | 09/30/2018 | Request info... | |
| 126 | Saturna Capital | $3.2 | 03/31/2018 | Request info... | |
| 127 | Tweedy Browne Co | $3.2 | 06/30/2018 | Request info... | |
| 128 | Westchester Capital | $2.8 | 09/05/2018 | Request info... | |
| 129 | Z Capital Group | $2.3 | 07/09/2018 | Kirschbaum as new COO | Request info... |
| 130 | Heartland Advisors | $1.7 | 03/19/2018 | Request info... | |
| 131 | Cornerstone Capital Group | $1.0 | 03/31/2018 | Supports climate related disclosures | Request info... |
| 132 | Lafayette Investments | $0.4 | 03/26/2018 | New SEC complaint on 9/2018 | Request info... |
| - - Click for All Companies >>> | Request info... | ||||
| Other developments | |||||
| Nuveen Investments | (purchased by TIAA) | ||||
| Aston Funds | (purchased by AMG) | ||||
| RS Investments | (purchased by Victory Cap) | ||||
| Calvert Funds | (purchased by Eaton Vance) | ||||
| Pioneer Investments | (purchased by Amundi) | ||||
| Estancia | (purchased by Vitrus) | ||||
| Reams Asset Mgmt | (purchased by Raymond James) | ||||
| Scout Investments | (purchased by Raymond James) |
