2020 Market Share for the top 130 Investment Companies
Percentage by AUM (Assets Under Management)
Data Date: 5/30/20
| Ranked by AUM on 5/31/20 | Company Name | New AUM In Billions | New Date | Current News | Click to get Company Info |
|---|---|---|---|---|---|
| 1 | Black Rock Funds | $6,470.00 | 3/31/2020 | AUM falls 10% or 1 Trillion $ | Request info... |
| 2 | Vanguard | $6,200.00 | 1/31/2020 | Vanguard and HarborVest announce private equity partnership | Request info... |
| 3 | Charles Schwab | $3,200.00 | 12/31/2019 | Schwab to buy TD Ameritrade | Request info... |
| 4 | Fidelity Investments | $2,915.00 | 3/31/2020 | AUM is up. | Request info... |
| 5 | BofA Merrill Lynch | $2,750.00 | 3/31/2020 | FINRA fine of $150,000 for Merrill Lynch on 5/13/20 |  |
| 6 | State Street Global Advisors | $2,450.00 | 3/31/2020 | AUM down 22% | Request info... |
| 7 | JP Morgan | $1,900.00 | 3/31/2020 | Reopens Shanghai office on limited basis on 3/20/20. | Request info... |
| 8 | Capital Group | $1,900.00 | 3/19/2020 | Wins 13 Lipper awards. 3/6/20 | Request info... |
| 9 | PIMCO | $1,800.00 | 3/31/2020 | Owned by Allianz | Request info... |
| 10 | BNY Mellon (Dreyfus) | $1,750.00 | 3/31/2020 | Todd Gibbons is new CEO. | Request info... |
| 11 | Amundi Asset Mgmt | $1,700.00 | 3/31/2020 | Amundi to acquire Banco Sabadell Asset Management division | Request info... |
| 12 | Prudential Investments | $1,481.00 | 5/5/2020 | AUM is up. | Request info... |
| 13 | Legal & General Investments | $1,476.53 | 3/31/2020 | Invests into Australian mortgage business | Request info... |
| 14 | TD Ameritrade | $1,300.00 | 12/31/2019 | To be purchased by Charles Schwab. Fined $250,000 by FINRA on 12/30/19. Selling for $26 Billion. | Request info... |
| 15 | Invesco | $1,053.40 | 3/31/2020 | Invesco to "cut 1,300 jobs," Per Financial Times | Request info... |
| 16 | Sun Life Global Investments | $1,020.00 | 3/31/2020 | Wins bond award 3/30/20. | Request info... |
| 17 | T Rowe Price | $1,010.00 | 3/31/2020 | "T. Rowe Price led a new funding $1.3 B round for the start-up, a potential competitor to Tesla that was already backed by Amazon and Ford." per NY Times. | Request info... |
| 18 | Wellington Management | $1,000.00 | 3/31/2020 | Focuses on climate change issues for giving and PR | Request info... |
| 19 | TIAA / Nuveen | $1,000.00 | 3/31/2020 | TIAA closes life insurance division | Request info... |
| 20 | Northern Trust | $914.00 | 3/31/2020 | $250 Million cost cutting program has started | Request info... |
| 21 | Edward Jones | $914.00 | 3/31/2019 | Voted a top place to work | Request info... |
| 22 | Natixis Global Associates | $908.90 | 3/31/2020 | H2O Management bringing down Natixis results in addition to pandemic. | Request info... |
| 23 | AXA | $897.70 | 12/31/2019 | FINRA fines AXA $772,000 | Request info... |
| 24 | Goldman Sachs Asset Management | $874.50 | 4/30/2019 | Fined $130,000 by FINRA on 12/19/2019. | Request info... |
| 25 | Insight Investors | $840.84 | 3/31/2020 | Expands Phoenix Headquarters. Insight Acquires French Digital Consulting Company vNext | Request info... |
| 26 | UBS | $832.00 | 3/31/2020 | UBS CEO tells staff, "your job is safe during pandemic." | Request info... |
| 27 | Ameriprise Financial | $800.00 | 3/31/2020 | 11% AUM loss | Request info... |
| 28 | Legg Mason | $789.40 | 2/29/2020 | To be purchased by Franklin Templeton | Request info... |
| 29 | DWS | Deutsche Asset Management | $777.00 | 3/31/2020 | Rebranding to "DWS" | Request info... |
| 30 | Affiliated Managers Group (AMG) | $723.00 | 3/31/2020 | AMG Announces Investment in Comvest Partners | Request info... |
| 31 | Manulife Asset Mgmt | $693.00 | 3/31/2020 | 11% AUM loss | Request info... |
| 32 | Standard Life Aberdeen (UK) | $671.10 | 3/31/2020 | AUM drops again | Request info... |
| 33 | LPL Financial | $670.00 | 3/31/2020 | AUM increased by 14% | Request info... |
| 34 | Franklin Templeton | $656.50 | 3/31/2020 | To acquire Legg Mason | Request info... |
| 35 | Principal Financial Group | $631.10 | 3/31/2020 | Principal Announces New $900 Million Share Repurchase Authorization |  |
| 36 | Dimensional Fund Advisors | $609.00 | 12/31/2019 | Dimensional will open its new East Coast headquarters in Charlotte. | Request info... |
| 37 | Federated Hermes (was Federated Investors) | $605.80 | 5/1/2020 | Purchased Hermes and rebranded to Federated Hermes | Request info... |
| 38 | MetLife | $601.40 | 3/31/2020 | SEC fine for $10 million | Request info... |
| 39 | AllianceBernstein | $576.00 | 3/31/2020 | Layoffs starting. | Request info... |
| 40 | MFS Investment Management | $528.00 | 1/31/2020 | Owned by Sun Life Financial | Request info... |
| 41 | Morgan Stanley | $522.00 | 12/31/2019 | FINRA fine of $120,000 on 5/1/20 | Request info... |
| 42 | Wells Fargo Advisors | $518.00 | 3/31/2020 | SEC fines Wells Fargo $3 Billion. | Request info... |
| 43 | Brookfield Asset Management | $515.00 | 3/31/2020 | Brookfield acquires India telecom towers | Request info... |
| 44 | Nomura Asset Management | $469.00 | 3/31/2020 | FINRA fines Nomura $300,000 on 12/9/19. Tries to rebound from 2018 losses and 2019 layoffs. | Request info... |
| 45 | Geode Capital Management | $465.00 | 3/31/2020 | As a third party, Geode Capital Management will manages Fidelity's "free" ETF index funds as the funds' sub-advisor | Request info... |
| 46 | Columbia Threadneedle | $464.00 | 3/31/2020 | Commits to sponsor Boston Marathon through 2023 | Request info... |
| 47 | Eaton Vance Distributors | $436.00 | 3/31/2020 | Jessica Kung Joins Eaton Vance as Chief Human Resources Officer | Request info... |
| 48 | AVIVA Investors | $430.00 | 12/31/2019 | Aviva Investors expands real estate development team | Request info... |
| 49 | Credit Sussie | $425.00 | 3/31/2020 | Paying 6.5 Million in fines from FINRA | Request info... |
| 50 | Julius Baer Securities | $403.00 | 3/31/2020 | Karos will drag earnings down | Request info... |
| 51 | Robeco/ORIX | $400.00 | 3/31/2020 | Robeco rebranded to ORIX. Owned by AXA | Request info... |
| 52 | BNP Paribas | $399.20 | 3/31/2020 | FINRA fine of $15 million over money laundering controls - Dec 2019 | Request info... |
| 53 | The Blackstone Group | $336.00 | 3/31/2020 | Blackstone acquires battery energy storage pioneer | Request info... |
| 54 | RBC Global Wealth (CAN) | $331.40 | 3/31/2020 | FINRA fine of $2.9 million in Oct '19. | Request info... |
| 55 | Neuberger Berman | $330.00 | 5/2/2020 | Buying Dyal Capital Partners | Request info... |
| 56 | Barings | $327.00 | 3/31/2020 | Barings makes a bet as it enters the risky 5G market with Majority Stake Acquisition in Gigasphere Holdings LLC | Request info... |
| 57 | Apollo Management | $316.00 | 3/31/2020 | Apollo Global Management Announces New $500 Million Share Repurchase Authorization March 12, 2020 | Request info... |
| 58 | Dodge & Cox | $313.20 | 9/30/2019 | AUM is up | Request info... |
| 59 | Frank Russell Investments | $307.00 | 3/31/2020 | TA Associates and Reverence Capital Partners Complete Acquisition of Russell Investments from London Stock Exchange Group | Request info... |
| 60 | Mercer Advisors | $304.00 | 10/30/2019 | Mercer boosts female leadership with new hire | Request info... |
| 61 | Janus Henderson Group | $294.40 | 3/31/2020 | Fined $2.35 million for overcharging | Request info... |
| 62 | SEI Investments | $283.00 | 3/31/2020 | SEI Again Recognized for Award-Winning Fund Performance in 2019 February 6, 2020 | Request info... |
| 63 | Guggenheim Partners | $270.00 | 3/31/2020 | AUM is up. | Request info... |
| 64 | Loomis Sayles & Co | $269.00 | 3/31/2020 | Owned by Natixis | Request info... |
| 65 | New York Life/Mainstay | $263.00 | 3/31/2020 | Senior leadership changes in progress | Request info... |
| 66 | BMO Global Asset Group | $259.00 | 3/31/2020 | Kristi Mitchem is new CEO | Request info... |
| 67 | Oppenheimer Funds | $234.00 | 6/30/2019 | Purchased by Invesco. Fined $85,000 and to pay 3.8 million in restitution by FINRA on 12/20/19. | Request info... |
| 68 | Carlyle Group | $223.00 | 3/31/2020 | The Carlyle Group Completes Conversion to a Corporation | Request info... |
| 69 | BrightSphere | $221.00 | 3/31/2020 | CEO buys 50,000 shares on 12/31/19 | Request info... |
| 70 | Voya (ING) | $217.00 | 3/31/2020 | FINRA fined Voya $125,982 | Request info... |
| 71 | TCW Group | $212.00 | 3/31/2020 | Nippon Life buys 25% stake in TCW | Request info... |
| 72 | Pictet | $183.00 | 3/31/2020 | Pictet raises EUR700 million for first real estate fund and completes two transactions | Request info... |
| 73 | Lord Abbett & Co | $179.50 | 3/31/2020 | Lord Abbett Portfolio Manager Yoana Koleva Wins 2019 Women in Asset Management Award | Request info... |
| 74 | American Century Investments | $178.00 | 3/31/2020 | Nomura buys 40% | Request info... |
| 75 | Lazard Mgmt. Group | $171.90 | 3/31/2020 | Downsizing in progress | Request info... |
| 76 | Conning | $168.40 | 3/31/2020 | Conning Completes Strategic Investment in Global Evolution | Request info... |
| 77 | Bridgewater Associates | $160.00 | 12/31/2019 | The worlds largest hedge fund takes a huge hit from pandemic. | Request info... |
| 78 | IGM Financial | $159.00 | 4/30/2020 | Purchased Mackenzie. AUM up. | Request info... |
| 79 | Putnam Investments | $158.00 | 5/1/2020 | Fund Ranked #1 out of Nearly 300 Funds in the Core Bond Category | Request info... |
| 80 | Ares Management | $149.00 | 3/31/2020 | Ares Management Corporation and Sumitomo Mitsui Banking Corporation Announce Strategic Agreement and Equity Transaction Company Release - 3/30/2020 | Request info... |
| 81 | Doubleline | $148.00 | 12/31/2019 | Consistent AUM increases. Well done. | Request info... |
| 82 | Victory Capital | $142.00 | 2/29/2020 | Increased AUM by, not 12.8% but 128% in one quarter. $64.1 Billion to $149.5 Billion! Victory Capital purchased USAA's Investment management business. | Request info... |
| 83 | Raymond James | $128.20 | 3/31/2020 | To expand into Canada | Request info... |
| 84 | GAM Investors | $116.60 | 3/31/2020 | Changed brand from Gabelli Investors to "GAM" | Request info... |
| 85 | US Bancorp | $116.00 | 3/31/2020 | U.S. Bancorp may close 450 branches | Request info... |
| 86 | OakTree | $113.00 | 3/31/2020 | Brookfield to acquire 62% of Oaktree | Request info... |
| 87 | Artisan Partners Financial | $106.80 | 4/30/2020 | Steady AUM growth | Request info... |
| 88 | MAN Group | $104.20 | 3/31/2020 | Man Group appoints John Cryan as Chairman | Request info... |
| 89 | The Hartford | $102.20 | 3/31/2020 | Named "2019 Military Friendly Employer" | Request info... |
| 90 | Aegon | $100.80 | 12/31/2019 | Aegon will repurchase common shares for an amount of EUR 168 million to neutralize the dilutive effect of the 2019 interim stock dividend. | Request info... |
| 91 | Virtus Investment Partners | $89.50 | 3/31/2020 | Buys Sustainable Growth Advisors | Request info... |
| 92 | Harris Associates | $76.30 | 3/31/2020 | Owned by Natixis | Request info... |
| 93 | TPG Capital | $72.00 | 3/31/2020 | Owned by Tarrant Capital Group | Request info... |
| 94 | Robert W Baird & Co | $65.00 | 12/31/2019 | FINRA fined Robert W Baird $150,000 | Request info... |
| 95 | Waddell & Reed | $56.00 | 3/31/2020 | Is looking to move the HQ somewhere in Missouri to save costs | Request info... |
| 96 | Causeway Capital Management | $53.20 | 12/31/2019 | Request info... | |
| 97 | Sterling Capital | $53.00 | 3/31/2020 | FINRA fine for BB&T Securities for $47.500 on 5/7/20. Plus, 5/18/20 Suntrust (Truist) had a $50,000 FINRA fine and paid$584,466 in restitution. | Request info... |
| 98 | Quilter (was Old Mutual) | $47.82 | 3/31/2020 | Quilter to sell the life insurance division for $555.7 million. | Request info... |
| 99 | William Blair Funds | $46.60 | 3/31/2020 | William Blair passed on 11/21/19 | Request info... |
| 100 | Oakmark Funds | $44.00 | 3/31/2020 | Owned by Natixis via Harris Associates | Request info... |
| 101 | Fortress Investment Group | $43.50 | 3/31/2020 | Fortress Investment Group Sells Long Beach Airport Plaza Office Properties | Request info... |
| 102 | Glenmede Investment Management | $41.00 | 12/31/2019 | Request info... | |
| 103 | Thornburg Asset Management | $40.52 | 12/31/2019 | Thornburg Appoints Ben Kirby and Jeff Klingelhofer as Co-Heads of Investments | Request info... |
| 104 | Stifel Financial Corp | $37.00 | 1/31/2020 | "FINRA Press Release" (on the June 2020 FINRA page) FINRA fine of $3.6 million for Stifel. | Request info... |
| 105 | AGF Management Limited | $34.30 | 3/31/2020 | Kevin McCreadie Announces Changes to AGFs Senior Leadership Team | Request info... |
| 106 | Sculptor | Och-Ziff | $34.00 | 5/1/2020 | Rebranding from Och-Zill to "Sculptor" | Request info... |
| 107 | Pzena | $30.10 | 4/30/2020 | Pzena internally re-organizing with restructuring and buyouts Q1 2020. | Request info... |
| 108 | Davis Select Advisers | $23.70 | 3/31/2020 | Request info... | |
| 109 | Dyal Capital Partners | $21.70 | 12/31/2019 | Purchased by Neuberger Berman | Request info... |
| 110 | Robinhood Financial | $20.00 | 12/31/2019 | Joins the free EFT commission charge. FINRA fines Robinhood $1.25 million on 12/9/19 | Request info... |
| 111 | Impax Asset Group | $19.90 | 4/30/2020 | Buying PAX with 9.4 Billion in AUM | Request info... |
| 112 | Matthews Asia Funds | $19.80 | 3/31/2020 | Matthews Asia Hires Lindsay Wright as Head of Asia and Global Chief Operating Officer | Request info... |
| 113 | Reams Asset Mgmt. | $19.10 | 3/31/2020 | Purchased by Raymond James | Request info... |
| 114 | Manning & Napier | $18.00 | 4/30/2020 | "Manning & Napier loses two PMs, liquidate three funds", per Citywire | Request info... |
| 115 | Touchstone Investments | $18.00 | 5/1/2019 | Touchstone Investments Names Rockefeller Asset Management Sub-Advisor to Touchstone International ESG Equity Fund. Owned by Western & Southern | Request info... |
| 116 | Southeastern Asset Management | $17.00 | 12/31/2019 | Southeastern Asset Management has a new CEO | Request info... |
| 117 | Pacific Global Asset Management | $16.60 | 3/31/2020 | Part of Pacific Life | Request info... |
| 118 | Brown Brothers Harriman | $14.20 | 3/31/2019 | BBH Capital Partners Completes Investment In Bradford Airport Logistics | Request info... |
| 119 | Axiom Capitial Management | $13.40 | 3/27/2020 | FINRA fine of $37,000 on 5/26/20 | Request info... |
| 120 | Royce Funds | $12.90 | 3/31/2020 | Part of Legg Mason | Request info... |
| 121 | 1251 Capital Group | $12.50 | 9/6/2019 | Buying Emerald & Ziegler Capital | Request info... |
| 122 | Tweedy Browne Co | $10.80 | 3/31/2020 | Warren Buffet's former investment firm | Request info... |
| 123 | Ariel Investments | $10.20 | 3/31/2020 | Melody Hudson is new Co-CEO | Request info... |
| 124 | Xponance (was FIS Group) | $9.50 | 2/29/2020 | Rebranded to Xponance from FIS Group | Request info... |
| 125 | Park Avenue Securities | $4.00 | 3/31/2020 | FINRA fines Park Avenue Securities $640,522 | Request info... |
| 126 | Z Capital Group | $3.00 | 3/31/2020 | Affinity Gaming Completes Sale of Three Colorado Casinos to Twin River Worldwide Holdings | Request info... |
| 127 | Great Point Partners | $2.80 | 3/31/2020 | Great Point Capital teaming with Lionsgate to start a Film Studio in New York | Request info... |
| 128 | Westchester Capital | $2.60 | 3/31/2020 | Boasts zero broker turnover | Request info... |
| 129 | Emerald | $2.40 | 3/31/2020 | Request info... | |
| 130 | Saturna Capital | $2.10 | 9/30/2019 | Saturna Capitals President Appointed to Newly Formed SEC Asset Management Advisory Committee | Request info... |
| 131 | SA Stone (was Sterne Agee) | $1.40 | 12/31/2019 | Rebranding from Sterne Agee to "SA Stone" | Request info... |
| 132 | Heartland Advisors | $0.90 | 3/31/2020 | Moving to BMO tower | Request info... |
| 133 | Ross Sinclair & Associates | $0.70 | 12/31/2019 | AUM is up but has to pay a $200,000 FINRA fine. | Request info... |
| 134 | Fort Washington Advisors | $54.60 | 3/31/2020 | Owned by Western Southern | Request info... |
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