Mutual Fund Companies ranked by Assets Under Management (AUM).
Mutual Fund Company Data updated on 3/8/2022
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Note: Covid-19 Public Relations press releases were not used below. Every company has a public relations post. Though nice and required, those have no benefit to your analysis of the companies.
| Ranked by AUM on 3/7/22 | Company Name | AUM (in Billions) | Date | News | Click to get Company Info |
|---|---|---|---|---|---|
| 1 | BlackRock Funds | $10,010.00 | 12/31/2021 | First investment company to break the 10 trillion AUM ceiling. Takes an Evergrand loss. | Request info... |
| 2 | Vanguard | $8,100.00 | 10/1/2021 | Working managing future lower commission business model. | Request info... |
| 3 | Charles Schwab | $7,980.00 | 10/3/2021 | Schwab Charitable Donors Gave $4.4 Billion to Charity Through 945,000 Grants In 2021 - 1/20/22 | Request info... |
| 4 | JP Morgan | $7,110.00 | 12/31/2021 | AUM up 15%. SEC fine of $125 million for widespread record keeping violations. 12/17/21. | Request info... |
| 5 | BarclayHedge | $4,534.00 | 9/30/2021 | 12/23/21 - FINRA fine of $125 million. "CEO resigns amid Epstein scandal inquiry," per NYT - 11/1/21. | Request info... |
| 6 | Fidelity Investments | $4,200.00 | 12/31/2021 | Starts a bitcon ETF in Germany as a test. SEC has new reguations on bitcon ETFs. | Request info... |
| 7 | State Street Global Advisors | $4,140.00 | 9/30/2021 | State Street Partners with Black-Owned Businesses to Underwrite $1.5 Billion of Senior Unsecured Debt | Request info... |
| 8 | Capital Group | $2,700.00 | 12/31/2021 | Capital Group Launches Its First Active ETFs on New York Stock Exchange | Request info... |
| 9 | BNY Mellon (Dreyfus) | $2,400.00 | 12/31/2021 | Mellon uses Chainalysis' blockchain technology to monitor suspicous crypto transactions | Request info... |
| 10 | Amundi Asset Mgmt | $2,260.00 | 12/31/2021 | Amundi, just complted the Lyxor purchse for $894 million USD. Lyxor is one of the key players in the ETF market in Europe | Request info... |
| 11 | PIMCO/Allianz | $2,200.00 | 12/31/2021 | PIMCO to give $1 million annually for Future Leaders Scholarship | Request info... |
| 12 | Legal & General Investments | $1,835.00 | 6/30/2021 | Legal & General agrees c.£11m buyout with Cornish Mutual Assurance Company Limited Staff Pension Scheme | Request info... |
| 13 | Northern Trust | $1,620.00 | 12/31/2021 | Northern Trust Asset Management Quant Head Michael Hunstad to Lead Newly Combined Equity Team | Request info... |
| 14 | Invesco | $1,610.90 | 12/31/2021 | Starts a bitcon ETF. SEC has new reguations on bitcon ETFs. | Request info... |
| 15 | Morgan Stanley | $1,600.00 | 12/31/2021 | Morgan Stanley's subidiary, Eaton Vance, to purchase Water Oak. | Request info... |
| 16 | Franklin Templeton | $1,578.10 | 12/31/2021 | Franklin Templetons Voice of the American Worker Study Indicates Employees are Re-evaluating What They Want from Their Employers | Request info... |
| 17 | T Rowe Price | $1,578.00 | 12/31/2021 | 6.6% drop in AUM in January 2022. Is this a T. Rowe Price issue or a global issue? | Request info... |
| 18 | Prudential Investments | $1,500.00 | 12/31/2021 | AUM down $200 Billion or 12%. | Request info... |
| 19 | Nuveen (TIAA) | $1,375.00 | 12/31/2021 | Nuveen Real Estates Asia Pacific Cities strategy acquires a 50% interest in One George Street, Singapore in joint venture for US $472 million | Request info... |
| 20 | Natixis Global Associates | $1,360.20 | 12/31/2021 | Natixis Investment Managers to Sell its Block of Fiera Capital Shares - 1/12/22 | Request info... |
| 21 | LPL Financial | $1,206.00 | 12/31/2021 | 12/20/21 - $982,354 FINRA fine. | Request info... |
| 22 | UBS | $1,200.00 | 9/30/2021 | 12/20/21 - FINRA fine of $4,059,652. | Request info... |
| 23 | Insight Investors | $1,147.00 | 12/31/2021 | Request info... | |
| 24 | DWS | Deutsche Asset Management | $1,014.00 | 12/31/2021 | 9/10/21 - Censored and fined $800,000 by FINRA. However, no fines after this one which is news worthy based on the history of the past few years. | Request info... |
| 25 | Wellington Management | $1,000.00 | 12/31/2021 | Wellington Management enters Singapore retail segment with launch of four new investment funds | Request info... |
| 26 | BofA Merrill Lynch | $1,000.00 | 12/31/2021 | 12/20/21 - FINRA fine of $950k. Plus another $1.2 million on the same day but a different violation. 10/4/21 - $1.5 million fine from FINRA |  |
| 27 | AXA | $969.50 | 12/31/2021 | AXA has completed the sale of its insurance operations* in Singapore | Request info... |
| 28 | The Blackstone Group | $881.00 | 12/31/2021 | Bluerock Residential Growth REIT To Be Acquired By Affiliates of Blackstone Real Estate In $3.6 Billion Transaction | Request info... |
| 29 | Manulife Asset Mgmt | $826.00 | 9/30/2021 | To buy minority interest in Arch Capital. | Request info... |
| 30 | Affiliated Managers Group (AMG) | $814.00 | 12/31/2021 | AMG and Leda Braga Increase Investment in Systematica | Request info... |
| 31 | AllianceBernstein | $779.00 | 9/30/2021 | Compiled a list of nonprofit organizations on our employee giving platform that are focused on providing aid and relief to the people of Ukraine | Request info... |
| 32 | Pictet | $767.00 | 12/31/2021 | Collardi out after money laundering scandal. | Request info... |
| 33 | Columbia Threadneedle | $745.00 | 12/31/2021 | Columbia Threadneedle Investments Confirms Completion of the Acquisition of BMO's EMEA Asset Management Business | Request info... |
| 34 | "ABDN" |Standard Life Aberdeen | $716.90 | 12/31/2021 | Rebranding to "ABDN." | Request info... |
| 35 | Principal Financial Group | $714.00 | 2/17/2022 | Kintsugi Raises $20M Series A from Insight Partners, Works Towards New Standard for Mental Healthcare |  |
| 36 | Geode Capital Management | $682.10 | 12/31/2021 | Huge losses on derivative trades forced Geode to close down its hedge-fund business. | Request info... |
| 37 | Dimensional Fund Advisors | $679.00 | 12/31/2021 | Dimensional's David Booth is working on plan to cut fees on 50 funds. Moving East Coast HQ to Charlotte. | Request info... |
| 38 | MetLife | $669.00 | 12/31/2021 | METLIFE INVESTMENT MANAGEMENT PROVIDES FINANCING FOR $625 MILLION TIMBERLAND TRANSACTION | Request info... |
| 39 | Federated Hermes (was Federated Investors) | $668.90 | 12/31/2021 | Purchased Hermes and rebranded to Federated Hermes | Request info... |
| 40 | MFS Investment Management | $657.10 | 1/31/2022 | Owned by Sun Life Financial | Request info... |
| 41 | New York Life/Mainstay | $650.00 | 12/31/2021 | 10/25/21 - 63,347 in restitution and a $200,000 FINRA fine. | Request info... |
| 42 | Brookfield Asset Management | $650.00 | 9/3/2021 | May divest its asset management business. | Request info... |
| 43 | AllSpring Global Investments (Wells) | $575.00 | 12/31/2021 | Well Fargo Advisors is rebranding/sell to become AllSpring. Gillard purchased Wells Advisors for $1.2 Billion. 12/6/21 - Wells FINRA fine of $2,250,000 for lax AML record keeping compliance. Other fines were waived due to "extraordinary cooperation by Wells." Someone at Wells Advisors deserves a bonus for avoiding a bigger fine. | Request info... |
| 44 | Nomura Asset Management | $570.00 | 12/31/2021 | 3/1/22 - Annoucnes management changes and new board of directors | Request info... |
| 45 | Julius Baer Securities | $525.70 | 12/31/2021 | Profits are up. | Request info... |
| 46 | Edward Jones | $510.80 | 12/31/2021 | Edward Jones Surpasses $30 Million Goal to Advance Alzheimer's Research | Request info... |
| 47 | Apollo Management | $498.00 | 12/31/2021 | Apollo Funds Complete the Acquisition of The Venetian Resort Las Vegas and Venetian Expo Operating Companies | Request info... |
| 48 | Credit Sussie | $487.00 | 3/31/2021 | 10/19/21 SEC fine of $475 million | Request info... |
| 49 | RBC Global Wealth (CAN) | $486.00 | 12/31/2021 | 12/15/21 - FINRA fine and restitution of $1,006,155. 12/29/21 - another FINRA fine of $2.6 million. | Request info... |
| 50 | BNP Paribas | $483.00 | 12/31/2021 | BNP Paribas and Deutsche Bank complete the transfer of Global Prime Finance & Electronic Equities to BNP Paribas | Request info... |
| 51 | KKR | $471.00 | 2/8/2022 | KKR COMPLETES ACQUISITION OF LEADING SOFTWARE PROVIDER YAYOI - 3/1/22 | Request info... |
| 52 | Aegon | $465.90 | 12/31/2021 | Aegon has completed the share buyback program | Request info... |
| 53 | Ameriprise Financial | $460.90 | 12/31/2021 | Ameriprise employee charged for alleged crypto scheme by SEC | Request info... |
| 54 | Neuberger Berman | $460.00 | 12/31/2021 | AUM up 5% in 2021 Q4 | Request info... |
| 55 | AVIVA Investors | $441.80 | 12/31/2021 | Aviva Investors acquires Hoxton office for Climate Transition Real Assets Fund | Request info... |
| 56 | Janus Henderson Group | $432.00 | 2/3/2022 | 3% AUM increase in 2021 Q4 | Request info... |
| 57 | Barings | $387.00 | 12/31/2021 | Barings Real Estate Debt Closes More Than 1 Billion of Deals in 2021 | Request info... |
| 58 | Loomis Sayles & Co | $363.00 | 12/31/2021 | LOOMIS SAYLES JOINS CLIMATE ACTION 100+ | Request info... |
| 59 | Mercer Advisors | $362.00 | 5/31/2021 | On an aquisition buying spree. I've lost track. | Request info... |
| 60 | Frank Russell Investments | $340.80 | 12/31/2021 | Nonprofits Tackle Climate Change, Focusing on E in ESG. Announces many green and climate ETFs. | Request info... |
| 61 | NISA Investment Advisors | $334.00 | 12/31/2021 | Stephen Davis joins as Sr. Economic Strategist. | Request info... |
| 62 | Carlyle Group | $301.00 | 12/31/2021 | Carlyle invests in large battery project in New York | Request info... |
| 63 | SEI Investments | $300.00 | 3/30/2021 | SEI Partners with Maybank Group to Expand Investment Access for Malaysian Investors | Request info... |
| 64 | Swiss Life Asset Mgmt | $291.70 | 12/31/2021 | Profits were up 2021. | Request info... |
| 65 | Southeastern Asset Management | $276.20 | 12/31/2021 | AUM is the total of Southestern and its subsideraries. | Request info... |
| 66 | Lazard Mgmt. Group | $273.70 | 12/31/2021 | EMILIO MAHUAD JOINS LAZARD AS CEO, FINANCIAL ADVISORY, MEXICO | Request info... |
| 67 | BMO Global Asset Group | $273.00 | 9/30/2021 | Ameriprise Financial to Acquire BMOs EMEA Asset Management Business | Request info... |
| 68 | Voya (ING) | $268.00 | 12/31/2021 | Voya may sell it 1,000 person independent broker network to Cetera Financial. | Request info... |
| 69 | TCW Group | $264.00 | 12/31/2021 | TCWs Investment Chief and CEO Set Departures After Employees Threaten to Quit per WSJ. | Request info... |
| 70 | Edelman Financial Engines | $260.00 | 8/16/2021 | Ric Edelman sold minority stock investment to Warburg Pines. | Request info... |
| 71 | Raymond James | $242.00 | 6/30/2021 | Purchased Freedom Street Partners in Monroe, NC. (A high growth Charlotte suburb) | Request info... |
| 72 | Goldman Sachs Asset Management | $232.00 | 9/30/2021 | Goldman Sachs Asset Management Forms Healthcare Advisory Council | Request info... |
| 73 | Collage (Robert W Baird & Co) | $231.00 | 9/30/2021 | Baird Capital Rebrands as Collage. FINRA fined Robert W Baird $150,000 | Request info... |
| 74 | American Century Investments | $218.00 | 3/11/2021 | Escalating Conflict Has Market and Portfolio Impacts | Request info... |
| 75 | Conning | $215.00 | 12/31/2021 | New Conning Survey Shows a Significant Jump in ESG Investing Engagement Among U.S. Insurers | Request info... |
| 76 | Lord Abbett & Co | $210.10 | 9/30/2021 | Climate Report Is a Call to Action | Request info... |
| 77 | IGM Financial | $210.00 | 12/31/2021 | IGM FINANCIAL ANNOUNCES UPCOMING LEADERSHIP CHANGES THAT DELIVER STRATEGIC CONTINUITY AND SUCCESSION (five listed) | Request info... |
| 78 | Clearbridge Inestments | $208.30 | 12/31/2021 | Owned by Franklin Tempelton | Request info... |
| 79 | Fisher Investments | $208.00 | 12/31/2021 | This Is a Classic Correction, Not a Bear Market, Russia Aside | Request info... |
| 80 | Putnam Investments | $196.00 | 12/31/2021 | Oil prices may correct after sanctions-related spike | Request info... |
| 81 | US Bancorp | $192.00 | 12/31/2021 | U.S. Bancorp to Acquire MUFG Union Bank. | Request info... |
| 82 | Virtus Investment Partners | $187.20 | 12/31/2021 | Virtus Investment Partners and AllianzGI announce US strategic partnership | Request info... |
| 83 | Victory Capital | $183.00 | 12/31/2021 | Victory Capital Closes Acquisition of WestEnd Advisors | Request info... |
| 84 | Artisan Partners Financial | $174.80 | 12/31/2021 | Jay Warner Named Portfolio Manager on Artisan Partners Growth Team | Request info... |
| 85 | OakTree | $166.00 | 12/31/2021 | Oaktree Closes Real Estate Debt Fund III at $3 Billion | Request info... |
| 86 | AQR Capital | $165.00 | 12/1/2021 | Best LBGTQ place to work | |
| 87 | CVC Partners | $165.00 | 9/30/2021 | CVC Asia V agrees acquisition of Affin Hwang AM | Request info... |
| 88 | The Hartford | $157.90 | 12/31/2021 | The Hartford Ranks No. 1 In Customer Satisfaction In J.D. Power 2022 U.S. Property Claims Satisfaction Study | Request info... |
| 89 | Quilter (was Old Mutual) | $151.00 | 12/31/2021 | Quilter to sell the life insurance division for $555.7 million. | Request info... |
| 90 | PineBridge Investments | $148.70 | 12/31/2021 | PineBridge Investments Hires William Corson as Global Chief Compliance Officer | Request info... |
| 91 | MAN Group | $146.80 | 12/31/2021 | Man AHL receives approval for QFII license in China | Request info... |
| 92 | Doubleline Capital | $134.00 | 12/31/2021 | Jeffrey Gundlach has become the face of Doubleline. | Request info... |
| 93 | Harris Associates | $123.80 | 12/31/2021 | Owned by Natixis. AUM is slightly down. | Request info... |
| 94 | Cetera Financial Group | $120.00 | 12/31/2021 | Voya may sell it 1,000 person independent broker network to Cetera Financial. | Request info... |
| 95 | Stifel Financial Corp | $117.80 | 11/9/2021 | STIFEL ANNOUNCES ALLIANCE WITH LFE CAPITAL | Request info... |
| 96 | BrightSphere | $117.00 | 12/31/2021 | BrightSphere completes sale of Affiliate Campbell Global | Request info... |
| 97 | First Eagle | $110.00 | 12/31/2021 | First Eagle completes the THL Credit purchase | Request info... |
| 98 | LSV Asset Management | $109.00 | 12/31/2021 | Behavioral Finance & bottoms up approach | Request info... |
| 99 | TPG Capital | $109.00 | 12/6/2021 | SEC filing on 12/16/21 to go public. | Request info... |
| 100 | Empower | $106.00 | 12/31/2021 | Empower rebrands to Bolster - 2/1/22 | Request info... |
| 101 | Fortress Investment Group | $102.00 | 12/31/2021 | Japan based, Softbank my divest in Fortress Invesment Group. | Request info... |
| 102 | Bridgewater Associates | $100.00 | 12/31/2021 | Ray Dalio is starting a new China fund. | Request info... |
| 103 | Robinhood Financial | $98.00 | 12/31/2021 | Even after all the FINRA and SEC fines, AUM is up 33% in 2021. | Request info... |
| 104 | Blue Owl | $94.50 | 12/31/2021 | Stunning 25% increase in 2021 Q4. Dyal and Owl Rock formed Blue Owl. | Request info... |
| 105 | Rathbone Brothers | $90.20 | 12/31/2021 | Rathbones completes acquisition of Saunderson House | Request info... |
| 106 | Transamerica | $89.00 | 4/1/2021 | Transamerica Bolsters Pooled Retirement Plan Offerings with the Acquisition of TAG Resources, LLC - 3/1/22 | Request info... |
| 107 | Dodge & Cox | $88.00 | 6/30/2021 | Dodge & Cox Investment Leadership & Committee Changes | Request info... |
| 108 | Sterling Capital | $86.00 | 12/31/2021 | Truist CFO is to present at the RBC Capitial market conference. Owned by BB&T/Sun Trust now rebranded as Turist. Based in Charlotte. | Request info... |
| 109 | Hines | $83.60 | 6/30/2021 | Laura Hines-Pierce Promoted to Co-CEO of Hines | Request info... |
| 110 | William Blair Funds | $79.00 | 12/31/2021 | Brent Gledhill was elected as William Blairs chief executive officer | Request info... |
| 111 | Fort Washington Advisors | $78.30 | 12/31/2021 | Owned by Western Southern | Request info... |
| 112 | GAM Investors | $74.20 | 12/31/2021 | AUM drop in Q4. | Request info... |
| 113 | Eaton Vance Distributors | $71.00 | 12/31/2021 | To purchase Water Oak. EV is now owned by Morgan Stanley. | Request info... |
| 114 | Brown Brothers Harriman | $68.00 | 6/30/2021 | 9/7/21 - State Street to acquire BBH for $3.5 Billion in cash. | Request info... |
| 115 | Oakmark Funds | $64.00 | 12/31/2021 | Harris Associates' and Oakmark Funds' Leadership Transition | Request info... |
| 116 | Impax Asset Group | $54.80 | 12/31/2021 | AUM is up 7% in 2021 Q4 | Request info... |
| 117 | Pzena | $52.50 | 12/31/2021 | Steady two years of AUM increases. | Request info... |
| 118 | Causeway Capital Management | $45.00 | 12/31/2021 | 5% AUM increase in 2021 Q4 | Request info... |
| 119 | Oppenheimer Funds | $43.60 | 9/30/2021 | Nashville Tennessee Office Opening | Request info... |
| 120 | AGF Management Limited | $43.40 | 12/31/2021 | AGF finalized an agreement with Vestmark | Request info... |
| 121 | Thornburg Asset Management | $43.40 | 9/30/2021 | Nicholas Anderson, CFA, and Emily Leveille, CFA, join Sean Sun, CFA, as co-portfolio managers | Request info... |
| 122 | Sculptor | Och-Ziff | $41.20 | 12/31/2021 | AUM up a billion in Q4 and good financials in Q3. Stock still fell from looming hangover from 2014 $30 million legal judgement in Africa. Rebranded from Och-Zill to "Sculptor" | Request info... |
| 123 | Ares Management | $41.20 | 12/31/2021 | AUM up 54% in 2021. | Request info... |
| 124 | Securities America | $39.30 | 12/31/2021 | No information available | Request info... |
| 125 | Tikhau Capital | $37.50 | 12/31/2021 | Tikehau Capital to acquire Pall Mall building in London in partnership with Best Star Real Estate Fedaia | Request info... |
| 126 | New Mountain Capital | $35.00 | 1/31/2022 | Purchased a major interest in the manufacturing company Covaris - 1/13/22. | Request info... |
| 127 | Citi Group | $32.90 | 12/31/2021 | 12/2/21 - FINRA fine of $375,000. Citi to exit 13 markets in Q4. | Request info... |
| 128 | Mission Square Investments | $31.00 | 9/30/2021 | Rebranding from Vantagepoint Funds to Mission Square Investments. 9/10/21. | Request info... |
| 129 | ORIX | $26.50 | 12/31/2021 | Robeco rebranded to ORIX. Owned by AXA | Request info... |
| 130 | Matthews Asia Funds | $23.70 | 1/31/2022 | Need to watch Matthews Asia's exposure to small Chinese companies. High risk and high return. | Request info... |
| 131 | Reams Asset Mgmt. | $23.50 | 12/31/2021 | Purchased by Raymond James | Request info... |
| 132 | Manning & Napier | $22.50 | 12/31/2021 | Owned by William Manning | Request info... |
| 133 | Davis Select Advisers | $21.60 | 12/31/2021 | Davis Advisors) provides discretionary portfolio management services, serving as investment adviser or sub-adviser for Morgan Stanley. | Request info... |
| 134 | Guggenheim Partners | $20.70 | 12/31/2021 | Guggenheim Investments Announces Completion of the Mergers of GPM, GGM and GOF | Request info... |
| 135 | Ariel Investments | $17.40 | 12/31/2021 | Manchester United see Ariel Investments increase stake to 13.8% | Request info... |
| 136 | Royce Funds | $16.00 | 12/31/2021 | Now part of Franklin Templeton via Legg Mason merger. | Request info... |
| 137 | Touchstone Investments | $16.00 | 9/30/2021 | To purchase a $7.5 Billion of AIG's portfolio. Owned by Western & Southern. | Request info... |
| 138 | Glenmede Investment Management | $13.70 | 12/31/2021 | Linda Manfredonia takes over as the Delaware Regional Director | Request info... |
| 139 | Xponance (was FIS Group) | $12.00 | 4/1/2021 | Rebranded to Xponance from FIS Group | Request info... |
| 140 | HSBC | $10.80 | 12/31/2021 | Deborah P. Bailey, Melvin L. Flowers, George W. Madison and Alice D. Schroeder are the newest Board Members of HSBC North America Holdings Inc. | Request info... |
| 141 | Diffractive Managers Group | $10.10 | 9/30/2021 | 1251 Capital rebrands to Diffractive Managers Group - 11/16/21 | Request info... |
| 142 | Park Avenue Securities | $7.60 | 12/31/2021 | Steady AUM | Request info... |
| 143 | Saturna Capital | $6.00 | 12/31/2021 | Saturna Capital wins three national awards for investor communications | Request info... |
| 144 | Emerald Mutual Funds | $5.80 | 12/31/2021 | Merdged with 1251 Capital. | Request info... |
| 145 | Thrivent Financial | $5.30 | 12/31/2021 | Thrivent names Carolyn Sakstrup as Chief Growth and Generosity Officer | Request info... |
| 146 | Westchester Capital | $4.50 | 12/31/2021 | Vitrus to acquire Westchester Capital. | Request info... |
| 147 | Tweedy Browne Co | $3.90 | 12/31/2021 | Warren Buffet's former investment firm | Request info... |
| 148 | SA Stone (was Sterne Agee) | $2.10 | 12/31/2021 | Rebranding from Sterne Agee to "SA Stone" | Request info... |
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| Directory In Billions $ => | $106,418.90 |
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